GEORGE K. BAUM & COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2020 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-03-23 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-03-23 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-03-23 | $0 |
| Total income from all sources (including contributions) | 2020-03-23 | $513,077 |
| Total loss/gain on sale of assets | 2020-03-23 | $0 |
| Total of all expenses incurred | 2020-03-23 | $24,272,469 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-03-23 | $24,265,276 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-03-23 | $0 |
| Value of total assets at end of year | 2020-03-23 | $0 |
| Value of total assets at beginning of year | 2020-03-23 | $23,759,392 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-03-23 | $7,193 |
| Total interest from all sources | 2020-03-23 | $25,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-03-23 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-03-23 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-03-23 | $0 |
| Was this plan covered by a fidelity bond | 2020-03-23 | Yes |
| Value of fidelity bond cover | 2020-03-23 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-03-23 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-03-23 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-03-23 | No |
| Participant contributions at end of year | 2020-03-23 | $0 |
| Participant contributions at beginning of year | 2020-03-23 | $98,559 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-03-23 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-03-23 | $94,884 |
| Other income not declared elsewhere | 2020-03-23 | $0 |
| Administrative expenses (other) incurred | 2020-03-23 | $7,193 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-23 | No |
| Value of net income/loss | 2020-03-23 | $-23,759,392 |
| Value of net assets at end of year (total assets less liabilities) | 2020-03-23 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-03-23 | $23,759,392 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-03-23 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-03-23 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-03-23 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-03-23 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-03-23 | $8,459,315 |
| Value of interest in pooled separate accounts at end of year | 2020-03-23 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2020-03-23 | $9,724,974 |
| Interest on participant loans | 2020-03-23 | $468 |
| Interest earned on other investments | 2020-03-23 | $25,070 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-03-23 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-03-23 | $5,381,660 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-03-23 | $151,518 |
| Net investment gain/loss from pooled separate accounts | 2020-03-23 | $336,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-03-23 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-03-23 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-03-23 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-03-23 | $24,265,276 |
| Did the plan have assets held for investment | 2020-03-23 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-23 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-03-23 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-03-23 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-03-23 | Disclaimer |
| Accountancy firm name | 2020-03-23 | BKD, LLP |
| Accountancy firm EIN | 2020-03-23 | 440160260 |
| 2019 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total income from all sources (including contributions) | 2019-10-31 | $7,015,195 |
| Total loss/gain on sale of assets | 2019-10-31 | $0 |
| Total of all expenses incurred | 2019-10-31 | $32,557,262 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-10-31 | $32,463,984 |
| Value of total corrective distributions | 2019-10-31 | $22,075 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-10-31 | $2,480,071 |
| Value of total assets at end of year | 2019-10-31 | $23,759,392 |
| Value of total assets at beginning of year | 2019-10-31 | $49,301,459 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-10-31 | $71,203 |
| Total interest from all sources | 2019-10-31 | $265,027 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-10-31 | $419,608 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-10-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-10-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-10-31 | $419,608 |
| Was this plan covered by a fidelity bond | 2019-10-31 | Yes |
| Value of fidelity bond cover | 2019-10-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-10-31 | No |
| Contributions received from participants | 2019-10-31 | $2,068,589 |
| Participant contributions at end of year | 2019-10-31 | $98,559 |
| Participant contributions at beginning of year | 2019-10-31 | $220,822 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-10-31 | $94,884 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-10-31 | $0 |
| Administrative expenses (other) incurred | 2019-10-31 | $71,203 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Value of net income/loss | 2019-10-31 | $-25,542,067 |
| Value of net assets at end of year (total assets less liabilities) | 2019-10-31 | $23,759,392 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-10-31 | $49,301,459 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-10-31 | $8,459,315 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-10-31 | $17,848,746 |
| Value of interest in pooled separate accounts at end of year | 2019-10-31 | $9,724,974 |
| Value of interest in pooled separate accounts at beginning of year | 2019-10-31 | $19,769,867 |
| Interest on participant loans | 2019-10-31 | $10,171 |
| Interest earned on other investments | 2019-10-31 | $254,856 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-10-31 | $5,381,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-10-31 | $11,462,024 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-10-31 | $1,779,054 |
| Net investment gain/loss from pooled separate accounts | 2019-10-31 | $2,071,435 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-10-31 | No |
| Contributions received in cash from employer | 2019-10-31 | $411,482 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-10-31 | $32,463,984 |
| Did the plan have assets held for investment | 2019-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-10-31 | Disclaimer |
| Accountancy firm name | 2019-10-31 | BKD, LLP |
| Accountancy firm EIN | 2019-10-31 | 440160260 |
| 2018 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total income from all sources (including contributions) | 2018-10-31 | $4,738,479 |
| Total loss/gain on sale of assets | 2018-10-31 | $0 |
| Total of all expenses incurred | 2018-10-31 | $4,661,570 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $4,648,846 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $3,486,898 |
| Value of total assets at end of year | 2018-10-31 | $49,301,459 |
| Value of total assets at beginning of year | 2018-10-31 | $49,224,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $12,724 |
| Total interest from all sources | 2018-10-31 | $217,634 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $195,719 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-31 | $195,719 |
| Was this plan covered by a fidelity bond | 2018-10-31 | Yes |
| Value of fidelity bond cover | 2018-10-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
| Contributions received from participants | 2018-10-31 | $2,002,572 |
| Participant contributions at end of year | 2018-10-31 | $220,822 |
| Participant contributions at beginning of year | 2018-10-31 | $189,715 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-31 | $928,299 |
| Other income not declared elsewhere | 2018-10-31 | $0 |
| Administrative expenses (other) incurred | 2018-10-31 | $12,724 |
| Total non interest bearing cash at end of year | 2018-10-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-10-31 | $588 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Value of net income/loss | 2018-10-31 | $76,909 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $49,301,459 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $49,224,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-31 | $17,848,746 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-31 | $12,831,594 |
| Value of interest in pooled separate accounts at end of year | 2018-10-31 | $19,769,867 |
| Value of interest in pooled separate accounts at beginning of year | 2018-10-31 | $26,221,849 |
| Interest on participant loans | 2018-10-31 | $11,073 |
| Interest earned on other investments | 2018-10-31 | $206,561 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-10-31 | $11,462,024 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-10-31 | $9,980,804 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-31 | $-18,491 |
| Net investment gain/loss from pooled separate accounts | 2018-10-31 | $856,719 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-10-31 | No |
| Contributions received in cash from employer | 2018-10-31 | $556,027 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-31 | $4,648,846 |
| Did the plan have assets held for investment | 2018-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Disclaimer |
| Accountancy firm name | 2018-10-31 | BKD, LLP |
| Accountancy firm EIN | 2018-10-31 | 440160260 |
| 2017 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total income from all sources (including contributions) | 2017-10-31 | $10,432,645 |
| Total loss/gain on sale of assets | 2017-10-31 | $0 |
| Total of all expenses incurred | 2017-10-31 | $6,098,132 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-10-31 | $6,095,881 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-10-31 | $2,961,281 |
| Value of total assets at end of year | 2017-10-31 | $49,224,550 |
| Value of total assets at beginning of year | 2017-10-31 | $44,890,037 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-10-31 | $2,251 |
| Total interest from all sources | 2017-10-31 | $189,866 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-10-31 | $145,709 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-10-31 | $145,709 |
| Was this plan covered by a fidelity bond | 2017-10-31 | Yes |
| Value of fidelity bond cover | 2017-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-10-31 | No |
| Contributions received from participants | 2017-10-31 | $2,061,571 |
| Participant contributions at end of year | 2017-10-31 | $189,715 |
| Participant contributions at beginning of year | 2017-10-31 | $157,931 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-10-31 | $400,567 |
| Other income not declared elsewhere | 2017-10-31 | $279 |
| Administrative expenses (other) incurred | 2017-10-31 | $2,251 |
| Total non interest bearing cash at end of year | 2017-10-31 | $588 |
| Total non interest bearing cash at beginning of year | 2017-10-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Value of net income/loss | 2017-10-31 | $4,334,513 |
| Value of net assets at end of year (total assets less liabilities) | 2017-10-31 | $49,224,550 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-10-31 | $44,890,037 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-10-31 | $12,831,594 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-10-31 | $11,087,285 |
| Value of interest in pooled separate accounts at end of year | 2017-10-31 | $26,221,849 |
| Value of interest in pooled separate accounts at beginning of year | 2017-10-31 | $27,259,454 |
| Interest on participant loans | 2017-10-31 | $7,771 |
| Interest earned on other investments | 2017-10-31 | $182,095 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-10-31 | $9,980,804 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-10-31 | $6,385,367 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-10-31 | $2,133,498 |
| Net investment gain/loss from pooled separate accounts | 2017-10-31 | $5,002,012 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-10-31 | No |
| Contributions received in cash from employer | 2017-10-31 | $499,143 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-10-31 | $6,095,881 |
| Did the plan have assets held for investment | 2017-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-10-31 | Disclaimer |
| Accountancy firm name | 2017-10-31 | BKD, LLP |
| Accountancy firm EIN | 2017-10-31 | 440160260 |
| 2016 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total income from all sources (including contributions) | 2016-10-31 | $3,332,948 |
| Total loss/gain on sale of assets | 2016-10-31 | $0 |
| Total of all expenses incurred | 2016-10-31 | $8,423,177 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $8,420,981 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $2,626,516 |
| Value of total assets at end of year | 2016-10-31 | $44,890,037 |
| Value of total assets at beginning of year | 2016-10-31 | $49,980,266 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $2,196 |
| Total interest from all sources | 2016-10-31 | $121,811 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $97,522 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $97,522 |
| Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
| Value of fidelity bond cover | 2016-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
| Contributions received from participants | 2016-10-31 | $2,035,634 |
| Participant contributions at end of year | 2016-10-31 | $157,931 |
| Participant contributions at beginning of year | 2016-10-31 | $175,505 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-10-31 | $112,825 |
| Administrative expenses (other) incurred | 2016-10-31 | $2,196 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Value of net income/loss | 2016-10-31 | $-5,090,229 |
| Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $44,890,037 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $49,980,266 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $11,087,285 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $12,923,186 |
| Value of interest in pooled separate accounts at end of year | 2016-10-31 | $27,259,454 |
| Value of interest in pooled separate accounts at beginning of year | 2016-10-31 | $30,395,333 |
| Interest on participant loans | 2016-10-31 | $5,513 |
| Interest earned on other investments | 2016-10-31 | $116,298 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-10-31 | $6,385,367 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-10-31 | $6,486,242 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $198,615 |
| Net investment gain/loss from pooled separate accounts | 2016-10-31 | $288,484 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
| Contributions received in cash from employer | 2016-10-31 | $478,057 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $8,420,981 |
| Did the plan have assets held for investment | 2016-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
| Accountancy firm name | 2016-10-31 | BKD, LLP |
| Accountancy firm EIN | 2016-10-31 | 440160260 |
| 2015 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total income from all sources (including contributions) | 2015-10-31 | $3,957,944 |
| Total loss/gain on sale of assets | 2015-10-31 | $0 |
| Total of all expenses incurred | 2015-10-31 | $4,024,684 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-31 | $4,011,004 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-31 | $2,548,608 |
| Value of total assets at end of year | 2015-10-31 | $49,980,266 |
| Value of total assets at beginning of year | 2015-10-31 | $50,047,006 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-31 | $13,680 |
| Total interest from all sources | 2015-10-31 | $129,615 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-10-31 | $77,752 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-10-31 | $77,752 |
| Was this plan covered by a fidelity bond | 2015-10-31 | Yes |
| Value of fidelity bond cover | 2015-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-10-31 | No |
| Contributions received from participants | 2015-10-31 | $2,074,102 |
| Participant contributions at end of year | 2015-10-31 | $175,505 |
| Participant contributions at beginning of year | 2015-10-31 | $274,485 |
| Other income not declared elsewhere | 2015-10-31 | $966 |
| Administrative expenses (other) incurred | 2015-10-31 | $13,680 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Value of net income/loss | 2015-10-31 | $-66,740 |
| Value of net assets at end of year (total assets less liabilities) | 2015-10-31 | $49,980,266 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-10-31 | $50,047,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-31 | $12,923,186 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-31 | $4,012,543 |
| Value of interest in pooled separate accounts at end of year | 2015-10-31 | $30,395,333 |
| Value of interest in pooled separate accounts at beginning of year | 2015-10-31 | $39,197,436 |
| Interest on participant loans | 2015-10-31 | $9,702 |
| Interest earned on other investments | 2015-10-31 | $119,913 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-10-31 | $6,486,242 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-10-31 | $6,562,542 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-31 | $-30,724 |
| Net investment gain/loss from pooled separate accounts | 2015-10-31 | $1,231,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-10-31 | No |
| Contributions received in cash from employer | 2015-10-31 | $474,506 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-31 | $4,011,004 |
| Did the plan have assets held for investment | 2015-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-10-31 | Disclaimer |
| Accountancy firm name | 2015-10-31 | BKD, LLP |
| Accountancy firm EIN | 2015-10-31 | 440160260 |
| 2014 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total income from all sources (including contributions) | 2014-10-31 | $6,791,042 |
| Total loss/gain on sale of assets | 2014-10-31 | $0 |
| Total of all expenses incurred | 2014-10-31 | $3,477,843 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $3,474,778 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $2,669,505 |
| Value of total assets at end of year | 2014-10-31 | $50,047,006 |
| Value of total assets at beginning of year | 2014-10-31 | $46,733,807 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $3,065 |
| Total interest from all sources | 2014-10-31 | $139,730 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $55,512 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-10-31 | $55,512 |
| Administrative expenses professional fees incurred | 2014-10-31 | $3,065 |
| Was this plan covered by a fidelity bond | 2014-10-31 | Yes |
| Value of fidelity bond cover | 2014-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-10-31 | No |
| Contributions received from participants | 2014-10-31 | $1,947,253 |
| Participant contributions at end of year | 2014-10-31 | $274,485 |
| Participant contributions at beginning of year | 2014-10-31 | $242,217 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-10-31 | $245,470 |
| Other income not declared elsewhere | 2014-10-31 | $12,199 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Value of net income/loss | 2014-10-31 | $3,313,199 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $50,047,006 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $46,733,807 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-31 | $4,012,543 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-31 | $3,704,389 |
| Value of interest in pooled separate accounts at end of year | 2014-10-31 | $39,197,436 |
| Value of interest in pooled separate accounts at beginning of year | 2014-10-31 | $35,271,886 |
| Interest on participant loans | 2014-10-31 | $8,942 |
| Interest earned on other investments | 2014-10-31 | $130,788 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-10-31 | $6,562,542 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-10-31 | $7,515,315 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-31 | $61,261 |
| Net investment gain/loss from pooled separate accounts | 2014-10-31 | $3,852,835 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-10-31 | No |
| Contributions received in cash from employer | 2014-10-31 | $476,782 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-10-31 | $3,474,778 |
| Did the plan have assets held for investment | 2014-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-10-31 | Disclaimer |
| Accountancy firm name | 2014-10-31 | BKD, LLP |
| Accountancy firm EIN | 2014-10-31 | 440160260 |
| 2013 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total income from all sources (including contributions) | 2013-10-31 | $9,349,446 |
| Total loss/gain on sale of assets | 2013-10-31 | $0 |
| Total of all expenses incurred | 2013-10-31 | $3,033,402 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-31 | $3,029,911 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-31 | $2,196,006 |
| Value of total assets at end of year | 2013-10-31 | $46,733,807 |
| Value of total assets at beginning of year | 2013-10-31 | $40,417,763 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-31 | $3,491 |
| Total interest from all sources | 2013-10-31 | $149,516 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-10-31 | $92,169 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-10-31 | $92,169 |
| Was this plan covered by a fidelity bond | 2013-10-31 | Yes |
| Value of fidelity bond cover | 2013-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-10-31 | No |
| Contributions received from participants | 2013-10-31 | $1,816,122 |
| Participant contributions at end of year | 2013-10-31 | $242,217 |
| Participant contributions at beginning of year | 2013-10-31 | $272,004 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-10-31 | $14,434 |
| Other income not declared elsewhere | 2013-10-31 | $61,736 |
| Administrative expenses (other) incurred | 2013-10-31 | $3,491 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Value of net income/loss | 2013-10-31 | $6,316,044 |
| Value of net assets at end of year (total assets less liabilities) | 2013-10-31 | $46,733,807 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-10-31 | $40,417,763 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-10-31 | $3,704,389 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-10-31 | $5,702,995 |
| Value of interest in pooled separate accounts at end of year | 2013-10-31 | $35,271,886 |
| Value of interest in pooled separate accounts at beginning of year | 2013-10-31 | $28,180,945 |
| Interest on participant loans | 2013-10-31 | $10,696 |
| Interest earned on other investments | 2013-10-31 | $138,820 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-10-31 | $7,515,315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-10-31 | $6,261,819 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-10-31 | $86,649 |
| Net investment gain/loss from pooled separate accounts | 2013-10-31 | $6,763,370 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-10-31 | No |
| Contributions received in cash from employer | 2013-10-31 | $365,450 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-10-31 | $3,029,911 |
| Did the plan have assets held for investment | 2013-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-10-31 | Disclaimer |
| Accountancy firm name | 2013-10-31 | BKD, LLP |
| Accountancy firm EIN | 2013-10-31 | 440160260 |
| 2012 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total income from all sources (including contributions) | 2012-10-31 | $5,482,843 |
| Total loss/gain on sale of assets | 2012-10-31 | $0 |
| Total of all expenses incurred | 2012-10-31 | $3,748,658 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-10-31 | $3,745,191 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-10-31 | $2,305,630 |
| Value of total assets at end of year | 2012-10-31 | $40,417,763 |
| Value of total assets at beginning of year | 2012-10-31 | $38,683,578 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-10-31 | $3,467 |
| Total interest from all sources | 2012-10-31 | $153,313 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-10-31 | $105,150 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-10-31 | $105,150 |
| Was this plan covered by a fidelity bond | 2012-10-31 | Yes |
| Value of fidelity bond cover | 2012-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-10-31 | No |
| Contributions received from participants | 2012-10-31 | $1,875,459 |
| Participant contributions at end of year | 2012-10-31 | $272,004 |
| Participant contributions at beginning of year | 2012-10-31 | $220,203 |
| Administrative expenses (other) incurred | 2012-10-31 | $3,467 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Value of net income/loss | 2012-10-31 | $1,734,185 |
| Value of net assets at end of year (total assets less liabilities) | 2012-10-31 | $40,417,763 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-10-31 | $38,683,578 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-10-31 | $5,702,995 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-10-31 | $5,275,338 |
| Value of interest in pooled separate accounts at end of year | 2012-10-31 | $28,180,945 |
| Value of interest in pooled separate accounts at beginning of year | 2012-10-31 | $27,017,321 |
| Interest on participant loans | 2012-10-31 | $9,248 |
| Interest earned on other investments | 2012-10-31 | $144,065 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-10-31 | $6,261,819 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-10-31 | $6,170,716 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-10-31 | $363,032 |
| Net investment gain/loss from pooled separate accounts | 2012-10-31 | $2,555,718 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-10-31 | No |
| Contributions received in cash from employer | 2012-10-31 | $430,171 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-10-31 | $3,745,191 |
| Did the plan have assets held for investment | 2012-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-10-31 | Disclaimer |
| Accountancy firm name | 2012-10-31 | BKD, LLP |
| Accountancy firm EIN | 2012-10-31 | 440160260 |
| 2011 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total income from all sources (including contributions) | 2011-10-31 | $3,804,026 |
| Total loss/gain on sale of assets | 2011-10-31 | $0 |
| Total of all expenses incurred | 2011-10-31 | $1,926,454 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-10-31 | $1,918,577 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-10-31 | $2,505,931 |
| Value of total assets at end of year | 2011-10-31 | $38,683,578 |
| Value of total assets at beginning of year | 2011-10-31 | $36,806,006 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-10-31 | $7,877 |
| Total interest from all sources | 2011-10-31 | $133,319 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-10-31 | $98,580 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-10-31 | $98,580 |
| Was this plan covered by a fidelity bond | 2011-10-31 | Yes |
| Value of fidelity bond cover | 2011-10-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-10-31 | No |
| Contributions received from participants | 2011-10-31 | $1,961,104 |
| Participant contributions at end of year | 2011-10-31 | $220,203 |
| Participant contributions at beginning of year | 2011-10-31 | $193,755 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-10-31 | $70,658 |
| Administrative expenses (other) incurred | 2011-10-31 | $7,877 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Value of net income/loss | 2011-10-31 | $1,877,572 |
| Value of net assets at end of year (total assets less liabilities) | 2011-10-31 | $38,683,578 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-10-31 | $36,806,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-10-31 | $5,275,338 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-10-31 | $4,000,675 |
| Value of interest in pooled separate accounts at end of year | 2011-10-31 | $27,017,321 |
| Value of interest in pooled separate accounts at beginning of year | 2011-10-31 | $28,134,368 |
| Interest on participant loans | 2011-10-31 | $10,320 |
| Interest earned on other investments | 2011-10-31 | $122,999 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-10-31 | $6,170,716 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-10-31 | $4,477,208 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-10-31 | $-31,790 |
| Net investment gain/loss from pooled separate accounts | 2011-10-31 | $1,097,986 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-10-31 | No |
| Contributions received in cash from employer | 2011-10-31 | $474,169 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-10-31 | $1,918,577 |
| Did the plan have assets held for investment | 2011-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-10-31 | Disclaimer |
| Accountancy firm name | 2011-10-31 | BKD, LLP |
| Accountancy firm EIN | 2011-10-31 | 440160260 |
| 2010 : GEORGE K. BAUM & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-10-31 | $0 |
