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PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 401k Plan overview

Plan NamePRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN
Plan identification number 001

PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

PRAIRIE STATE GENERATING COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name:PRAIRIE STATE GENERATING COMPANY, LLC
Employer identification number (EIN):431941772
NAIC Classification:221100

Additional information about PRAIRIE STATE GENERATING COMPANY, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3443150

More information about PRAIRIE STATE GENERATING COMPANY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RITA BAUMAN
0012016-01-01RITA BAUMAN
0012015-01-01RITA BAUMAN
0012014-01-01RITA BAUMAN
0012013-01-01GLEN PORTER
0012012-01-01GLEN PORTER
0012011-01-01ANDREW SIPKA
0012010-01-01RITA BAUMAN2011-07-12

Plan Statistics for PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN

401k plan membership statisitcs for PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN

Measure Date Value
2022: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01680
Total number of active participants reported on line 7a of the Form 55002022-01-01611
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0183
Total of all active and inactive participants2022-01-01694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01694
Number of participants with account balances2022-01-01681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0110
2021: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01680
Total number of active participants reported on line 7a of the Form 55002021-01-01611
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0169
Total of all active and inactive participants2021-01-01680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01680
Number of participants with account balances2021-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01659
Total number of active participants reported on line 7a of the Form 55002020-01-01605
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0175
Total of all active and inactive participants2020-01-01680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01680
Number of participants with account balances2020-01-01678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01671
Total number of active participants reported on line 7a of the Form 55002019-01-01603
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0156
Total of all active and inactive participants2019-01-01659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01659
Number of participants with account balances2019-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01655
Total number of active participants reported on line 7a of the Form 55002018-01-01620
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0150
Total of all active and inactive participants2018-01-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01671
Number of participants with account balances2018-01-01668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01601
Total number of active participants reported on line 7a of the Form 55002017-01-01610
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0145
Total of all active and inactive participants2017-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01655
Number of participants with account balances2017-01-01655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0123
2016: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01582
Total number of active participants reported on line 7a of the Form 55002016-01-01563
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01601
Number of participants with account balances2016-01-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01525
Total number of active participants reported on line 7a of the Form 55002015-01-01543
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01582
Number of participants with account balances2015-01-01580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01505
Total number of active participants reported on line 7a of the Form 55002014-01-01479
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0146
Total of all active and inactive participants2014-01-01525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01525
Number of participants with account balances2014-01-01523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0124
2013: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01497
Total number of active participants reported on line 7a of the Form 55002013-01-01477
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01505
Number of participants with account balances2013-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01442
Total number of active participants reported on line 7a of the Form 55002012-01-01474
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01497
Number of participants with account balances2012-01-01487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01148
Total number of active participants reported on line 7a of the Form 55002011-01-01347
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01362
Number of participants with account balances2011-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN

Measure Date Value
2022 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,940,142
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,387,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,302,598
Expenses. Certain deemed distributions of participant loans2022-12-31$19,455
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,665,540
Value of total assets at end of year2022-12-31$97,886,540
Value of total assets at beginning of year2022-12-31$115,213,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,965
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$77,062
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,079,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,079,844
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,390,368
Participant contributions at end of year2022-12-31$1,766,140
Participant contributions at beginning of year2022-12-31$1,609,368
Participant contributions at end of year2022-12-31$238,003
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$215,177
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$59,461
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-17,327,160
Value of net assets at end of year (total assets less liabilities)2022-12-31$97,886,540
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$115,213,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$5,504
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$88,071,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$107,091,466
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$73,448
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$7,567,840
Value of interest in common/collective trusts at beginning of year2022-12-31$6,485,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$27,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$27,407
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,614
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,885,842
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$123,254
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$6,059,995
Employer contributions (assets) at end of year2022-12-31$237,749
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,302,598
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$26,240,828
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,490,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,418,122
Expenses. Certain deemed distributions of participant loans2021-12-31$14,152
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$13,090,464
Value of total assets at end of year2021-12-31$115,213,700
Value of total assets at beginning of year2021-12-31$96,463,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$57,954
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$83,697
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,881,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,881,845
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,180,803
Participant contributions at end of year2021-12-31$1,609,368
Participant contributions at beginning of year2021-12-31$1,778,334
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,067,672
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$55,892
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$18,750,600
Value of net assets at end of year (total assets less liabilities)2021-12-31$115,213,700
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$96,463,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$2,062
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$107,091,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$87,048,967
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$83,695
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$6,485,459
Value of interest in common/collective trusts at beginning of year2021-12-31$7,601,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$27,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$34,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$34,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$10,184,822
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$0
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$5,841,989
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,418,122
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$24,340,491
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$18,510,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$18,411,872
Expenses. Certain deemed distributions of participant loans2020-12-31$4,112
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,273,689
Value of total assets at end of year2020-12-31$96,463,100
Value of total assets at beginning of year2020-12-31$90,633,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$94,932
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$108,460
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,970,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,970,939
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,561,687
Participant contributions at end of year2020-12-31$1,778,334
Participant contributions at beginning of year2020-12-31$2,113,483
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$347,407
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$12,708
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$-49,260
Administrative expenses (other) incurred2020-12-31$94,932
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$5,829,575
Value of net assets at end of year (total assets less liabilities)2020-12-31$96,463,100
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$90,633,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$87,048,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$82,279,264
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$104,084
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$7,601,638
Value of interest in common/collective trusts at beginning of year2020-12-31$6,228,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$34,161
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,376
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,935,985
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$100,678
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$6,364,595
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$18,411,872
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$27,745,213
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,987,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,801,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,682,652
Value of total assets at end of year2019-12-31$90,633,525
Value of total assets at beginning of year2019-12-31$68,875,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$186,357
Total interest from all sources2019-12-31$109,441
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$843,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$843,596
Administrative expenses professional fees incurred2019-12-31$93,169
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,275,422
Participant contributions at end of year2019-12-31$2,113,483
Participant contributions at beginning of year2019-12-31$2,139,131
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$211,563
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$12,708
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$9,287
Other income not declared elsewhere2019-12-31$30
Total non interest bearing cash at end of year2019-12-31$10
Total non interest bearing cash at beginning of year2019-12-31$24,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,757,835
Value of net assets at end of year (total assets less liabilities)2019-12-31$90,633,525
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$68,875,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$93,188
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$82,279,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$62,097,332
Interest on participant loans2019-12-31$109,441
Value of interest in common/collective trusts at end of year2019-12-31$6,228,060
Value of interest in common/collective trusts at beginning of year2019-12-31$4,604,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,966,670
Net investment gain or loss from common/collective trusts2019-12-31$142,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,195,667
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,801,021
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
2018 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,816,945
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,791,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,613,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,265,079
Value of total assets at end of year2018-12-31$68,875,690
Value of total assets at beginning of year2018-12-31$64,850,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$177,388
Total interest from all sources2018-12-31$103,380
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,735,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,735,117
Administrative expenses professional fees incurred2018-12-31$87,748
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,999,078
Participant contributions at end of year2018-12-31$2,139,131
Participant contributions at beginning of year2018-12-31$2,094,398
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$321,253
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$9,287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$6,814
Other income not declared elsewhere2018-12-31$409
Total non interest bearing cash at end of year2018-12-31$24,313
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$4,025,565
Value of net assets at end of year (total assets less liabilities)2018-12-31$68,875,690
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,850,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$89,640
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$62,097,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$58,203,014
Interest on participant loans2018-12-31$103,380
Value of interest in common/collective trusts at end of year2018-12-31$4,604,652
Value of interest in common/collective trusts at beginning of year2018-12-31$4,515,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,359,110
Net investment gain or loss from common/collective trusts2018-12-31$72,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,944,748
Employer contributions (assets) at end of year2018-12-31$975
Employer contributions (assets) at beginning of year2018-12-31$30,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,613,992
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,248,181
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,306,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,158,976
Value of total corrective distributions2017-12-31$603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,930,366
Value of total assets at end of year2017-12-31$64,850,125
Value of total assets at beginning of year2017-12-31$48,908,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$146,662
Total interest from all sources2017-12-31$80,241
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,221,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,221,771
Administrative expenses professional fees incurred2017-12-31$75,376
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,544,821
Participant contributions at end of year2017-12-31$2,094,398
Participant contributions at beginning of year2017-12-31$1,590,519
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$803,600
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$6,814
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$7,576
Other income not declared elsewhere2017-12-31$10
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,941,940
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,850,125
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$48,908,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$71,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$58,203,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$43,840,260
Interest on participant loans2017-12-31$80,241
Value of interest in common/collective trusts at end of year2017-12-31$4,515,662
Value of interest in common/collective trusts at beginning of year2017-12-31$3,445,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,940,882
Net investment gain or loss from common/collective trusts2017-12-31$74,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,581,945
Employer contributions (assets) at end of year2017-12-31$30,237
Employer contributions (assets) at beginning of year2017-12-31$24,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,158,976
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$14,064,992
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,361,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,247,734
Value of total corrective distributions2016-12-31$603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,620,870
Value of total assets at end of year2016-12-31$48,908,185
Value of total assets at beginning of year2016-12-31$37,204,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$112,967
Total interest from all sources2016-12-31$50,888
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$736,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$736,707
Administrative expenses professional fees incurred2016-12-31$58,788
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,987,170
Participant contributions at end of year2016-12-31$1,590,519
Participant contributions at beginning of year2016-12-31$963,306
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$444,533
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$7,576
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$6,176
Other income not declared elsewhere2016-12-31$103
Total non interest bearing cash at end of year2016-12-31$75
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,703,688
Value of net assets at end of year (total assets less liabilities)2016-12-31$48,908,185
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,204,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$54,179
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$43,840,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,434,983
Interest on participant loans2016-12-31$50,888
Value of interest in common/collective trusts at end of year2016-12-31$3,445,227
Value of interest in common/collective trusts at beginning of year2016-12-31$2,782,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,598,408
Net investment gain or loss from common/collective trusts2016-12-31$58,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,189,167
Employer contributions (assets) at end of year2016-12-31$24,528
Employer contributions (assets) at beginning of year2016-12-31$17,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,247,734
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$9,698,124
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,905,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,814,965
Value of total corrective distributions2015-12-31$1,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,873,663
Value of total assets at end of year2015-12-31$37,204,497
Value of total assets at beginning of year2015-12-31$30,412,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$89,738
Total interest from all sources2015-12-31$32,594
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$677,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$677,646
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,447,442
Participant contributions at end of year2015-12-31$963,306
Participant contributions at beginning of year2015-12-31$639,887
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$583,217
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$6,176
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$8,654
Other income not declared elsewhere2015-12-31$8
Administrative expenses (other) incurred2015-12-31$46,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,792,173
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,204,497
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$30,412,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$43,466
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,434,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,555,390
Interest on participant loans2015-12-31$32,594
Value of interest in common/collective trusts at end of year2015-12-31$2,782,998
Value of interest in common/collective trusts at beginning of year2015-12-31$2,176,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-930,634
Net investment gain or loss from common/collective trusts2015-12-31$44,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,843,004
Employer contributions (assets) at end of year2015-12-31$17,034
Employer contributions (assets) at beginning of year2015-12-31$31,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,814,965
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,168,462
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,487,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,410,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,845,860
Value of total assets at end of year2014-12-31$30,412,324
Value of total assets at beginning of year2014-12-31$21,731,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$77,210
Total interest from all sources2014-12-31$16,267
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$995,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$995,964
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,786,739
Participant contributions at end of year2014-12-31$639,887
Participant contributions at beginning of year2014-12-31$170,029
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$704,057
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$8,654
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$5,557
Other income not declared elsewhere2014-12-31$107
Administrative expenses (other) incurred2014-12-31$37,346
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$50,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,680,804
Value of net assets at end of year (total assets less liabilities)2014-12-31$30,412,324
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,731,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$39,864
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,555,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,217,999
Interest on participant loans2014-12-31$16,267
Value of interest in common/collective trusts at end of year2014-12-31$2,176,443
Value of interest in common/collective trusts at beginning of year2014-12-31$1,243,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$278,083
Net investment gain or loss from common/collective trusts2014-12-31$32,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,355,064
Employer contributions (assets) at end of year2014-12-31$31,950
Employer contributions (assets) at beginning of year2014-12-31$43,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,410,448
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,088,763
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,372,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,309,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,399,448
Value of total assets at end of year2013-12-31$21,731,520
Value of total assets at beginning of year2013-12-31$13,014,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63,016
Total interest from all sources2013-12-31$20,572
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$398,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$398,549
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,216,103
Participant contributions at end of year2013-12-31$170,029
Participant contributions at beginning of year2013-12-31$52,200
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$144,452
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$5,557
Administrative expenses (other) incurred2013-12-31$15,599
Total non interest bearing cash at end of year2013-12-31$50,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,716,544
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,731,520
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,014,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$47,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,217,999
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,629,781
Interest on participant loans2013-12-31$5,389
Interest earned on other investments2013-12-31$15,183
Value of interest in common/collective trusts at end of year2013-12-31$1,243,985
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,291,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,060,479
Net investment gain/loss from pooled separate accounts2013-12-31$1,196,110
Net investment gain or loss from common/collective trusts2013-12-31$13,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,038,893
Employer contributions (assets) at end of year2013-12-31$43,900
Employer contributions (assets) at beginning of year2013-12-31$41,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,309,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,749,529
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$587,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$546,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,787,965
Value of total assets at end of year2012-12-31$13,014,976
Value of total assets at beginning of year2012-12-31$5,853,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,249
Total interest from all sources2012-12-31$1,253
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,678,314
Participant contributions at end of year2012-12-31$52,200
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$340,822
Other income not declared elsewhere2012-12-31$11,503
Total non interest bearing cash at beginning of year2012-12-31$146,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,161,946
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,014,976
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,853,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$37,649
Value of interest in pooled separate accounts at end of year2012-12-31$11,629,781
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,008,492
Interest on participant loans2012-12-31$1,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,291,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$697,841
Net investment gain/loss from pooled separate accounts2012-12-31$948,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,768,829
Employer contributions (assets) at end of year2012-12-31$41,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$546,334
Contract administrator fees2012-12-31$3,600
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,990,553
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$577,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$559,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,183,957
Value of total assets at end of year2011-12-31$5,853,030
Value of total assets at beginning of year2011-12-31$3,439,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,671
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,367,047
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$769,847
Other income not declared elsewhere2011-12-31$8,472
Total non interest bearing cash at end of year2011-12-31$146,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,413,227
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,853,030
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,439,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$15,821
Value of interest in pooled separate accounts at end of year2011-12-31$5,008,492
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,029,852
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$697,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$409,951
Net investment gain/loss from pooled separate accounts2011-12-31$-201,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,047,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$559,655
Contract administrator fees2011-12-31$1,850
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910

Form 5500 Responses for PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN

2022: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PRAIRIE STATE GENERATING COMPANY, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13746
Policy instance 1
Insurance contract or identification number13746
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,823
Total amount of fees paid to insurance companyUSD $5,400
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,823
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerMARKET FEES
Insurance broker nameOMAHA RETIREMENT PLAN
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13746
Policy instance 1
Insurance contract or identification number13746
Number of Individuals Covered487
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,876
Total amount of fees paid to insurance companyUSD $3,765
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,876
Insurance broker organization code?3
Amount paid for insurance broker fees3765
Additional information about fees paid to insurance brokerMARKET FEES
Insurance broker namePERITUS BENEFITS &
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13746
Policy instance 1
Insurance contract or identification number13746
Number of Individuals Covered353
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,799
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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