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| Plan Name | ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA |
| Employer identification number (EIN): | 450363216 |
| NAIC Classification: | 813000 |
| NAIC Description: | Religious, Grantmaking, Civic, Professional, and Similar Organizations |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2013-01-01 | LAURA BLOCK | 2014-10-06 | LAURA BLOCK | 2014-10-06 |
| 001 | 2012-01-01 | NANCY PEDERSON | 2013-09-27 | NANCY PEDERSON | 2013-09-27 |
| 001 | 2011-01-01 | NANCY PEDERSON | 2012-10-04 | NANCY PEDERSON | 2012-10-04 |
| 001 | 2010-01-01 | LAURA BLOCK | |||
| 001 | 2009-01-01 | NANCY PEDERSON | 2010-10-14 | ||
| 001 | 2009-01-01 | NANCY PEDERSON | NANCY PEDERSON | 2010-10-14 |
| Measure | Date | Value |
|---|---|---|
| 2010: ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2010 401k membership | ||
| Total participants, beginning-of-year | 2010-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 53 |
| Total of all active and inactive participants | 2010-01-01 | 55 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 55 |
| Number of participants with account balances | 2010-01-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 47 |
| Total of all active and inactive participants | 2009-01-01 | 58 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 58 |
| Number of participants with account balances | 2009-01-01 | 58 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|---|---|
| 2010 : ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2010 401k financial data | ||
| Transfers to/from the plan | 2010-12-31 | $0 |
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $90,053 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $23,653 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $23,653 |
| Total plan assets at end of year | 2010-12-31 | $903,061 |
| Total plan assets at beginning of year | 2010-12-31 | $836,661 |
| Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
| Other income received | 2010-12-31 | $90,053 |
| Net income (gross income less expenses) | 2010-12-31 | $66,400 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $903,061 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $836,661 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2010: ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2010 form 5500 responses | ||
|---|---|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: ALUMNI ASSOCIATION OF THE UNIVERSITY OF NORTH DAKOTA DEFINED CONTRIBUTION PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) | |||||||||||||||||||||||||||||||||||||||||||||||
| Policy contract number | 69345 | ||||||||||||||||||||||||||||||||||||||||||||||
| Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||||
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