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COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCOLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN
Plan identification number 002

COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COLORADO OB/GYN PARTNERS, PLLC has sponsored the creation of one or more 401k plans.

Company Name:COLORADO OB/GYN PARTNERS, PLLC
Employer identification number (EIN):451588625
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about COLORADO OB/GYN PARTNERS, PLLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2011-01-12
Company Identification Number: 20111021819
Legal Registered Office Address: 9195 Grant St Ste 410

Thornton
United States of America (USA)
80029

More information about COLORADO OB/GYN PARTNERS, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01PATRICIA GIUFFRE
0022016-01-01PATRICIA GIUFFRE
0022015-01-01PATRICIA GIUFFRE
0022014-01-01PATRICIA A. GIUFFRE2015-10-15
0022013-01-01DEENA MARCHANT2014-10-15

Plan Statistics for COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01142
Total number of active participants reported on line 7a of the Form 55002022-01-01112
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0195
Total of all active and inactive participants2022-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01207
Number of participants with account balances2022-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01236
Total number of active participants reported on line 7a of the Form 55002021-01-01118
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01151
Total of all active and inactive participants2021-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01269
Number of participants with account balances2021-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-018
2020: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01167
Total number of active participants reported on line 7a of the Form 55002020-01-0155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0179
Total of all active and inactive participants2020-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01134
Number of participants with account balances2020-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0121
2019: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01167
Total number of active participants reported on line 7a of the Form 55002019-01-0173
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01109
Number of participants with account balances2019-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01159
Total number of active participants reported on line 7a of the Form 55002018-01-01109
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0129
Total of all active and inactive participants2018-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01138
Number of participants with account balances2018-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01217
Total number of active participants reported on line 7a of the Form 55002017-01-01123
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0132
Total of all active and inactive participants2017-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01155
Number of participants with account balances2017-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01198
Total number of active participants reported on line 7a of the Form 55002016-01-01122
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0195
Total of all active and inactive participants2016-01-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01217
Number of participants with account balances2016-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01134
Total number of active participants reported on line 7a of the Form 55002015-01-01125
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0155
Total of all active and inactive participants2015-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01180
Number of participants with account balances2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110

Financial Data on COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$393
Total income from all sources (including contributions)2022-12-31$-2,243,660
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,599,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,511,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,187,561
Value of total assets at end of year2022-12-31$14,296,283
Value of total assets at beginning of year2022-12-31$18,139,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$87,445
Total interest from all sources2022-12-31$4,238
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$50,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$50,835
Administrative expenses professional fees incurred2022-12-31$9,875
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$740,680
Participant contributions at end of year2022-12-31$50,493
Participant contributions at beginning of year2022-12-31$42,656
Participant contributions at end of year2022-12-31$10,610
Participant contributions at beginning of year2022-12-31$11,601
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$36,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$393
Other income not declared elsewhere2022-12-31$10,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,842,787
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,295,890
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,138,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,150,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,543,062
Value of interest in pooled separate accounts at end of year2022-12-31$4,624,999
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,372,348
Interest on participant loans2022-12-31$2,370
Interest earned on other investments2022-12-31$1,868
Value of interest in common/collective trusts at end of year2022-12-31$6,339,744
Value of interest in common/collective trusts at beginning of year2022-12-31$9,048,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$120,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$121,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,291,614
Net investment gain/loss from pooled separate accounts2022-12-31$-663,331
Net investment gain or loss from common/collective trusts2022-12-31$-1,541,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$410,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,511,682
Contract administrator fees2022-12-31$77,570
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2022-12-31208019714
2021 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$393
Total income from all sources (including contributions)2021-12-31$3,539,504
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,366,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,271,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$849,274
Value of total assets at end of year2021-12-31$18,139,070
Value of total assets at beginning of year2021-12-31$16,966,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$95,559
Total interest from all sources2021-12-31$8,744
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$65,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$65,914
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$610,779
Participant contributions at end of year2021-12-31$42,656
Participant contributions at beginning of year2021-12-31$35,749
Participant contributions at end of year2021-12-31$11,601
Participant contributions at beginning of year2021-12-31$6,411
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$63,140
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$393
Other income not declared elsewhere2021-12-31$15,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,172,824
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,138,677
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,965,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,543,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,787,982
Value of interest in pooled separate accounts at end of year2021-12-31$3,372,348
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,603,893
Interest on participant loans2021-12-31$2,717
Interest earned on other investments2021-12-31$6,027
Value of interest in common/collective trusts at end of year2021-12-31$9,048,397
Value of interest in common/collective trusts at beginning of year2021-12-31$9,030,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$121,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$381,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$620,861
Net investment gain/loss from pooled separate accounts2021-12-31$722,598
Net investment gain or loss from common/collective trusts2021-12-31$1,256,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$175,355
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$120,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,271,121
Contract administrator fees2021-12-31$95,559
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2021-12-31208019714
2020 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$393
Total income from all sources (including contributions)2020-12-31$2,998,373
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,426,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,338,552
Expenses. Certain deemed distributions of participant loans2020-12-31$24,168
Value of total corrective distributions2020-12-31$722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$757,402
Value of total assets at end of year2020-12-31$16,966,246
Value of total assets at beginning of year2020-12-31$16,393,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$62,677
Total interest from all sources2020-12-31$10,339
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$39,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$39,723
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$515,419
Participant contributions at end of year2020-12-31$35,749
Participant contributions at beginning of year2020-12-31$75,614
Participant contributions at end of year2020-12-31$6,411
Participant contributions at beginning of year2020-12-31$17,065
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$9,863
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$572,254
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,965,853
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,393,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,787,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,008,870
Value of interest in pooled separate accounts at end of year2020-12-31$2,603,893
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,926,741
Interest on participant loans2020-12-31$3,941
Interest earned on other investments2020-12-31$6,398
Value of interest in common/collective trusts at end of year2020-12-31$9,030,002
Value of interest in common/collective trusts at beginning of year2020-12-31$7,916,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$381,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$347,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$733,400
Net investment gain/loss from pooled separate accounts2020-12-31$318,737
Net investment gain or loss from common/collective trusts2020-12-31$1,138,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$232,120
Employer contributions (assets) at end of year2020-12-31$120,629
Employer contributions (assets) at beginning of year2020-12-31$101,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,338,552
Contract administrator fees2020-12-31$62,677
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2020-12-31208019714
2019 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$816,988
Total transfer of assets from this plan2019-12-31$816,988
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$393
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$393
Total income from all sources (including contributions)2019-12-31$4,904,693
Total income from all sources (including contributions)2019-12-31$4,904,693
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,885,694
Total of all expenses incurred2019-12-31$4,885,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,795,591
Expenses. Certain deemed distributions of participant loans2019-12-31$7,531
Expenses. Certain deemed distributions of participant loans2019-12-31$7,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,368,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,368,682
Value of total assets at end of year2019-12-31$16,393,992
Value of total assets at end of year2019-12-31$16,393,992
Value of total assets at beginning of year2019-12-31$17,191,981
Value of total assets at beginning of year2019-12-31$17,191,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,572
Total interest from all sources2019-12-31$11,165
Total interest from all sources2019-12-31$11,165
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$52,842
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$52,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$52,842
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$52,842
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$528,608
Contributions received from participants2019-12-31$528,608
Participant contributions at end of year2019-12-31$75,614
Participant contributions at end of year2019-12-31$75,614
Participant contributions at beginning of year2019-12-31$165,725
Participant contributions at beginning of year2019-12-31$165,725
Participant contributions at end of year2019-12-31$17,065
Participant contributions at end of year2019-12-31$17,065
Participant contributions at beginning of year2019-12-31$13,957
Participant contributions at beginning of year2019-12-31$13,957
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$590,232
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$590,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$18,999
Value of net income/loss2019-12-31$18,999
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,393,599
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,393,599
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,191,588
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,191,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$79,822
Investment advisory and management fees2019-12-31$79,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,008,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,008,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,922,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,922,350
Value of interest in pooled separate accounts at end of year2019-12-31$2,926,741
Value of interest in pooled separate accounts at end of year2019-12-31$2,926,741
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,526,503
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,526,503
Interest on participant loans2019-12-31$4,886
Interest on participant loans2019-12-31$4,886
Interest earned on other investments2019-12-31$6,279
Interest earned on other investments2019-12-31$6,279
Value of interest in common/collective trusts at end of year2019-12-31$7,916,424
Value of interest in common/collective trusts at end of year2019-12-31$7,916,424
Value of interest in common/collective trusts at beginning of year2019-12-31$9,828,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$347,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$347,598
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$384,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$384,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$972,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$972,907
Net investment gain/loss from pooled separate accounts2019-12-31$711,989
Net investment gain/loss from pooled separate accounts2019-12-31$711,989
Net investment gain or loss from common/collective trusts2019-12-31$1,787,108
Net investment gain or loss from common/collective trusts2019-12-31$1,787,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$249,842
Contributions received in cash from employer2019-12-31$249,842
Employer contributions (assets) at end of year2019-12-31$101,680
Employer contributions (assets) at end of year2019-12-31$101,680
Employer contributions (assets) at beginning of year2019-12-31$350,581
Employer contributions (assets) at beginning of year2019-12-31$350,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,795,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,795,591
Contract administrator fees2019-12-31$2,750
Contract administrator fees2019-12-31$2,750
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31JDS PROFESSIONAL GROUP
Accountancy firm name2019-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2019-12-31208019714
Accountancy firm EIN2019-12-31208019714
2018 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$393
Total income from all sources (including contributions)2018-12-31$324,286
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$786,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$646,498
Expenses. Certain deemed distributions of participant loans2018-12-31$46,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,589,586
Value of total assets at end of year2018-12-31$17,191,981
Value of total assets at beginning of year2018-12-31$17,653,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$93,345
Total interest from all sources2018-12-31$18,560
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$57,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$57,071
Administrative expenses professional fees incurred2018-12-31$8,800
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$800,156
Participant contributions at end of year2018-12-31$165,725
Participant contributions at beginning of year2018-12-31$166,484
Participant contributions at end of year2018-12-31$13,957
Participant contributions at beginning of year2018-12-31$44,522
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$103,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$393
Other income not declared elsewhere2018-12-31$38,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-461,765
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,191,588
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,653,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,922,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,042,786
Value of interest in pooled separate accounts at end of year2018-12-31$2,526,503
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,505,135
Interest on participant loans2018-12-31$12,932
Interest earned on other investments2018-12-31$5,628
Value of interest in common/collective trusts at end of year2018-12-31$9,828,501
Value of interest in common/collective trusts at beginning of year2018-12-31$10,248,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$384,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$308,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-399,899
Net investment gain/loss from pooled separate accounts2018-12-31$-196,032
Net investment gain or loss from common/collective trusts2018-12-31$-783,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$686,279
Employer contributions (assets) at end of year2018-12-31$350,581
Employer contributions (assets) at beginning of year2018-12-31$337,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$646,498
Contract administrator fees2018-12-31$84,545
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2018-12-31208019714
2017 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$393
Total income from all sources (including contributions)2017-12-31$4,156,225
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,318,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,250,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,553,594
Value of total assets at end of year2017-12-31$17,653,746
Value of total assets at beginning of year2017-12-31$14,816,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$68,363
Total interest from all sources2017-12-31$11,925
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$34,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$34,524
Administrative expenses professional fees incurred2017-12-31$8,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$803,298
Participant contributions at end of year2017-12-31$166,484
Participant contributions at beginning of year2017-12-31$117,199
Participant contributions at end of year2017-12-31$44,522
Participant contributions at beginning of year2017-12-31$28,143
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$12,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,837,454
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,653,353
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,815,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,042,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,718,110
Value of interest in pooled separate accounts at end of year2017-12-31$2,505,135
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$7,720
Interest earned on other investments2017-12-31$4,205
Value of interest in common/collective trusts at end of year2017-12-31$10,248,634
Value of interest in common/collective trusts at beginning of year2017-12-31$9,342,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$308,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$298,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$654,019
Net investment gain/loss from pooled separate accounts2017-12-31$442,425
Net investment gain or loss from common/collective trusts2017-12-31$1,459,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$737,817
Employer contributions (assets) at end of year2017-12-31$337,492
Employer contributions (assets) at beginning of year2017-12-31$312,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,250,408
Contract administrator fees2017-12-31$59,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2017-12-31208019714
2016 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$393
Total income from all sources (including contributions)2016-12-31$2,589,307
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$153,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$143,658
Expenses. Certain deemed distributions of participant loans2016-12-31$5,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,509,994
Value of total assets at end of year2016-12-31$14,816,292
Value of total assets at beginning of year2016-12-31$12,380,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,440
Total interest from all sources2016-12-31$8,295
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$46,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$46,337
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$750,562
Participant contributions at end of year2016-12-31$117,199
Participant contributions at beginning of year2016-12-31$66,753
Participant contributions at end of year2016-12-31$28,143
Participant contributions at beginning of year2016-12-31$48,762
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$37,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,435,442
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,815,899
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,380,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,718,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,986,131
Interest on participant loans2016-12-31$5,204
Interest earned on other investments2016-12-31$3,091
Value of interest in common/collective trusts at end of year2016-12-31$9,342,160
Value of interest in common/collective trusts at beginning of year2016-12-31$7,916,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$298,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$418,162
Net investment gain or loss from common/collective trusts2016-12-31$606,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$721,953
Employer contributions (assets) at end of year2016-12-31$312,149
Employer contributions (assets) at beginning of year2016-12-31$340,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$143,658
Contract administrator fees2016-12-31$4,440
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2016-12-31208019714
2015 : COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$720,098
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$393
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,021,531
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$618,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$615,730
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,069,677
Value of total assets at end of year2015-12-31$12,382,040
Value of total assets at beginning of year2015-12-31$11,699,483
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,146
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$4,530
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$43,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$43,982
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$838,638
Participant contributions at end of year2015-12-31$67,943
Participant contributions at beginning of year2015-12-31$55,758
Participant contributions at end of year2015-12-31$48,762
Participant contributions at beginning of year2015-12-31$73,297
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$441,639
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$374
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$393
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,402,655
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,381,647
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,699,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,986,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,750,035
Interest on participant loans2015-12-31$3,083
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$1,447
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$7,916,776
Value of interest in common/collective trusts at beginning of year2015-12-31$7,559,850
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$22,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,967
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-41,823
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-54,835
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$789,400
Employer contributions (assets) at end of year2015-12-31$340,233
Employer contributions (assets) at beginning of year2015-12-31$243,576
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$615,356
Contract administrator fees2015-12-31$3,146
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31JDS PROFESSIONAL GROUP
Accountancy firm EIN2015-12-31208019714

Form 5500 Responses for COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN

2022: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COLORADO OB/GYN PARTNERS, PLLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered189
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $376
Total amount of fees paid to insurance companyUSD $61
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $376
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714183
Policy instance 2
Insurance contract or identification number714183
Number of Individuals Covered163
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,660
Total amount of fees paid to insurance companyUSD $1,455
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,660
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered163
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $756
Total amount of fees paid to insurance companyUSD $192
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $756
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714183
Policy instance 2
Insurance contract or identification number714183
Number of Individuals Covered159
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,286
Total amount of fees paid to insurance companyUSD $1,255
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,286
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered159
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $701
Total amount of fees paid to insurance companyUSD $176
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $701
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714183
Policy instance 2
Insurance contract or identification number714183
Number of Individuals Covered114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,658
Total amount of fees paid to insurance companyUSD $1,412
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,658
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $725
Total amount of fees paid to insurance companyUSD $179
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $725
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered148
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $658
Total amount of fees paid to insurance companyUSD $155
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $658
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered158
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $753
Total amount of fees paid to insurance companyUSD $151
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $567
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFLORA, JAMES H.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered147
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $48
Total amount of fees paid to insurance companyUSD $10
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameUNITED RETIREMENT PLAN CONSULTANTS

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