KANSAS CITY SOUTHERN RAILWAY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GATEWAY WESTERN RAILWAY UNION 401(K) PLAN
| Measure | Date | Value |
|---|
| 2011 : GATEWAY WESTERN RAILWAY UNION 401(K) PLAN 2011 401k financial data |
|---|
| Total transfer of assets from this plan | 2011-12-30 | $3,218,915 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $0 |
| Total income from all sources (including contributions) | 2011-12-30 | $194,266 |
| Total of all expenses incurred | 2011-12-30 | $329,001 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-30 | $320,099 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-30 | $213,450 |
| Value of total assets at end of year | 2011-12-30 | $0 |
| Value of total assets at beginning of year | 2011-12-30 | $3,353,650 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-30 | $8,902 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-30 | No |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-30 | $0 |
| Was this plan covered by a fidelity bond | 2011-12-30 | Yes |
| Value of fidelity bond cover | 2011-12-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-30 | No |
| Contributions received from participants | 2011-12-30 | $158,195 |
| Administrative expenses (other) incurred | 2011-12-30 | $8,902 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-30 | No |
| Value of net income/loss | 2011-12-30 | $-134,735 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-30 | $3,353,650 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-30 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-30 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-30 | $3,353,650 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-30 | No |
| Contributions received in cash from employer | 2011-12-30 | $55,255 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-30 | $320,099 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-30 | Yes |
| Did the plan have assets held for investment | 2011-12-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-30 | Unqualified |
| Accountancy firm name | 2011-12-30 | MCGLADREY LLP |
| Accountancy firm EIN | 2011-12-30 | 420714325 |
| 2010 : GATEWAY WESTERN RAILWAY UNION 401(K) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-10,791 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-10,791 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $418 |
| Total income from all sources (including contributions) | 2010-12-31 | $577,835 |
| Total loss/gain on sale of assets | 2010-12-31 | $24,402 |
| Total of all expenses incurred | 2010-12-31 | $179,520 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $174,991 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $217,525 |
| Value of total assets at end of year | 2010-12-31 | $3,353,650 |
| Value of total assets at beginning of year | 2010-12-31 | $2,955,753 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,529 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $19,450 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $19,450 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $146,287 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,529 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $418 |
| Total non interest bearing cash at end of year | 2010-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $3,238 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $398,315 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,353,650 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,955,335 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,442,808 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $3,353,650 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $420,729 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $97,792 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,973 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $88,152 |
| Contributions received in cash from employer | 2010-12-31 | $71,238 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $826 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $174,991 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $465,864 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $441,462 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
| 2009 : GATEWAY WESTERN RAILWAY UNION 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
