401k Plan data: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN plan

U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 401k Plan overview

Plan Name	U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN
Plan identification number	003

U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

U. S. EPPERSON UNDERWRITING COMPANY has sponsored the creation of one or more 401k plans.

Company Name: U. S. EPPERSON UNDERWRITING COMPANY

Employer identification number (EIN): 440237350

NAIC Classification: 524150

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 MARY MOORE
003 2015-01-01 MARY MOORE
003 2014-01-01 J.JEFFREY POIRIER
003 2013-01-01 WILLIAM J BROICH
003 2012-01-01 WILLIAM J. BROICH WILLIAM J. BROICH 2013-07-26
003 2011-01-01 MICHAEL NORTH
003 2009-01-01 MICHAEL E. NORTH

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	MARY MOORE
003	2015-01-01	MARY MOORE
003	2014-01-01	J.JEFFREY POIRIER
003	2013-01-01	WILLIAM J BROICH
003	2012-01-01	WILLIAM J. BROICH	WILLIAM J. BROICH	2013-07-26
003	2011-01-01	MICHAEL NORTH
003	2009-01-01	MICHAEL E. NORTH

Plan Statistics for U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN

401k plan membership statisitcs for U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN

Measure Date Value
2016: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 20
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 106
Total of all active and inactive participants 2016-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 128
Number of participants with account balances 2016-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 312
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 85
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 133
Total of all active and inactive participants 2015-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 220
Number of participants with account balances 2015-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 14
2014: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 208
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 95
Total of all active and inactive participants 2014-01-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 306
Number of participants with account balances 2014-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 10
2013: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 221
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 76
Total of all active and inactive participants 2013-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 299
Number of participants with account balances 2013-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 313
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 210
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 74
Total of all active and inactive participants 2012-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 285
Number of participants with account balances 2012-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 339
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 225
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 86
Total of all active and inactive participants 2011-01-01 312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 312
Number of participants with account balances 2011-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 339
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 240
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 83
Total of all active and inactive participants 2009-01-01 326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 326
Number of participants with account balances 2009-01-01 321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2016: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	20
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	106
Total of all active and inactive participants	2016-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	128
Number of participants with account balances	2016-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	312
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	85
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	133
Total of all active and inactive participants	2015-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	220
Number of participants with account balances	2015-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	14
2014: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	208
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	95
Total of all active and inactive participants	2014-01-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	306
Number of participants with account balances	2014-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	10
2013: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	221
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	76
Total of all active and inactive participants	2013-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	299
Number of participants with account balances	2013-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	313
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	210
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	74
Total of all active and inactive participants	2012-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	285
Number of participants with account balances	2012-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	339
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	225
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	86
Total of all active and inactive participants	2011-01-01	312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	312
Number of participants with account balances	2011-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	339
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	240
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	83
Total of all active and inactive participants	2009-01-01	326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	326
Number of participants with account balances	2009-01-01	321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN

Measure	Date	Value
2016 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-409,849
Total unrealized appreciation/depreciation of assets	2016-12-31	$-409,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,339,201
Total loss/gain on sale of assets	2016-12-31	$1,107,711
Total of all expenses incurred	2016-12-31	$10,528,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$10,462,283
Expenses. Certain deemed distributions of participant loans	2016-12-31	$29,702
Value of total corrective distributions	2016-12-31	$7,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$279,129
Value of total assets at end of year	2016-12-31	$14,952,927
Value of total assets at beginning of year	2016-12-31	$24,142,112
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$28,707
Total interest from all sources	2016-12-31	$271,001
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$91,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$91,209
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$279,129
Participant contributions at end of year	2016-12-31	$48,165
Participant contributions at beginning of year	2016-12-31	$129,884
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$5,676,262
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$9,146,122
Administrative expenses (other) incurred	2016-12-31	$4,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-9,189,185
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,952,927
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$24,142,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$23,861
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,228,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,847,210
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$18,896
Interest on participant loans	2016-12-31	$3,506
Interest earned on other investments	2016-12-31	$267,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$10,462,283
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$1,107,711
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	TEMPLETON AND COMPANY
Accountancy firm EIN	2016-12-31	141918990
2015 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,456,882
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,125,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,087,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$987,689
Value of total assets at end of year	2015-12-31	$24,142,112
Value of total assets at beginning of year	2015-12-31	$30,810,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$37,299
Total interest from all sources	2015-12-31	$204,972
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$187,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$187,356
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$658,144
Participant contributions at end of year	2015-12-31	$129,884
Participant contributions at beginning of year	2015-12-31	$338,500
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$9,146,122
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$10,004,398
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$286,146
Other income not declared elsewhere	2015-12-31	$31,966
Administrative expenses (other) incurred	2015-12-31	$37,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-6,668,222
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$24,142,112
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$30,810,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,847,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,369,290
Value of interest in pooled separate accounts at end of year	2015-12-31	$18,896
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$9,318
Interest earned on other investments	2015-12-31	$195,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$45,387
Net investment gain/loss from pooled separate accounts	2015-12-31	$-488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$43,399
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$98,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,087,805
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOHNSON LAMBERT LLP
Accountancy firm EIN	2015-12-31	521446779
2014 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,273,518
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,137,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,101,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,656,760
Value of total assets at end of year	2014-12-31	$30,810,334
Value of total assets at beginning of year	2014-12-31	$29,674,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$36,410
Total interest from all sources	2014-12-31	$216,215
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$225,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$225,043
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,063,925
Participant contributions at end of year	2014-12-31	$338,500
Participant contributions at beginning of year	2014-12-31	$401,042
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$10,004,398
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$8,489,565
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$300,152
Other income not declared elsewhere	2014-12-31	$30,799
Administrative expenses (other) incurred	2014-12-31	$36,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,135,681
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$30,810,334
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$29,674,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,369,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$20,698,052
Interest on participant loans	2014-12-31	$15,129
Interest earned on other investments	2014-12-31	$201,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,144,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$292,683
Employer contributions (assets) at end of year	2014-12-31	$98,146
Employer contributions (assets) at beginning of year	2014-12-31	$85,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,101,427
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JOHNSON LAMBERT LLP
Accountancy firm EIN	2014-12-31	521446779
2013 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,829,747
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,997,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,965,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,662,544
Value of total assets at end of year	2013-12-31	$29,674,653
Value of total assets at beginning of year	2013-12-31	$26,841,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$31,636
Total interest from all sources	2013-12-31	$15,514
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$240,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$240,175
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$994,949
Participant contributions at end of year	2013-12-31	$401,042
Participant contributions at beginning of year	2013-12-31	$356,713
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$8,489,565
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$6,248,782
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$428,146
Other income not declared elsewhere	2013-12-31	$199,631
Administrative expenses (other) incurred	2013-12-31	$31,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,832,695
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$29,674,653
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,841,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,698,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$20,151,322
Interest on participant loans	2013-12-31	$15,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,711,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$239,449
Employer contributions (assets) at end of year	2013-12-31	$85,994
Employer contributions (assets) at beginning of year	2013-12-31	$85,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,965,416
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JOHNSON LAMBERT LLP
Accountancy firm EIN	2013-12-31	521446779
2012 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,436,730
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,526,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,488,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,668,287
Value of total assets at end of year	2012-12-31	$26,841,958
Value of total assets at beginning of year	2012-12-31	$25,931,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$38,149
Total interest from all sources	2012-12-31	$175,648
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$304,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$304,267
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$929,126
Participant contributions at end of year	2012-12-31	$356,713
Participant contributions at beginning of year	2012-12-31	$351,628
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$6,248,782
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$6,418,192
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$504,021
Other income not declared elsewhere	2012-12-31	$21,356
Administrative expenses (other) incurred	2012-12-31	$38,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$910,210
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,841,958
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$25,931,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$20,151,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$19,091,014
Interest on participant loans	2012-12-31	$14,892
Interest earned on other investments	2012-12-31	$160,756
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,267,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$235,140
Employer contributions (assets) at end of year	2012-12-31	$85,141
Employer contributions (assets) at beginning of year	2012-12-31	$70,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,488,371
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COCUY, BURNS & CO., P.A.
Accountancy firm EIN	2012-12-31	650850609
2011 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,472,457
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,816,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,804,733
Expenses. Certain deemed distributions of participant loans	2011-12-31	$583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,485,311
Value of total assets at end of year	2011-12-31	$25,931,748
Value of total assets at beginning of year	2011-12-31	$30,276,085
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,478
Total interest from all sources	2011-12-31	$30,636
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$291,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$291,125
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,202,492
Participant contributions at end of year	2011-12-31	$351,628
Participant contributions at beginning of year	2011-12-31	$395,475
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$6,418,192
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,711
Other income not declared elsewhere	2011-12-31	$7,601
Administrative expenses (other) incurred	2011-12-31	$11,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-4,344,337
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$25,931,748
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,276,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$19,091,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$25,256,941
Interest on participant loans	2011-12-31	$16,887
Interest earned on other investments	2011-12-31	$13,749
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$4,564,847
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-414,471
Net investment gain or loss from common/collective trusts	2011-12-31	$72,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$279,108
Employer contributions (assets) at end of year	2011-12-31	$70,914
Employer contributions (assets) at beginning of year	2011-12-31	$58,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,804,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	COCUY, BURNS & CO., P.A.
Accountancy firm EIN	2011-12-31	650850609
2010 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,630,201
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,947,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,924,696
Expenses. Certain deemed distributions of participant loans	2010-12-31	$22,954
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,550,586
Value of total assets at end of year	2010-12-31	$30,276,085
Value of total assets at beginning of year	2010-12-31	$28,593,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$15,606
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$368,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$368,343
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,196,179
Participant contributions at end of year	2010-12-31	$395,475
Participant contributions at beginning of year	2010-12-31	$310,164
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$92,699
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$2,649
Administrative expenses (other) incurred	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$1,682,551
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,276,085
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$28,593,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$25,256,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$22,327,221
Interest on participant loans	2010-12-31	$15,606
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$4,564,847
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,914,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,588,806
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$104,211
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$261,708
Employer contributions (assets) at end of year	2010-12-31	$58,822
Employer contributions (assets) at beginning of year	2010-12-31	$41,537
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,924,696
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	COCUY, BURNS & CO., P.A.
Accountancy firm EIN	2010-12-31	650850609
2009 : U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN

2016: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: U.S. EPPERSON UNDERWRITING COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041817

Policy instance

Insurance contract or identification number	041817
Number of Individuals Covered	220
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	U. S. EPPERSON UNDERWRITING COMPANY
Employer identification number (EIN):	440237350
NAIC Classification:	524150