?>
Logo

SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 401k Plan overview

Plan NameSPENCER FANE BRITT & BROWNE RETIREMENT PLAN
Plan identification number 001

SPENCER FANE BRITT & BROWNE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SPENCER FANE LLP has sponsored the creation of one or more 401k plans.

Company Name:SPENCER FANE LLP
Employer identification number (EIN):440561981
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPENCER FANE BRITT & BROWNE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PATRICK J. WHALEN
0012016-01-01PATRICK J. WHALEN
0012015-01-01PATRICK J. WHALEN
0012014-01-01PATRICK J. WHALEN
0012013-01-01PATRICK J. WHALEN
0012012-01-01PATRICK J. WHALEN
0012011-01-01MICHAEL F. SAUNDERS
0012009-01-01MICHAEL F. SAUNDERS

Plan Statistics for SPENCER FANE BRITT & BROWNE RETIREMENT PLAN

401k plan membership statisitcs for SPENCER FANE BRITT & BROWNE RETIREMENT PLAN

Measure Date Value
2022: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01672
Total number of active participants reported on line 7a of the Form 55002022-01-01608
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01105
Total of all active and inactive participants2022-01-01713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01716
Number of participants with account balances2022-01-01701
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01556
Total number of active participants reported on line 7a of the Form 55002021-01-01567
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01102
Total of all active and inactive participants2021-01-01669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01672
Number of participants with account balances2021-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01563
Total number of active participants reported on line 7a of the Form 55002020-01-01460
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0194
Total of all active and inactive participants2020-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01556
Number of participants with account balances2020-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01508
Total number of active participants reported on line 7a of the Form 55002019-01-01475
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0186
Total of all active and inactive participants2019-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01563
Number of participants with account balances2019-01-01517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01477
Total number of active participants reported on line 7a of the Form 55002018-01-01429
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0178
Total of all active and inactive participants2018-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01508
Number of participants with account balances2018-01-01497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01433
Total number of active participants reported on line 7a of the Form 55002017-01-01397
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0179
Total of all active and inactive participants2017-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01477
Number of participants with account balances2017-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01372
Total number of active participants reported on line 7a of the Form 55002016-01-01342
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0187
Total of all active and inactive participants2016-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01430
Number of participants with account balances2016-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01350
Total number of active participants reported on line 7a of the Form 55002015-01-01277
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0191
Total of all active and inactive participants2015-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01370
Number of participants with account balances2015-01-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01328
Total number of active participants reported on line 7a of the Form 55002014-01-01263
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0185
Total of all active and inactive participants2014-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01349
Number of participants with account balances2014-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01327
Total number of active participants reported on line 7a of the Form 55002013-01-01252
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0175
Total of all active and inactive participants2013-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01327
Number of participants with account balances2013-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01284
Total number of active participants reported on line 7a of the Form 55002012-01-01251
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0175
Total of all active and inactive participants2012-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01326
Number of participants with account balances2012-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01298
Total number of active participants reported on line 7a of the Form 55002011-01-01208
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0174
Total of all active and inactive participants2011-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01283
Number of participants with account balances2011-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01319
Total number of active participants reported on line 7a of the Form 55002009-01-01235
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0172
Total of all active and inactive participants2009-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01307
Number of participants with account balances2009-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SPENCER FANE BRITT & BROWNE RETIREMENT PLAN

Measure Date Value
2022 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$397,102
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,522,566
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$16,088,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$15,981,386
Value of total corrective distributions2022-12-31$14,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$15,319,412
Value of total assets at end of year2022-12-31$161,820,153
Value of total assets at beginning of year2022-12-31$190,034,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$92,527
Total interest from all sources2022-12-31$41,988
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,009,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,009,307
Administrative expenses professional fees incurred2022-12-31$2,971
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,824,415
Participant contributions at end of year2022-12-31$980,841
Participant contributions at beginning of year2022-12-31$825,227
Participant contributions at end of year2022-12-31$663,647
Participant contributions at beginning of year2022-12-31$655,980
Assets. Other investments not covered elsewhere at end of year2022-12-31$29,410,118
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$42,512,161
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,998,415
Other income not declared elsewhere2022-12-31$-5,084,708
Administrative expenses (other) incurred2022-12-31$4,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-28,611,161
Value of net assets at end of year (total assets less liabilities)2022-12-31$161,820,153
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$190,034,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$10,025
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$85,191
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$73,589,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$87,449,125
Value of interest in pooled separate accounts at end of year2022-12-31$6,857,595
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,510,924
Interest on participant loans2022-12-31$41,988
Value of interest in common/collective trusts at end of year2022-12-31$42,811,410
Value of interest in common/collective trusts at beginning of year2022-12-31$45,765,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,880,121
Net investment gain/loss from pooled separate accounts2022-12-31$169,677
Net investment gain or loss from common/collective trusts2022-12-31$-7,098,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,496,582
Employer contributions (assets) at end of year2022-12-31$7,496,582
Employer contributions (assets) at beginning of year2022-12-31$6,314,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$15,981,386
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2022-12-31431947695
2021 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$109,663
Total transfer of assets from this plan2021-12-31$87
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$38,384,852
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,858,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,730,627
Value of total corrective distributions2021-12-31$4,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,127,216
Value of total assets at end of year2021-12-31$190,034,212
Value of total assets at beginning of year2021-12-31$163,397,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$122,527
Total interest from all sources2021-12-31$49,995
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,317,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,317,713
Administrative expenses professional fees incurred2021-12-31$2,420
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,643,249
Participant contributions at end of year2021-12-31$825,227
Participant contributions at beginning of year2021-12-31$1,151,514
Participant contributions at end of year2021-12-31$655,980
Participant contributions at beginning of year2021-12-31$566,714
Assets. Other investments not covered elsewhere at end of year2021-12-31$42,512,161
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$32,777,869
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,169,075
Other income not declared elsewhere2021-12-31$5,107,418
Administrative expenses (other) incurred2021-12-31$5,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$26,526,699
Value of net assets at end of year (total assets less liabilities)2021-12-31$190,034,212
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$163,397,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$114,305
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$87,449,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$77,838,057
Value of interest in pooled separate accounts at end of year2021-12-31$6,510,924
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,209,523
Interest on participant loans2021-12-31$49,995
Value of interest in common/collective trusts at end of year2021-12-31$45,765,903
Value of interest in common/collective trusts at beginning of year2021-12-31$38,366,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,492,875
Net investment gain/loss from pooled separate accounts2021-12-31$133,548
Net investment gain or loss from common/collective trusts2021-12-31$5,156,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,314,892
Employer contributions (assets) at end of year2021-12-31$6,314,892
Employer contributions (assets) at beginning of year2021-12-31$5,487,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,730,627
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2021-12-31431947695
2020 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$255,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$32,102,482
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,898,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,804,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,216,658
Value of total assets at end of year2020-12-31$163,397,937
Value of total assets at beginning of year2020-12-31$139,938,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$93,328
Total interest from all sources2020-12-31$54,416
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,264,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,264,820
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,029,125
Participant contributions at end of year2020-12-31$1,151,514
Participant contributions at beginning of year2020-12-31$1,054,557
Participant contributions at end of year2020-12-31$566,714
Participant contributions at beginning of year2020-12-31$500,413
Assets. Other investments not covered elsewhere at end of year2020-12-31$32,777,869
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$27,490,112
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,700,126
Other income not declared elsewhere2020-12-31$3,951,903
Administrative expenses (other) incurred2020-12-31$2,627
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$23,204,475
Value of net assets at end of year (total assets less liabilities)2020-12-31$163,397,937
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$139,938,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$90,701
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$77,838,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$68,631,360
Value of interest in pooled separate accounts at end of year2020-12-31$7,209,523
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,673,815
Interest on participant loans2020-12-31$54,416
Value of interest in common/collective trusts at end of year2020-12-31$38,366,848
Value of interest in common/collective trusts at beginning of year2020-12-31$31,667,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,512,666
Net investment gain/loss from pooled separate accounts2020-12-31$133,671
Net investment gain or loss from common/collective trusts2020-12-31$4,968,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,487,407
Employer contributions (assets) at end of year2020-12-31$5,487,412
Employer contributions (assets) at beginning of year2020-12-31$4,920,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,804,679
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2020-12-31431947695
2019 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$1,249,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$43,852,067
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,735,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,652,966
Value of total corrective distributions2019-12-31$18,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$20,807,664
Value of total assets at end of year2019-12-31$139,938,187
Value of total assets at beginning of year2019-12-31$104,071,636
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$64,908
Total interest from all sources2019-12-31$56,228
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,370,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,370,729
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,618,211
Participant contributions at end of year2019-12-31$1,054,557
Participant contributions at beginning of year2019-12-31$1,096,238
Participant contributions at end of year2019-12-31$500,413
Participant contributions at beginning of year2019-12-31$518,188
Assets. Other investments not covered elsewhere at end of year2019-12-31$27,490,112
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$19,405,755
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$12,268,932
Other income not declared elsewhere2019-12-31$4,678,925
Administrative expenses (other) incurred2019-12-31$64,908
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$37,116,087
Value of net assets at end of year (total assets less liabilities)2019-12-31$139,938,187
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$104,071,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$68,631,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$73,136,948
Value of interest in pooled separate accounts at end of year2019-12-31$5,673,815
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,734,536
Interest on participant loans2019-12-31$56,228
Value of interest in common/collective trusts at end of year2019-12-31$31,667,585
Value of interest in common/collective trusts at beginning of year2019-12-31$3,626,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,769,597
Net investment gain/loss from pooled separate accounts2019-12-31$94,674
Net investment gain or loss from common/collective trusts2019-12-31$2,074,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,920,521
Employer contributions (assets) at end of year2019-12-31$4,920,345
Employer contributions (assets) at beginning of year2019-12-31$4,553,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,652,966
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2019-12-31431947695
2018 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,003,977
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,452,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,423,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,841,816
Value of total assets at end of year2018-12-31$104,071,636
Value of total assets at beginning of year2018-12-31$105,519,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,373
Total interest from all sources2018-12-31$60,579
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,660,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,660,759
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31Yes
Amount of non-exempt transactions with any party-in-interest2018-12-31$12
Contributions received from participants2018-12-31$3,558,998
Participant contributions at end of year2018-12-31$1,096,238
Participant contributions at beginning of year2018-12-31$1,155,159
Participant contributions at end of year2018-12-31$518,188
Participant contributions at beginning of year2018-12-31$475,705
Assets. Other investments not covered elsewhere at end of year2018-12-31$19,405,755
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,729,498
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$54,941
Other income not declared elsewhere2018-12-31$-1,996,895
Administrative expenses (other) incurred2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$21
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,448,162
Value of net assets at end of year (total assets less liabilities)2018-12-31$104,071,636
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$105,519,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,525
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$73,136,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$86,565,461
Value of interest in pooled separate accounts at end of year2018-12-31$1,734,536
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$53,970
Income. Interest from US Government securities2018-12-31$1,471
Income. Interest from corporate debt instruments2018-12-31$5,111
Value of interest in common/collective trusts at end of year2018-12-31$3,626,651
Value of interest in common/collective trusts at beginning of year2018-12-31$4,459,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,473,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,473,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$27
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$128,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,591,442
Net investment gain/loss from pooled separate accounts2018-12-31$6,217
Net investment gain or loss from common/collective trusts2018-12-31$22,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,553,320
Employer contributions (assets) at end of year2018-12-31$4,553,320
Employer contributions (assets) at beginning of year2018-12-31$3,688,379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,423,766
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$173,628
Contract administrator fees2018-12-31$12,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$6,345,718
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2018-12-31431947695
2017 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$12,736,728
Total unrealized appreciation/depreciation of assets2017-12-31$12,736,728
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,202,811
Total income from all sources (including contributions)2017-12-31$29,348,054
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,509,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,487,584
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,084,956
Value of total assets at end of year2017-12-31$105,519,798
Value of total assets at beginning of year2017-12-31$84,883,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,433
Total interest from all sources2017-12-31$60,170
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,415,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,347,961
Administrative expenses professional fees incurred2017-12-31$10,196
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31Yes
Amount of non-exempt transactions with any party-in-interest2017-12-31$194
Contributions received from participants2017-12-31$3,060,568
Participant contributions at end of year2017-12-31$1,155,159
Participant contributions at beginning of year2017-12-31$968,522
Participant contributions at end of year2017-12-31$475,705
Participant contributions at beginning of year2017-12-31$387,729
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,336,009
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$54,941
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$21,085
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$5,202,811
Total non interest bearing cash at end of year2017-12-31$21
Total non interest bearing cash at beginning of year2017-12-31$5,179,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$25,839,037
Value of net assets at end of year (total assets less liabilities)2017-12-31$105,519,798
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$79,680,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$185
Investment advisory and management fees2017-12-31$11,237
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$86,565,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$64,307,966
Interest on participant loans2017-12-31$45,849
Income. Interest from US Government securities2017-12-31$1,418
Income. Interest from corporate debt instruments2017-12-31$5,163
Value of interest in common/collective trusts at end of year2017-12-31$4,459,534
Value of interest in common/collective trusts at beginning of year2017-12-31$3,434,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,473,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,519,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,519,013
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,740
Asset value of US Government securities at end of year2017-12-31$128,137
Asset value of US Government securities at beginning of year2017-12-31$93,738
Net investment gain or loss from common/collective trusts2017-12-31$50,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,688,379
Employer contributions (assets) at end of year2017-12-31$3,688,379
Employer contributions (assets) at beginning of year2017-12-31$2,930,358
Income. Dividends from common stock2017-12-31$67,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,487,584
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$173,628
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$92,721
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$6,345,718
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$4,947,337
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,911,379
Total unrealized appreciation/depreciation of assets2016-12-31$3,911,379
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,202,811
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$17,214
Total income from all sources (including contributions)2016-12-31$16,446,630
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,036,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,017,623
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,371,276
Value of total assets at end of year2016-12-31$84,883,572
Value of total assets at beginning of year2016-12-31$67,287,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,563
Total interest from all sources2016-12-31$40,585
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,100,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,002,172
Administrative expenses professional fees incurred2016-12-31$8,719
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,410,488
Participant contributions at end of year2016-12-31$968,522
Participant contributions at beginning of year2016-12-31$886,265
Participant contributions at end of year2016-12-31$387,729
Participant contributions at beginning of year2016-12-31$393,643
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,022,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$21,085
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$20,720
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$5,202,811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$17,214
Total non interest bearing cash at end of year2016-12-31$5,179,991
Total non interest bearing cash at beginning of year2016-12-31$93,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$12,410,444
Value of net assets at end of year (total assets less liabilities)2016-12-31$79,680,761
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$67,270,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$185
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$9,844
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$64,307,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$54,114,732
Interest on participant loans2016-12-31$34,317
Income. Interest from US Government securities2016-12-31$1,688
Income. Interest from corporate debt instruments2016-12-31$4,229
Value of interest in common/collective trusts at end of year2016-12-31$3,434,927
Value of interest in common/collective trusts at beginning of year2016-12-31$1,635,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,519,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,408,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,408,112
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$351
Asset value of US Government securities at end of year2016-12-31$93,738
Asset value of US Government securities at beginning of year2016-12-31$118,379
Net investment gain or loss from common/collective trusts2016-12-31$23,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,938,278
Employer contributions (assets) at end of year2016-12-31$2,930,358
Employer contributions (assets) at beginning of year2016-12-31$2,575,628
Income. Dividends from common stock2016-12-31$98,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,017,623
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$92,721
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$85,343
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$4,947,337
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$4,955,048
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,384,964
Total unrealized appreciation/depreciation of assets2015-12-31$-1,384,964
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$17,214
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,059,758
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,467,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,450,410
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,388,514
Value of total assets at end of year2015-12-31$67,287,531
Value of total assets at beginning of year2015-12-31$72,678,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,264
Total interest from all sources2015-12-31$37,788
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,006,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$953,350
Administrative expenses professional fees incurred2015-12-31$7,772
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,140,236
Participant contributions at end of year2015-12-31$886,265
Participant contributions at beginning of year2015-12-31$891,118
Participant contributions at end of year2015-12-31$393,643
Participant contributions at beginning of year2015-12-31$331,765
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$64,981
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$672,650
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$20,720
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$694,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$17,214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$93,893
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,407,916
Value of net assets at end of year (total assets less liabilities)2015-12-31$67,270,317
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$72,678,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$9,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$54,114,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$59,191,531
Interest on participant loans2015-12-31$33,067
Income. Interest from US Government securities2015-12-31$446
Income. Interest from corporate debt instruments2015-12-31$3,984
Value of interest in common/collective trusts at end of year2015-12-31$1,635,768
Value of interest in common/collective trusts at beginning of year2015-12-31$1,041,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,408,112
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,151,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,151,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$291
Asset value of US Government securities at end of year2015-12-31$118,379
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$11,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,575,628
Employer contributions (assets) at end of year2015-12-31$2,575,628
Employer contributions (assets) at beginning of year2015-12-31$2,609,379
Income. Dividends from common stock2015-12-31$53,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,450,410
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$85,343
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$79,701
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$4,955,048
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,622,691
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,287,782
Total unrealized appreciation/depreciation of assets2014-12-31$3,287,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$68,311
Total income from all sources (including contributions)2014-12-31$9,727,902
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,755,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,736,558
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,357,980
Value of total assets at end of year2014-12-31$72,678,233
Value of total assets at beginning of year2014-12-31$68,774,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,149
Total interest from all sources2014-12-31$31,547
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,043,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$999,934
Administrative expenses professional fees incurred2014-12-31$10,358
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,820,543
Participant contributions at end of year2014-12-31$891,118
Participant contributions at beginning of year2014-12-31$696,851
Participant contributions at end of year2014-12-31$331,765
Participant contributions at beginning of year2014-12-31$264,636
Assets. Other investments not covered elsewhere at end of year2014-12-31$64,981
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$63,622
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$928,058
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$694,341
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$17,318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$68,311
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$73,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,972,195
Value of net assets at end of year (total assets less liabilities)2014-12-31$72,678,233
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$68,706,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$662,186
Investment advisory and management fees2014-12-31$8,791
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$59,191,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$55,376,105
Interest on participant loans2014-12-31$26,534
Income. Interest from US Government securities2014-12-31$250
Income. Interest from corporate debt instruments2014-12-31$4,461
Value of interest in common/collective trusts at end of year2014-12-31$1,041,473
Value of interest in common/collective trusts at beginning of year2014-12-31$1,067,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,151,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,357,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,357,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$302
Net investment gain or loss from common/collective trusts2014-12-31$7,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,609,379
Employer contributions (assets) at end of year2014-12-31$2,609,379
Employer contributions (assets) at beginning of year2014-12-31$2,632,545
Income. Dividends from common stock2014-12-31$43,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,736,558
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$79,701
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$116,622
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,622,691
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,445,578
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$10,391,255
Total unrealized appreciation/depreciation of assets2013-12-31$10,391,255
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$68,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$58,558
Total income from all sources (including contributions)2013-12-31$18,317,927
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,805,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,790,307
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,006,347
Value of total assets at end of year2013-12-31$68,774,349
Value of total assets at beginning of year2013-12-31$55,252,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,130
Total interest from all sources2013-12-31$30,183
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$883,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$840,771
Administrative expenses professional fees incurred2013-12-31$6,807
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,739,732
Participant contributions at end of year2013-12-31$696,851
Participant contributions at beginning of year2013-12-31$508,534
Participant contributions at end of year2013-12-31$264,636
Participant contributions at beginning of year2013-12-31$241,807
Assets. Other investments not covered elsewhere at end of year2013-12-31$63,622
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$96,498
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,633,431
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$17,318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$20,848
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$68,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$58,558
Total non interest bearing cash at end of year2013-12-31$73,644
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,512,490
Value of net assets at end of year (total assets less liabilities)2013-12-31$68,706,038
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$55,193,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$662,186
Assets. partnership/joint venture interests at beginning of year2013-12-31$509,421
Investment advisory and management fees2013-12-31$8,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$55,376,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$44,058,342
Interest on participant loans2013-12-31$22,805
Income. Interest from US Government securities2013-12-31$926
Income. Interest from corporate debt instruments2013-12-31$5,824
Value of interest in common/collective trusts at end of year2013-12-31$1,067,937
Value of interest in common/collective trusts at beginning of year2013-12-31$685,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,357,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,167,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,167,806
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$628
Net investment gain or loss from common/collective trusts2013-12-31$6,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,633,184
Employer contributions (assets) at end of year2013-12-31$2,632,545
Employer contributions (assets) at beginning of year2013-12-31$2,199,573
Income. Dividends from common stock2013-12-31$42,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,790,307
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$116,622
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$139,801
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,445,578
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,624,329
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2013-12-31431947695
2012 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$5,093,860
Total unrealized appreciation/depreciation of assets2012-12-31$5,093,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$58,558
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$177,925
Total income from all sources (including contributions)2012-12-31$10,680,058
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,260,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,248,710
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,591,523
Value of total assets at end of year2012-12-31$55,252,106
Value of total assets at beginning of year2012-12-31$47,952,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,935
Total interest from all sources2012-12-31$32,428
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$953,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$897,536
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,465,765
Participant contributions at end of year2012-12-31$508,534
Participant contributions at beginning of year2012-12-31$535,578
Participant contributions at end of year2012-12-31$241,807
Participant contributions at beginning of year2012-12-31$213,129
Assets. Other investments not covered elsewhere at end of year2012-12-31$96,498
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$32,073
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$925,502
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$20,848
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$21,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$58,558
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$177,925
Administrative expenses (other) incurred2012-12-31$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,419,413
Value of net assets at end of year (total assets less liabilities)2012-12-31$55,193,548
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$47,774,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$509,421
Assets. partnership/joint venture interests at beginning of year2012-12-31$449,446
Investment advisory and management fees2012-12-31$9,847
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$44,058,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$37,907,589
Interest on participant loans2012-12-31$21,825
Income. Interest from US Government securities2012-12-31$6
Income. Interest from corporate debt instruments2012-12-31$7,830
Value of interest in common/collective trusts at end of year2012-12-31$685,147
Value of interest in common/collective trusts at beginning of year2012-12-31$515,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,167,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,834,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,834,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,767
Net investment gain or loss from common/collective trusts2012-12-31$8,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,200,256
Employer contributions (assets) at end of year2012-12-31$2,199,573
Employer contributions (assets) at beginning of year2012-12-31$1,997,571
Income. Dividends from common stock2012-12-31$56,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,248,710
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$139,801
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$250,011
Contract administrator fees2012-12-31$1,960
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,624,329
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,195,016
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2012-12-31431947695
2011 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,151,861
Total unrealized appreciation/depreciation of assets2011-12-31$-1,151,861
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$177,925
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,360
Total income from all sources (including contributions)2011-12-31$4,108,405
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,918,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,906,578
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,382,767
Value of total assets at end of year2011-12-31$47,952,060
Value of total assets at beginning of year2011-12-31$46,590,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,866
Total interest from all sources2011-12-31$37,291
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$831,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$790,398
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,433,192
Participant contributions at end of year2011-12-31$535,578
Participant contributions at beginning of year2011-12-31$657,348
Participant contributions at end of year2011-12-31$213,129
Participant contributions at beginning of year2011-12-31$211,755
Assets. Other investments not covered elsewhere at end of year2011-12-31$32,073
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$32,551
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$952,004
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$21,559
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$20,148
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$177,925
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,360
Administrative expenses (other) incurred2011-12-31$658
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,189,961
Value of net assets at end of year (total assets less liabilities)2011-12-31$47,774,135
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$46,584,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$449,446
Assets. partnership/joint venture interests at beginning of year2011-12-31$462,930
Investment advisory and management fees2011-12-31$9,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$37,907,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$36,123,970
Interest on participant loans2011-12-31$21,390
Income. Interest from corporate debt instruments2011-12-31$10,803
Value of interest in common/collective trusts at end of year2011-12-31$515,708
Value of interest in common/collective trusts at beginning of year2011-12-31$363,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,834,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,621,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,621,351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,098
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$25,484
Net investment gain or loss from common/collective trusts2011-12-31$8,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,997,571
Employer contributions (assets) at end of year2011-12-31$1,997,571
Employer contributions (assets) at beginning of year2011-12-31$2,081,876
Income. Dividends from common stock2011-12-31$41,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,906,578
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$250,011
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$315,134
Contract administrator fees2011-12-31$1,790
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,195,016
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,674,521
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2011-12-31431947695
2010 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,308,132
Total unrealized appreciation/depreciation of assets2010-12-31$4,308,132
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,360
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,803,228
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,702,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,692,089
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,749,298
Value of total assets at end of year2010-12-31$46,590,534
Value of total assets at beginning of year2010-12-31$43,483,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,892
Total interest from all sources2010-12-31$45,233
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$691,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$656,654
Administrative expenses professional fees incurred2010-12-31$2,394
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,470,075
Participant contributions at end of year2010-12-31$657,348
Participant contributions at beginning of year2010-12-31$616,013
Participant contributions at end of year2010-12-31$211,755
Participant contributions at beginning of year2010-12-31$229,892
Assets. Other investments not covered elsewhere at end of year2010-12-31$32,551
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$47,295
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$197,347
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$20,148
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$43,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,360
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$58,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,100,247
Value of net assets at end of year (total assets less liabilities)2010-12-31$46,584,174
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$43,483,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$462,930
Assets. partnership/joint venture interests at beginning of year2010-12-31$392,818
Investment advisory and management fees2010-12-31$8,498
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$36,123,970
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$33,742,618
Interest on participant loans2010-12-31$26,720
Income. Interest from US Government securities2010-12-31$119
Income. Interest from corporate debt instruments2010-12-31$5,750
Value of interest in common/collective trusts at end of year2010-12-31$363,466
Value of interest in common/collective trusts at beginning of year2010-12-31$312,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,621,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,530,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,530,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$12,644
Asset value of US Government securities at end of year2010-12-31$25,484
Asset value of US Government securities at beginning of year2010-12-31$22,291
Net investment gain or loss from common/collective trusts2010-12-31$9,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,081,876
Employer contributions (assets) at end of year2010-12-31$2,081,876
Employer contributions (assets) at beginning of year2010-12-31$2,186,592
Income. Dividends from common stock2010-12-31$34,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,692,089
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$315,134
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$296,626
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,674,521
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,004,715
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2010-12-31431947695
2009 : SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SPENCER FANE BRITT & BROWNE RETIREMENT PLAN

2022: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPENCER FANE BRITT & BROWNE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32008
Policy instance 1
Insurance contract or identification numberGA32008
Number of Individuals Covered82
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32008
Policy instance 1
Insurance contract or identification numberGA32008
Number of Individuals Covered77
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32008
Policy instance 1
Insurance contract or identification numberGA32008
Number of Individuals Covered84
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32008
Policy instance 1
Insurance contract or identification numberGA32008
Number of Individuals Covered74
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA32008
Policy instance 1
Insurance contract or identification numberGA32008
Number of Individuals Covered61
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3