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THE RIVERWOODS GROUP 403(B) PLAN 401k Plan overview

Plan NameTHE RIVERWOODS GROUP 403(B) PLAN
Plan identification number 001

THE RIVERWOODS GROUP 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVERWOODS GROUP has sponsored the creation of one or more 401k plans.

Company Name:RIVERWOODS GROUP
Employer identification number (EIN):451450956
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RIVERWOODS GROUP 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAWN BARKER DAWN BARKER2018-09-25

Plan Statistics for THE RIVERWOODS GROUP 403(B) PLAN

401k plan membership statisitcs for THE RIVERWOODS GROUP 403(B) PLAN

Measure Date Value
2022: THE RIVERWOODS GROUP 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,037
Total number of active participants reported on line 7a of the Form 55002022-01-01846
Number of other retired or separated participants entitled to future benefits2022-01-01243
Total of all active and inactive participants2022-01-011,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,089
Number of participants with account balances2022-01-01519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: THE RIVERWOODS GROUP 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01929
Total number of active participants reported on line 7a of the Form 55002021-01-01796
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01229
Total of all active and inactive participants2021-01-011,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,025
Number of participants with account balances2021-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: THE RIVERWOODS GROUP 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01826
Total number of active participants reported on line 7a of the Form 55002020-01-01576
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01216
Total of all active and inactive participants2020-01-01792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01792
Number of participants with account balances2020-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: THE RIVERWOODS GROUP 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01815
Total number of active participants reported on line 7a of the Form 55002019-01-01628
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01192
Total of all active and inactive participants2019-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01820
Number of participants with account balances2019-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: THE RIVERWOODS GROUP 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01739
Total number of active participants reported on line 7a of the Form 55002018-01-01637
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01195
Total of all active and inactive participants2018-01-01832
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01832
Number of participants with account balances2018-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: THE RIVERWOODS GROUP 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01689
Total number of active participants reported on line 7a of the Form 55002017-01-01605
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01134
Total of all active and inactive participants2017-01-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01739
Number of participants with account balances2017-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015

Financial Data on THE RIVERWOODS GROUP 403(B) PLAN

Measure Date Value
2022 : THE RIVERWOODS GROUP 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-835,089
Total of all expenses incurred2022-12-31$1,364,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,194,674
Value of total corrective distributions2022-12-31$1,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,005,239
Value of total assets at end of year2022-12-31$17,323,222
Value of total assets at beginning of year2022-12-31$19,523,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$169,291
Total interest from all sources2022-12-31$22,528
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$734,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$734,675
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,432,610
Participant contributions at end of year2022-12-31$277,334
Participant contributions at beginning of year2022-12-31$396,654
Participant contributions at end of year2022-12-31$2,113
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$193,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,200,073
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,323,222
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,523,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$169,291
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,036,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$19,120,562
Interest on participant loans2022-12-31$22,225
Interest earned on other investments2022-12-31$303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,597,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$379,372
Employer contributions (assets) at end of year2022-12-31$535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,194,674
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-12-31043499945
2021 : THE RIVERWOODS GROUP 403(B) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$5,649,066
Total of all expenses incurred2021-12-31$1,322,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,156,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,288,281
Value of total assets at end of year2021-12-31$19,523,295
Value of total assets at beginning of year2021-12-31$15,196,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$166,689
Total interest from all sources2021-12-31$26,108
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$979,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$979,138
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,420,058
Participant contributions at end of year2021-12-31$396,654
Participant contributions at beginning of year2021-12-31$433,727
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,489,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,326,339
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,523,295
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,196,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$166,689
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$19,120,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,757,327
Interest on participant loans2021-12-31$25,931
Interest earned on other investments2021-12-31$177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,355,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$378,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,156,038
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : THE RIVERWOODS GROUP 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,570,525
Total of all expenses incurred2020-12-31$947,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$825,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,543,837
Value of total assets at end of year2020-12-31$15,196,956
Value of total assets at beginning of year2020-12-31$12,573,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$122,091
Total interest from all sources2020-12-31$25,542
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$465,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$465,307
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,206,828
Participant contributions at end of year2020-12-31$433,727
Participant contributions at beginning of year2020-12-31$385,007
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,622,988
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,196,956
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,573,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$122,091
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,757,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,183,231
Interest on participant loans2020-12-31$25,370
Interest earned on other investments2020-12-31$172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,535,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$325,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$825,446
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-12-31043499945
2019 : THE RIVERWOODS GROUP 403(B) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,427,870
Total of all expenses incurred2019-12-31$511,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$395,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,276,675
Value of total assets at end of year2019-12-31$12,573,968
Value of total assets at beginning of year2019-12-31$9,657,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$116,629
Total interest from all sources2019-12-31$23,003
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$409,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$409,354
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$971,562
Participant contributions at end of year2019-12-31$385,007
Participant contributions at beginning of year2019-12-31$241,111
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$45,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,916,187
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,573,968
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,657,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$116,629
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,183,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,411,107
Interest on participant loans2019-12-31$22,836
Interest earned on other investments2019-12-31$167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,718,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$259,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$395,054
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2019-12-31043499945
2018 : THE RIVERWOODS GROUP 403(B) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$644,404
Total of all expenses incurred2018-12-31$352,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$247,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,104,547
Value of total assets at end of year2018-12-31$9,657,781
Value of total assets at beginning of year2018-12-31$9,365,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$104,968
Total interest from all sources2018-12-31$13,556
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$516,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$516,005
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$834,548
Participant contributions at end of year2018-12-31$241,111
Participant contributions at beginning of year2018-12-31$206,340
Participant contributions at beginning of year2018-12-31$24,794
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$27,855
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$292,288
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,657,781
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,365,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$104,968
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,411,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,117,865
Interest on participant loans2018-12-31$13,394
Interest earned on other investments2018-12-31$162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-989,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$242,144
Employer contributions (assets) at beginning of year2018-12-31$8,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$247,148
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2018-12-31043499945
2017 : THE RIVERWOODS GROUP 403(B) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,687,399
Total of all expenses incurred2017-12-31$894,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$802,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,358,039
Value of total assets at end of year2017-12-31$9,365,493
Value of total assets at beginning of year2017-12-31$7,572,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,803
Total interest from all sources2017-12-31$10,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$786,828
Participant contributions at end of year2017-12-31$206,340
Participant contributions at beginning of year2017-12-31$156,317
Participant contributions at end of year2017-12-31$24,794
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$247,985
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,792,642
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,365,493
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,572,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$91,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,117,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,411,290
Interest on participant loans2017-12-31$10,329
Interest earned on other investments2017-12-31$157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$5,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,318,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$323,226
Employer contributions (assets) at end of year2017-12-31$8,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$802,954
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2017-12-31043499945

Form 5500 Responses for THE RIVERWOODS GROUP 403(B) PLAN

2022: THE RIVERWOODS GROUP 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE RIVERWOODS GROUP 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE RIVERWOODS GROUP 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE RIVERWOODS GROUP 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE RIVERWOODS GROUP 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE RIVERWOODS GROUP 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1005008-01
Policy instance 1
Insurance contract or identification number1005008-01
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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