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RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameRILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN
Plan identification number 001

RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RILEY CHEVROLET, INC has sponsored the creation of one or more 401k plans.

Company Name:RILEY CHEVROLET, INC
Employer identification number (EIN):440207210
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEVIN RILEY KEVIN RILEY2018-10-05
0012016-01-01KEVIN L RILEY KEVIN L RILEY2017-10-10
0012015-01-01KEVIN L RILEY2016-05-10
0012014-01-01KEVIN L RILEY2015-06-09 KEVIN L RILEY2015-06-09
0012013-01-01KEVIN L RILEY2014-05-22
0012012-01-01KEVIN L RILEY2013-06-10 KEVIN L RILEY2013-06-10
0012011-01-01KEVIN RILEY2012-05-25
0012010-01-01DIANE BUSCHMAN2011-05-16

Plan Statistics for RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01128
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01136
Total number of active participants reported on line 7a of the Form 55002021-01-0110
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01118
Total of all active and inactive participants2021-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01128
Number of participants with account balances2021-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01138
Total number of active participants reported on line 7a of the Form 55002020-01-01114
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0116
Total of all active and inactive participants2020-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01130
Number of participants with account balances2020-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01140
Total number of active participants reported on line 7a of the Form 55002019-01-01113
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0111
Total of all active and inactive participants2019-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01124
Number of participants with account balances2019-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01141
Total number of active participants reported on line 7a of the Form 55002018-01-01116
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0118
Total of all active and inactive participants2018-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01134
Number of participants with account balances2018-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01134
Total number of active participants reported on line 7a of the Form 55002017-01-01120
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01133
Number of participants with account balances2017-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01124
Total number of active participants reported on line 7a of the Form 55002016-01-01107
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01122
Number of participants with account balances2016-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011

Financial Data on RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-07-20$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-07-20$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-07-20$209,249
Total income from all sources (including contributions)2022-07-20$-952,344
Total loss/gain on sale of assets2022-07-20$0
Total of all expenses incurred2022-07-20$9,762,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-07-20$9,757,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-07-20$0
Value of total assets at end of year2022-07-20$0
Value of total assets at beginning of year2022-07-20$10,923,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-07-20$4,368
Total interest from all sources2022-07-20$263
Total dividends received (eg from common stock, registered investment company shares)2022-07-20$3,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-07-20Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-07-20$0
Total dividends received from registered investment company shares (eg mutual funds)2022-07-20$3,616
Was this plan covered by a fidelity bond2022-07-20Yes
Value of fidelity bond cover2022-07-20$500,000
If this is an individual account plan, was there a blackout period2022-07-20No
Were there any nonexempt tranactions with any party-in-interest2022-07-20No
Participant contributions at end of year2022-07-20$0
Participant contributions at beginning of year2022-07-20$46,467
Participant contributions at end of year2022-07-20$0
Participant contributions at beginning of year2022-07-20$38,591
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-07-20$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-07-20$209,249
Other income not declared elsewhere2022-07-20$-26,753
Administrative expenses (other) incurred2022-07-20$4,368
Total non interest bearing cash at end of year2022-07-20$0
Total non interest bearing cash at beginning of year2022-07-20$209,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-20No
Value of net income/loss2022-07-20$-10,714,443
Value of net assets at end of year (total assets less liabilities)2022-07-20$0
Value of net assets at beginning of year (total assets less liabilities)2022-07-20$10,714,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-07-20No
Were any loans by the plan or fixed income obligations due to the plan in default2022-07-20No
Were any leases to which the plan was party in default or uncollectible2022-07-20No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-07-20$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-07-20$10,379,872
Interest on participant loans2022-07-20$263
Value of interest in common/collective trusts at end of year2022-07-20$0
Value of interest in common/collective trusts at beginning of year2022-07-20$249,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-07-20$-929,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-07-20No
Was there a failure to transmit to the plan any participant contributions2022-07-20No
Has the plan failed to provide any benefit when due under the plan2022-07-20No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-07-20$9,757,731
Did the plan have assets held for investment2022-07-20No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-20No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-07-20Yes
Opinion of an independent qualified public accountant for this plan2022-07-20Unqualified
Accountancy firm name2022-07-20CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-07-20410746749
2021 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$209,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$43,015
Total income from all sources (including contributions)2021-12-31$2,026,357
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$425,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$421,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$454,805
Value of total assets at end of year2021-12-31$10,923,692
Value of total assets at beginning of year2021-12-31$9,156,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,448
Total interest from all sources2021-12-31$3,983
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$485,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$485,679
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$454,805
Participant contributions at end of year2021-12-31$46,467
Participant contributions at beginning of year2021-12-31$64,600
Participant contributions at end of year2021-12-31$38,591
Participant contributions at beginning of year2021-12-31$49,993
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$209,249
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$43,015
Other income not declared elsewhere2021-12-31$-7,529
Administrative expenses (other) incurred2021-12-31$4,448
Total non interest bearing cash at end of year2021-12-31$209,249
Total non interest bearing cash at beginning of year2021-12-31$43,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,600,757
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,714,443
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,113,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,379,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,426,031
Interest on participant loans2021-12-31$3,983
Value of interest in common/collective trusts at end of year2021-12-31$249,513
Value of interest in common/collective trusts at beginning of year2021-12-31$491,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,089,419
Net investment gain or loss from common/collective trusts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Employer contributions (assets) at beginning of year2021-12-31$81,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$421,152
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
2020 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$43,015
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$41,993
Total income from all sources (including contributions)2020-12-31$2,015,582
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$333,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$331,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$437,806
Value of total assets at end of year2020-12-31$9,156,701
Value of total assets at beginning of year2020-12-31$7,473,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,921
Total interest from all sources2020-12-31$4,905
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$216,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$216,080
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$355,960
Participant contributions at end of year2020-12-31$64,600
Participant contributions at beginning of year2020-12-31$75,071
Participant contributions at end of year2020-12-31$49,993
Participant contributions at beginning of year2020-12-31$26,394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$43,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$41,993
Other income not declared elsewhere2020-12-31$9,345
Administrative expenses (other) incurred2020-12-31$1,921
Total non interest bearing cash at end of year2020-12-31$43,015
Total non interest bearing cash at beginning of year2020-12-31$41,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,681,854
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,113,686
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,431,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,426,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,701,925
Interest on participant loans2020-12-31$4,905
Value of interest in common/collective trusts at end of year2020-12-31$491,216
Value of interest in common/collective trusts at beginning of year2020-12-31$556,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,347,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$81,846
Employer contributions (assets) at end of year2020-12-31$81,846
Employer contributions (assets) at beginning of year2020-12-31$72,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$331,807
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$41,993
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$223,723
Total income from all sources (including contributions)2019-12-31$1,761,783
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$241,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$240,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$372,558
Value of total assets at end of year2019-12-31$7,473,825
Value of total assets at beginning of year2019-12-31$6,135,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,653
Total interest from all sources2019-12-31$2,446
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$239,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$239,155
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$300,136
Participant contributions at end of year2019-12-31$75,071
Participant contributions at beginning of year2019-12-31$33,323
Participant contributions at end of year2019-12-31$26,394
Participant contributions at beginning of year2019-12-31$37,281
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$41,993
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$223,723
Other income not declared elsewhere2019-12-31$-1,960
Administrative expenses (other) incurred2019-12-31$1,653
Total non interest bearing cash at end of year2019-12-31$41,993
Total non interest bearing cash at beginning of year2019-12-31$223,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,519,911
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,431,832
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,911,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,701,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,194,279
Interest on participant loans2019-12-31$2,446
Value of interest in common/collective trusts at end of year2019-12-31$556,020
Value of interest in common/collective trusts at beginning of year2019-12-31$575,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,149,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$72,422
Employer contributions (assets) at end of year2019-12-31$72,422
Employer contributions (assets) at beginning of year2019-12-31$71,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$240,219
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$223,723
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$106,124
Total income from all sources (including contributions)2018-12-31$132,776
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$614,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$613,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$386,923
Value of total assets at end of year2018-12-31$6,135,644
Value of total assets at beginning of year2018-12-31$6,499,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$857
Total interest from all sources2018-12-31$920
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$316,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$316,171
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$306,279
Participant contributions at end of year2018-12-31$33,323
Participant contributions at beginning of year2018-12-31$35,801
Participant contributions at end of year2018-12-31$37,281
Participant contributions at beginning of year2018-12-31$45,440
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,342
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$223,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$106,095
Other income not declared elsewhere2018-12-31$230
Administrative expenses (other) incurred2018-12-31$857
Total non interest bearing cash at end of year2018-12-31$223,723
Total non interest bearing cash at beginning of year2018-12-31$106,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-481,701
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,911,921
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,393,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,194,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,733,715
Interest on participant loans2018-12-31$920
Value of interest in common/collective trusts at end of year2018-12-31$575,736
Value of interest in common/collective trusts at beginning of year2018-12-31$503,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-571,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$71,302
Employer contributions (assets) at end of year2018-12-31$71,302
Employer contributions (assets) at beginning of year2018-12-31$75,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$613,620
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$29
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$106,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,474,152
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$386,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$385,024
Value of total corrective distributions2017-12-31$29
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$443,637
Value of total assets at end of year2017-12-31$6,499,746
Value of total assets at beginning of year2017-12-31$5,305,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,075
Total interest from all sources2017-12-31$712
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$239,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$239,068
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$308,029
Participant contributions at end of year2017-12-31$35,801
Participant contributions at beginning of year2017-12-31$61,403
Participant contributions at end of year2017-12-31$45,440
Participant contributions at beginning of year2017-12-31$38,456
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$60,360
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$106,095
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$1,075
Total non interest bearing cash at end of year2017-12-31$106,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,088,024
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,393,622
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,305,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,733,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,637,152
Interest on participant loans2017-12-31$712
Value of interest in common/collective trusts at end of year2017-12-31$503,447
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$504,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$504,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$790,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$75,248
Employer contributions (assets) at end of year2017-12-31$75,248
Employer contributions (assets) at beginning of year2017-12-31$63,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$385,024
Liabilities. Value of benefit claims payable at end of year2017-12-31$29
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2017-12-31410746749
2016 : RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$782,546
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$489,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$488,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$412,903
Value of total assets at end of year2016-12-31$5,305,598
Value of total assets at beginning of year2016-12-31$5,012,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$915
Total interest from all sources2016-12-31$3,238
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$69,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$69,325
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$288,992
Participant contributions at end of year2016-12-31$61,403
Participant contributions at beginning of year2016-12-31$95,710
Participant contributions at end of year2016-12-31$38,456
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$293,293
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,305,598
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,012,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,637,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,255,424
Interest on participant loans2016-12-31$3,130
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$504,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$661,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$661,171
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$297,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$120,924
Employer contributions (assets) at end of year2016-12-31$63,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$488,338
Contract administrator fees2016-12-31$915
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2016-12-31410746749

Form 5500 Responses for RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN

2022: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RILEY GROUP EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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