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MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 401k Plan overview

Plan NameMID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING
Plan identification number 001

MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

MID DAKOTA CLINIC, P.C. has sponsored the creation of one or more 401k plans.

Company Name:MID DAKOTA CLINIC, P.C.
Employer identification number (EIN):450311334
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01CRAIG SCHAAF CRAIG SCHAAF2015-09-24
0012013-01-01CRAIG SCHAAF CRAIG SCHAAF2014-08-22
0012012-01-01CRAIG SCHAAF CRAIG SCHAAF2013-08-21
0012011-01-01CRAIG SCHAAF CRAIG SCHAAF2012-10-12
0012009-01-01CRAIG SCHAAF CRAIG SCHAAF2010-10-13
0012009-01-01CRAIG SCHAAF CRAIG SCHAAF2010-10-13

Plan Statistics for MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING

401k plan membership statisitcs for MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING

Measure Date Value
2022: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2022 401k membership
Total participants, beginning-of-year2022-01-01548
Total number of active participants reported on line 7a of the Form 55002022-01-01335
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01180
Total of all active and inactive participants2022-01-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01517
Number of participants with account balances2022-01-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2021 401k membership
Total participants, beginning-of-year2021-01-01589
Total number of active participants reported on line 7a of the Form 55002021-01-01412
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01130
Total of all active and inactive participants2021-01-01548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01548
Number of participants with account balances2021-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0123
2020: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2020 401k membership
Total participants, beginning-of-year2020-01-01650
Total number of active participants reported on line 7a of the Form 55002020-01-01447
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01129
Total of all active and inactive participants2020-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01581
Number of participants with account balances2020-01-01565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0144
2019: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2019 401k membership
Total participants, beginning-of-year2019-01-01651
Total number of active participants reported on line 7a of the Form 55002019-01-01525
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0196
Total of all active and inactive participants2019-01-01625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01625
Number of participants with account balances2019-01-01605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year2018-01-01656
Total number of active participants reported on line 7a of the Form 55002018-01-01552
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0189
Total of all active and inactive participants2018-01-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01643
Number of participants with account balances2018-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year2017-01-01625
Total number of active participants reported on line 7a of the Form 55002017-01-01475
Number of retired or separated participants receiving benefits2017-01-0122
Number of other retired or separated participants entitled to future benefits2017-01-0194
Total of all active and inactive participants2017-01-01591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01592
Number of participants with account balances2017-01-01565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0129
2016: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year2016-01-01634
Total number of active participants reported on line 7a of the Form 55002016-01-01493
Number of retired or separated participants receiving benefits2016-01-0131
Number of other retired or separated participants entitled to future benefits2016-01-0191
Total of all active and inactive participants2016-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01617
Number of participants with account balances2016-01-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0119
2015: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year2015-01-01603
Total number of active participants reported on line 7a of the Form 55002015-01-01491
Number of retired or separated participants receiving benefits2015-01-0127
Number of other retired or separated participants entitled to future benefits2015-01-0199
Total of all active and inactive participants2015-01-01617
Total participants2015-01-01617
Number of participants with account balances2015-01-01593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117
2014: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2014 401k membership
Total participants, beginning-of-year2014-01-01572
Total number of active participants reported on line 7a of the Form 55002014-01-01449
Number of retired or separated participants receiving benefits2014-01-0123
Number of other retired or separated participants entitled to future benefits2014-01-01108
Total of all active and inactive participants2014-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01581
Number of participants with account balances2014-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year2013-01-01537
Total number of active participants reported on line 7a of the Form 55002013-01-01435
Number of retired or separated participants receiving benefits2013-01-0119
Number of other retired or separated participants entitled to future benefits2013-01-01101
Total of all active and inactive participants2013-01-01555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01556
Number of participants with account balances2013-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0135
2012: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year2012-01-01507
Total number of active participants reported on line 7a of the Form 55002012-01-01463
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-0166
Total of all active and inactive participants2012-01-01537
Total participants2012-01-01537
Number of participants with account balances2012-01-01517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year2011-01-01479
Total number of active participants reported on line 7a of the Form 55002011-01-01429
Number of retired or separated participants receiving benefits2011-01-0114
Number of other retired or separated participants entitled to future benefits2011-01-0164
Total of all active and inactive participants2011-01-01507
Total participants2011-01-01507
Number of participants with account balances2011-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2009: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2009 401k membership
Total participants, beginning-of-year2009-01-01424
Total number of active participants reported on line 7a of the Form 55002009-01-01405
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-0140
Total of all active and inactive participants2009-01-01452
Total participants2009-01-01452
Number of participants with account balances2009-01-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING

Measure Date Value
2022 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-15,224,493
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,514,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,271,729
Expenses. Certain deemed distributions of participant loans2022-12-31$73,370
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,644,551
Value of total assets at end of year2022-12-31$80,960,693
Value of total assets at beginning of year2022-12-31$106,699,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$169,003
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$192,360
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,285,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,285,188
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,939,915
Participant contributions at end of year2022-12-31$20,727
Participant contributions at beginning of year2022-12-31$211,169
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$31,997
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$201,013
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$2,464
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,738,595
Value of net assets at end of year (total assets less liabilities)2022-12-31$80,960,693
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$106,699,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,605,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$58,307,250
Interest on participant loans2022-12-31$8,202
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$184,158
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$36,376,514
Value of interest in common/collective trusts at beginning of year2022-12-31$41,453,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,454,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,901,364
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$435
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,393,213
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-6,955,843
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$503,623
Employer contributions (assets) at end of year2022-12-31$503,623
Employer contributions (assets) at beginning of year2022-12-31$1,794,089
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,271,294
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$94,003
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BRADY MARTZ
Accountancy firm EIN2022-12-31450310328
2021 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$4,787
Total unrealized appreciation/depreciation of assets2021-12-31$4,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,232,731
Total loss/gain on sale of assets2021-12-31$53,984
Total of all expenses incurred2021-12-31$12,077,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,900,998
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,815,827
Value of total assets at end of year2021-12-31$106,699,288
Value of total assets at beginning of year2021-12-31$98,543,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$176,277
Total interest from all sources2021-12-31$159,577
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,299,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,299,280
Administrative expenses professional fees incurred2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,831,777
Participant contributions at end of year2021-12-31$211,169
Participant contributions at beginning of year2021-12-31$236,780
Assets. Other investments not covered elsewhere at end of year2021-12-31$31,997
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$30,197
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$189,961
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$902,240
Other income not declared elsewhere2021-12-31$1,800
Administrative expenses (other) incurred2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,155,456
Value of net assets at end of year (total assets less liabilities)2021-12-31$106,699,288
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$98,543,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$58,307,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$57,318,598
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$11,824
Interest earned on other investments2021-12-31$147,753
Value of interest in common/collective trusts at end of year2021-12-31$41,453,419
Value of interest in common/collective trusts at beginning of year2021-12-31$33,038,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,901,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,573,873
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,603,125
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$4,294,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,794,089
Employer contributions (assets) at end of year2021-12-31$1,794,089
Employer contributions (assets) at beginning of year2021-12-31$2,345,705
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,998,323
Contract administrator fees2021-12-31$101,277
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$463,362
Aggregate carrying amount (costs) on sale of assets2021-12-31$409,378
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BRADY MARTZ
Accountancy firm EIN2021-12-31450310328
2020 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,932,112
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,563,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,381,999
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,049,282
Value of total assets at end of year2020-12-31$98,543,832
Value of total assets at beginning of year2020-12-31$87,175,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$181,416
Total interest from all sources2020-12-31$185,192
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,785,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,785,139
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,100,791
Participant contributions at end of year2020-12-31$236,780
Participant contributions at beginning of year2020-12-31$257,061
Assets. Other investments not covered elsewhere at end of year2020-12-31$30,197
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$43,239
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$600,020
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Other income not declared elsewhere2020-12-31$1,335
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,368,697
Value of net assets at end of year (total assets less liabilities)2020-12-31$98,543,832
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$87,175,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$73,445
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$57,318,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$58,302,194
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$10,448
Interest earned on other investments2020-12-31$174,744
Value of interest in common/collective trusts at end of year2020-12-31$33,038,679
Value of interest in common/collective trusts at beginning of year2020-12-31$20,976,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,573,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,885,969
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,843,044
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$4,068,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$2,348,471
Employer contributions (assets) at end of year2020-12-31$2,345,705
Employer contributions (assets) at beginning of year2020-12-31$1,710,076
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,381,999
Contract administrator fees2020-12-31$107,971
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BRADY MARTZ
Accountancy firm EIN2020-12-31450310328
2019 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$21,947,221
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,246,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,055,093
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$4,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,929,825
Value of total assets at end of year2019-12-31$87,175,135
Value of total assets at beginning of year2019-12-31$73,474,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$186,213
Total interest from all sources2019-12-31$218,667
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,423,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,423,784
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,305,969
Participant contributions at end of year2019-12-31$257,061
Participant contributions at beginning of year2019-12-31$379,048
Assets. Other investments not covered elsewhere at end of year2019-12-31$43,239
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$94,279
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$912,715
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Other income not declared elsewhere2019-12-31$8,921
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,701,066
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,175,135
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$73,474,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$73,498
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,302,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,780,670
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$13,793
Interest earned on other investments2019-12-31$204,874
Value of interest in common/collective trusts at end of year2019-12-31$20,976,596
Value of interest in common/collective trusts at beginning of year2019-12-31$15,093,033
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,885,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,169,039
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,965,520
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$3,400,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$1,711,141
Employer contributions (assets) at end of year2019-12-31$1,710,076
Employer contributions (assets) at beginning of year2019-12-31$3,958,000
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,052,628
Contract administrator fees2019-12-31$112,715
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BRADY MARTZ
Accountancy firm EIN2019-12-31450310328
2018 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-5,596
Total unrealized appreciation/depreciation of assets2018-12-31$-5,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,970,406
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,870,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,700,735
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,168,184
Value of total assets at end of year2018-12-31$73,474,069
Value of total assets at beginning of year2018-12-31$73,373,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$169,337
Total interest from all sources2018-12-31$207,940
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,280,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,280,205
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,225,023
Participant contributions at end of year2018-12-31$379,048
Participant contributions at beginning of year2018-12-31$398,447
Assets. Other investments not covered elsewhere at end of year2018-12-31$94,279
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$90,832
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,985,161
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Other income not declared elsewhere2018-12-31$4,182
Administrative expenses (other) incurred2018-12-31$9,854
Total non interest bearing cash at beginning of year2018-12-31$17,007,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$100,334
Value of net assets at end of year (total assets less liabilities)2018-12-31$73,474,069
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$73,373,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$54,760
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47,780,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,043,873
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$15,031
Interest earned on other investments2018-12-31$192,909
Value of interest in common/collective trusts at end of year2018-12-31$15,093,033
Value of interest in common/collective trusts at beginning of year2018-12-31$5,050,493
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,169,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,682,059
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-1,002,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$3,958,000
Employer contributions (assets) at end of year2018-12-31$3,958,000
Employer contributions (assets) at beginning of year2018-12-31$3,782,179
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,698,521
Contract administrator fees2018-12-31$104,723
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BRADY MARTZ & ASSOCIATES
Accountancy firm EIN2018-12-31450310328
2017 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$19,138
Total unrealized appreciation/depreciation of assets2017-12-31$19,138
Total income from all sources (including contributions)2017-12-31$17,888,930
Total of all expenses incurred2017-12-31$10,090,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,854,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,829,820
Value of total assets at end of year2017-12-31$73,373,735
Value of total assets at beginning of year2017-12-31$65,575,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$236,426
Total interest from all sources2017-12-31$13,527
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,092,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,023,986
Administrative expenses professional fees incurred2017-12-31$137,883
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$137,404
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,948,368
Participant contributions at end of year2017-12-31$398,447
Participant contributions at beginning of year2017-12-31$182,248
Assets. Other investments not covered elsewhere at end of year2017-12-31$90,832
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$85,303
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$99,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,001,097
Other income not declared elsewhere2017-12-31$5,529
Total non interest bearing cash at end of year2017-12-31$17,007,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,798,265
Value of net assets at end of year (total assets less liabilities)2017-12-31$73,373,735
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$65,575,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$98,543
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,043,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$51,821,804
Value of interest in pooled separate accounts at beginning of year2017-12-31$723,694
Interest on participant loans2017-12-31$8,401
Value of interest in common/collective trusts at end of year2017-12-31$5,050,493
Value of interest in common/collective trusts at beginning of year2017-12-31$5,586,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$737,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$737,907
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$206,571
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,842,838
Net investment gain or loss from common/collective trusts2017-12-31$86,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,782,179
Employer contributions (assets) at end of year2017-12-31$3,782,179
Employer contributions (assets) at beginning of year2017-12-31$3,875,093
Income. Dividends from preferred stock2017-12-31$8,159
Income. Dividends from common stock2017-12-31$59,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,851,589
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,217,675
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2017-12-31450310328
2016 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$22,882
Total unrealized appreciation/depreciation of assets2016-12-31$22,882
Total income from all sources (including contributions)2016-12-31$12,209,787
Total of all expenses incurred2016-12-31$5,747,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,588,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,900,519
Value of total assets at end of year2016-12-31$65,575,470
Value of total assets at beginning of year2016-12-31$59,113,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$159,220
Total interest from all sources2016-12-31$11,713
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,459,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,395,562
Administrative expenses professional fees incurred2016-12-31$91,049
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$137,404
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$110,230
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,919,964
Participant contributions at end of year2016-12-31$182,248
Participant contributions at beginning of year2016-12-31$230,116
Assets. Other investments not covered elsewhere at end of year2016-12-31$85,303
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$79,900
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$105,462
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,001,097
Other income not declared elsewhere2016-12-31$10,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,462,383
Value of net assets at end of year (total assets less liabilities)2016-12-31$65,575,470
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$59,113,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$68,171
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,821,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$48,274,513
Value of interest in pooled separate accounts at end of year2016-12-31$723,694
Value of interest in pooled separate accounts at beginning of year2016-12-31$772,576
Interest on participant loans2016-12-31$7,927
Interest earned on other investments2016-12-31$3,786
Value of interest in common/collective trusts at end of year2016-12-31$5,586,674
Value of interest in common/collective trusts at beginning of year2016-12-31$4,420,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$737,907
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$461,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$461,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$206,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$379,236
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$2,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,987,695
Net investment gain/loss from pooled separate accounts2016-12-31$908,070
Net investment gain or loss from common/collective trusts2016-12-31$-91,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,875,093
Employer contributions (assets) at end of year2016-12-31$3,875,093
Employer contributions (assets) at beginning of year2016-12-31$3,394,087
Income. Dividends from common stock2016-12-31$64,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,585,970
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,217,675
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$989,954
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2016-12-31450310328
2015 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$13,419
Total unrealized appreciation/depreciation of assets2015-12-31$13,419
Total income from all sources (including contributions)2015-12-31$6,174,452
Total of all expenses incurred2015-12-31$11,600,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,330,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,684,701
Value of total assets at end of year2015-12-31$59,113,087
Value of total assets at beginning of year2015-12-31$64,538,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$269,709
Total interest from all sources2015-12-31$10,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,259,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,183,444
Administrative expenses professional fees incurred2015-12-31$146,300
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$110,230
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$80,904
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,953,186
Participant contributions at end of year2015-12-31$230,116
Participant contributions at beginning of year2015-12-31$134,124
Assets. Other investments not covered elsewhere at end of year2015-12-31$79,900
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$128,552
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$337,428
Other income not declared elsewhere2015-12-31$4,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,425,764
Value of net assets at end of year (total assets less liabilities)2015-12-31$59,113,087
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$64,538,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$123,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$48,274,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$51,421,286
Value of interest in pooled separate accounts at end of year2015-12-31$772,576
Value of interest in pooled separate accounts at beginning of year2015-12-31$780,087
Interest on participant loans2015-12-31$10,771
Value of interest in common/collective trusts at end of year2015-12-31$4,420,980
Value of interest in common/collective trusts at beginning of year2015-12-31$4,426,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$461,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,680,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,680,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$379,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$368,190
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$2,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,727,075
Net investment gain/loss from pooled separate accounts2015-12-31$-25,429
Net investment gain or loss from common/collective trusts2015-12-31$-45,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,394,087
Employer contributions (assets) at end of year2015-12-31$3,394,087
Employer contributions (assets) at beginning of year2015-12-31$3,461,402
Income. Dividends from common stock2015-12-31$76,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,327,549
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$989,954
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,058,076
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2015-12-31450310328
2014 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$9,642
Total unrealized appreciation/depreciation of assets2014-12-31$9,642
Total income from all sources (including contributions)2014-12-31$10,460,469
Total of all expenses incurred2014-12-31$2,869,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,618,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,342,068
Value of total assets at end of year2014-12-31$64,538,851
Value of total assets at beginning of year2014-12-31$56,947,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$251,141
Total interest from all sources2014-12-31$6,605
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,937,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,865,553
Administrative expenses professional fees incurred2014-12-31$134,496
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$80,904
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$15,980
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,612,779
Participant contributions at end of year2014-12-31$134,124
Participant contributions at beginning of year2014-12-31$112,669
Assets. Other investments not covered elsewhere at end of year2014-12-31$128,552
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$113,553
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$267,887
Other income not declared elsewhere2014-12-31$24,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,590,942
Value of net assets at end of year (total assets less liabilities)2014-12-31$64,538,851
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$56,947,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$116,645
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$51,421,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$46,540,486
Value of interest in pooled separate accounts at end of year2014-12-31$780,087
Value of interest in pooled separate accounts at beginning of year2014-12-31$731,343
Interest on participant loans2014-12-31$6,605
Value of interest in common/collective trusts at end of year2014-12-31$4,426,160
Value of interest in common/collective trusts at beginning of year2014-12-31$3,142,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,680,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,229,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,229,635
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$368,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$357,466
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$2,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-10,311
Net investment gain/loss from pooled separate accounts2014-12-31$26,758
Net investment gain or loss from common/collective trusts2014-12-31$123,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,461,402
Employer contributions (assets) at end of year2014-12-31$3,461,402
Employer contributions (assets) at beginning of year2014-12-31$2,935,426
Income. Dividends from common stock2014-12-31$71,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,615,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,058,076
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$768,786
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2014-12-31450310328
2013 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-24,305
Total unrealized appreciation/depreciation of assets2013-12-31$-24,305
Total income from all sources (including contributions)2013-12-31$15,513,950
Total of all expenses incurred2013-12-31$3,138,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,926,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,488,647
Value of total assets at end of year2013-12-31$56,947,909
Value of total assets at beginning of year2013-12-31$44,572,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$212,448
Total interest from all sources2013-12-31$5,425
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,591,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,554,025
Administrative expenses professional fees incurred2013-12-31$107,779
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$15,980
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$73,630
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,553,241
Participant contributions at end of year2013-12-31$112,669
Participant contributions at beginning of year2013-12-31$85,204
Assets. Other investments not covered elsewhere at end of year2013-12-31$113,553
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$138,821
Other income not declared elsewhere2013-12-31$14,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,375,404
Value of net assets at end of year (total assets less liabilities)2013-12-31$56,947,909
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$44,572,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$104,669
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$46,540,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$34,846,096
Value of interest in pooled separate accounts at end of year2013-12-31$731,343
Value of interest in pooled separate accounts at beginning of year2013-12-31$598,590
Interest on participant loans2013-12-31$5,425
Value of interest in common/collective trusts at end of year2013-12-31$3,142,565
Value of interest in common/collective trusts at beginning of year2013-12-31$2,536,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,229,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,403,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,403,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$357,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$347,054
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$3,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,319,509
Net investment gain/loss from pooled separate accounts2013-12-31$100,088
Net investment gain or loss from common/collective trusts2013-12-31$17,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,935,406
Employer contributions (assets) at end of year2013-12-31$2,935,426
Employer contributions (assets) at beginning of year2013-12-31$2,888,477
Income. Dividends from common stock2013-12-31$37,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,922,371
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$9,769
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$768,786
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$644,327
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2013-12-31450310328
2012 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$71,111
Total unrealized appreciation/depreciation of assets2012-12-31$71,111
Total income from all sources (including contributions)2012-12-31$10,270,704
Total of all expenses incurred2012-12-31$2,713,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,513,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,501,050
Value of total assets at end of year2012-12-31$44,572,505
Value of total assets at beginning of year2012-12-31$37,015,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$199,993
Total interest from all sources2012-12-31$6,268
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$867,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$833,333
Administrative expenses professional fees incurred2012-12-31$91,221
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$73,630
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$71,326
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,313,915
Participant contributions at end of year2012-12-31$85,204
Participant contributions at beginning of year2012-12-31$75,587
Assets. Other investments not covered elsewhere at end of year2012-12-31$138,821
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$125,307
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$294,960
Other income not declared elsewhere2012-12-31$16,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,556,747
Value of net assets at end of year (total assets less liabilities)2012-12-31$44,572,505
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$37,015,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$108,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$34,846,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$29,126,235
Value of interest in pooled separate accounts at end of year2012-12-31$598,590
Interest on participant loans2012-12-31$6,268
Value of interest in common/collective trusts at end of year2012-12-31$2,536,643
Value of interest in common/collective trusts at beginning of year2012-12-31$2,588,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,403,894
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,548,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,548,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$347,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$336,946
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$2,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,709,916
Net investment gain/loss from pooled separate accounts2012-12-31$42,494
Net investment gain or loss from common/collective trusts2012-12-31$55,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,892,175
Employer contributions (assets) at end of year2012-12-31$2,888,477
Employer contributions (assets) at beginning of year2012-12-31$2,667,427
Income. Dividends from common stock2012-12-31$34,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,511,902
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$9,769
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$8,720
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$644,327
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$466,826
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2012-12-31450310328
2011 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-52,339
Total unrealized appreciation/depreciation of assets2011-12-31$-52,339
Total income from all sources (including contributions)2011-12-31$4,135,709
Total of all expenses incurred2011-12-31$2,430,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,257,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,915,325
Value of total assets at end of year2011-12-31$37,015,758
Value of total assets at beginning of year2011-12-31$35,310,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$173,061
Total interest from all sources2011-12-31$5,794
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$921,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$902,460
Administrative expenses professional fees incurred2011-12-31$83,638
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$71,326
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$73,618
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,051,432
Participant contributions at end of year2011-12-31$75,587
Participant contributions at beginning of year2011-12-31$74,292
Assets. Other investments not covered elsewhere at end of year2011-12-31$125,307
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$117,020
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$196,466
Other income not declared elsewhere2011-12-31$10,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,705,017
Value of net assets at end of year (total assets less liabilities)2011-12-31$37,015,758
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$35,310,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$89,423
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$29,126,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,484,254
Interest on participant loans2011-12-31$5,794
Value of interest in common/collective trusts at end of year2011-12-31$2,588,974
Value of interest in common/collective trusts at beginning of year2011-12-31$2,231,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,548,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$893,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$893,797
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$336,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$327,133
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$3,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,842,710
Net investment gain/loss from pooled separate accounts2011-12-31$-18,793
Net investment gain or loss from common/collective trusts2011-12-31$196,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,667,427
Employer contributions (assets) at end of year2011-12-31$2,667,427
Employer contributions (assets) at beginning of year2011-12-31$2,436,204
Income. Dividends from common stock2011-12-31$18,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,253,904
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$8,720
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$12,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$466,826
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$660,667
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BRADY, MARTZ & ASSOCIATES, P.C.
Accountancy firm EIN2011-12-31450310328
2010 : MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$67,874
Total unrealized appreciation/depreciation of assets2010-12-31$67,874
Total income from all sources (including contributions)2010-12-31$8,073,658
Total of all expenses incurred2010-12-31$3,033,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,882,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,445,821
Value of total assets at end of year2010-12-31$35,310,741
Value of total assets at beginning of year2010-12-31$30,270,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$150,698
Total interest from all sources2010-12-31$7,926
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$547,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$524,470
Administrative expenses professional fees incurred2010-12-31$72,280
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$73,618
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$39,561
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,947,260
Participant contributions at end of year2010-12-31$74,292
Participant contributions at beginning of year2010-12-31$90,569
Assets. Other investments not covered elsewhere at end of year2010-12-31$117,020
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$108,928
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$62,358
Other income not declared elsewhere2010-12-31$16,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,040,083
Value of net assets at end of year (total assets less liabilities)2010-12-31$35,310,741
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$30,270,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$78,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,484,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$24,427,660
Interest on participant loans2010-12-31$7,926
Value of interest in common/collective trusts at end of year2010-12-31$2,231,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$893,797
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,699,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,699,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$327,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$317,477
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$3,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,810,469
Net investment gain/loss from pooled separate accounts2010-12-31$122,129
Net investment gain or loss from common/collective trusts2010-12-31$55,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,436,203
Employer contributions (assets) at end of year2010-12-31$2,436,204
Employer contributions (assets) at beginning of year2010-12-31$2,104,608
Income. Dividends from common stock2010-12-31$22,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,879,150
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$12,506
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$2,648
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$660,667
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$479,333
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BRADY, MARTZ & ASSOCIATES, PC
Accountancy firm EIN2010-12-31450310328

Form 5500 Responses for MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING

2022: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MID DAKOTA CLINIC EMPLOYEES 401(K) PROFIT SHARING 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number781178-01
Policy instance 1
Insurance contract or identification number781178-01
Number of Individuals Covered82
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 2
Insurance contract or identification number17000023
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 4
Insurance contract or identification numberE0805691
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,748
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,748
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 3
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 2
Insurance contract or identification numberE1536143
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,991
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,991
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62754
Policy instance 1
Insurance contract or identification numberMR 62754
Number of Individuals Covered548
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 2
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,264
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62754
Policy instance 1
Insurance contract or identification numberMR 62754
Number of Individuals Covered581
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 3
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 4
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,777
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,777
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 5
Insurance contract or identification number603410
Number of Individuals Covered812
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $7,338
Total amount of fees paid to insurance companyUSD $10,641
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $335,616
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,338
Amount paid for insurance broker fees10641
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 3
Insurance contract or identification number11986
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $17
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $17
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 2
Insurance contract or identification number7396
Number of Individuals Covered5
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62754
Policy instance 1
Insurance contract or identification numberMR 62754
Number of Individuals Covered625
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 4
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 6
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,264
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62754
Policy instance 1
Insurance contract or identification numberMR 62754
Number of Individuals Covered643
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 2
Insurance contract or identification number7396
Number of Individuals Covered5
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 3
Insurance contract or identification number11986
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $17
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $17
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 4
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 5
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3,777
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,777
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 6
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3,264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,264
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered5
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 3
Insurance contract or identification number57718
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 4
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 5
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,777
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,777
Insurance broker organization code?3
Insurance broker nameMARK G. JONDAHL/LPL FINANCIAL CORP.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 6
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,264
Insurance broker organization code?3
Insurance broker nameMARK G. JONDAHL/LPL FINANCIAL CORP.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 6
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,904
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,904
Insurance broker organization code?3
Insurance broker nameMARK G. JONDAHL/LPL FINANCIAL CORP.
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 3
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 4
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 5
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $47
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered5
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 7
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,207
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,207
Insurance broker organization code?3
Insurance broker nameMARK G. JONDAHL/LPL FINANCIAL CORP.
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 3
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameDONALD STEVEN BORUD
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 5
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 6
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,581
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,581
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $47
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered5
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 4
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 7
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,490
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,490
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered3
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $67
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 4
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 5
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 3
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameDONALD STEVEN BORUD
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 6
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,188
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,188
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1536143
Policy instance 7
Insurance contract or identification numberE1536143
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,266
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,266
Insurance broker nameLPL FINANCIAL CORPORATION
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 6
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 7
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000022
Policy instance 5
Insurance contract or identification number17000022
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-10-26
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 4
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameDONALD STEVEN BORUD
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2408566
Policy instance 3
Insurance contract or identification number2408566
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-04
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 8
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,629
Total amount of fees paid to insurance companyUSD $9,387
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9387
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $2,629
Insurance broker nameLPL FINANCIAL CORPORATION
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered4
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $67
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered6
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 4
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2408566
Policy instance 3
Insurance contract or identification number2408566
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 8
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,982
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 7
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 6
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000022
Policy instance 5
Insurance contract or identification number17000022
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered6
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered4
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $67
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000027
Policy instance 6
Insurance contract or identification number17000027
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number11986
Policy instance 2
Insurance contract or identification number11986
Number of Individuals Covered4
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $67
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67
Insurance broker organization code?3
Insurance broker nameJOHN S MCSWANEY & ASSOC INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2408566
Policy instance 3
Insurance contract or identification number2408566
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number57718
Policy instance 4
Insurance contract or identification number57718
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameDONALD STEVEN BORUD
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000022
Policy instance 5
Insurance contract or identification number17000022
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number17000023
Policy instance 7
Insurance contract or identification number17000023
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7396
Policy instance 1
Insurance contract or identification number7396
Number of Individuals Covered6
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0805691
Policy instance 8
Insurance contract or identification numberE0805691
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,512
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,512
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION

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