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DYI PROPERTIES 401(K) PLAN 401k Plan overview

Plan NameDYI PROPERTIES 401(K) PLAN
Plan identification number 001

DYI PROPERTIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RESPONSE TECHNOLOGIES, LLC has sponsored the creation of one or more 401k plans.

Company Name:RESPONSE TECHNOLOGIES, LLC
Employer identification number (EIN):450404698
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DYI PROPERTIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012018-05-15RICK MEYER2019-06-13
0012018-01-01JIM PLANE2019-07-02
0012018-01-01MELISSA ELDRIDGE2019-09-04 MELISSA ELDRIDGE2019-09-04
0012018-01-01STEVE WOMACK2019-06-06
0012018-01-01CHRISTINE HARD2019-05-14 CHRISTINE HARD2019-05-14
0012018-01-01JANET SLADE2019-05-08 JANET SLADE2019-05-08
0012018-01-01KRISTI HOLTHAUS2019-06-24 KRISTI HOLTHAUS2019-06-24
0012018-01-01MICHAEL SULLIVAN2019-06-04
0012018-01-01MICKEY WALKER2019-05-08
0012018-01-01E LARRY HUTTO JR2019-05-09 E LARRY HUTTO JR2019-05-09
0012018-01-01PEGGY POULIN HORTON2019-05-23
0012018-01-01MARY BETH BELLROSE2019-08-07
0012018-01-01MATT KECHELY2019-05-15
0012017-01-01PHA NGO2018-09-25
0012017-01-01JOE WOELFLE2018-08-29 JOE WOELFLE2018-08-29
0012013-01-01MEI CHAN MEI CHAN2014-09-24
0012012-01-01MEI CHAN
0012011-01-01LINDA KADANI2012-10-11
0012010-01-01LINDA KADANI2011-07-15
0012009-01-01LINDA KADANI
0012009-01-01LINDA KADANI

Plan Statistics for DYI PROPERTIES 401(K) PLAN

401k plan membership statisitcs for DYI PROPERTIES 401(K) PLAN

Measure Date Value
2021: DYI PROPERTIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110
Total number of active participants reported on line 7a of the Form 55002021-01-010
Total of all active and inactive participants2021-01-010
Total participants2021-01-010
Number of employers contributing to the scheme2021-01-010
2013: DYI PROPERTIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-01138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01185
Number of participants with account balances2013-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: DYI PROPERTIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01116
Total number of active participants reported on line 7a of the Form 55002012-01-0182
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01125
Number of participants with account balances2012-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2009: DYI PROPERTIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0122
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016
Number of participants with account balances2009-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DYI PROPERTIES 401(K) PLAN

Measure Date Value
2013 : DYI PROPERTIES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,151,132
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,028,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$984,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,942,856
Value of total assets at end of year2013-12-31$13,831,658
Value of total assets at beginning of year2013-12-31$10,708,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$43,625
Total interest from all sources2013-12-31$40,366
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$155,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$155,571
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,257,275
Participant contributions at end of year2013-12-31$215,283
Participant contributions at beginning of year2013-12-31$169,243
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$7,903
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$461,943
Other income not declared elsewhere2013-12-31$22,773
Administrative expenses (other) incurred2013-12-31$43,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,123,052
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,831,658
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,708,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,548,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,896,935
Interest on participant loans2013-12-31$5,329
Interest earned on other investments2013-12-31$35,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,016,754
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,590,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,989,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$223,638
Employer contributions (assets) at end of year2013-12-31$50,658
Employer contributions (assets) at beginning of year2013-12-31$44,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$984,455
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN2013-12-31942290202
2012 : DYI PROPERTIES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,428,557
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$706,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$705,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,322,314
Value of total assets at end of year2012-12-31$10,708,606
Value of total assets at beginning of year2012-12-31$8,986,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$584
Total interest from all sources2012-12-31$11,007
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$170,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$170,843
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$953,072
Participant contributions at end of year2012-12-31$169,243
Participant contributions at beginning of year2012-12-31$101,141
Participant contributions at end of year2012-12-31$7,903
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$40,085
Administrative expenses (other) incurred2012-12-31$584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,722,141
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,708,606
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,986,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,896,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,926,058
Income. Interest from loans (other than to participants)2012-12-31$4,786
Interest earned on other investments2012-12-31$6,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,926,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,926,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,590,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$924,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$329,157
Employer contributions (assets) at end of year2012-12-31$44,241
Employer contributions (assets) at beginning of year2012-12-31$33,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$705,832
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SHEA, LABAGH, DOBBERSTEIN
Accountancy firm EIN2012-12-31942290202

Form 5500 Responses for DYI PROPERTIES 401(K) PLAN

2021: DYI PROPERTIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2013: DYI PROPERTIES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DYI PROPERTIES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2009: DYI PROPERTIES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041986
Policy instance 1
Insurance contract or identification number041986
Number of Individuals Covered181
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041986
Policy instance 1
Insurance contract or identification number041986
Number of Individuals Covered125
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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