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BARTON 401K 401k Plan overview

Plan NameBARTON 401K
Plan identification number 002

BARTON 401K Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BARTON MATERIALS LLC has sponsored the creation of one or more 401k plans.

Company Name:BARTON MATERIALS LLC
Employer identification number (EIN):452094762
NAIC Classification:238100

Additional information about BARTON MATERIALS LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4975405

More information about BARTON MATERIALS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARTON 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01BRIAN CLEVERINGA
0022014-01-01BRIAN CLEVERINGA BRIAN CLEVERINGA2015-10-14
0022013-01-01BRIAN CLEVERINGA BRIAN CLEVERINGA2015-02-23
0022012-01-01BRIAN CLEVERINGA

Plan Statistics for BARTON 401K

401k plan membership statisitcs for BARTON 401K

Measure Date Value
2015: BARTON 401K 2015 401k membership
Total participants, beginning-of-year2015-01-01146
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BARTON 401K 2014 401k membership
Total participants, beginning-of-year2014-01-01189
Total number of active participants reported on line 7a of the Form 55002014-01-01106
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01146
Number of participants with account balances2014-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BARTON 401K 2013 401k membership
Total participants, beginning-of-year2013-01-01169
Total number of active participants reported on line 7a of the Form 55002013-01-01145
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01181
Number of participants with account balances2013-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BARTON 401K 2012 401k membership
Total participants, beginning-of-year2012-01-01145
Total number of active participants reported on line 7a of the Form 55002012-01-01102
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01169
Number of participants with account balances2012-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on BARTON 401K

Measure Date Value
2015 : BARTON 401K 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-01-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-01-01$0
Total unrealized appreciation/depreciation of assets2015-01-01$0
Total transfer of assets to this plan2015-01-01$0
Total transfer of assets from this plan2015-01-01$1,724,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-01$0
Expenses. Interest paid2015-01-01$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-01-01$0
Total income from all sources (including contributions)2015-01-01$3
Total loss/gain on sale of assets2015-01-01$0
Total of all expenses incurred2015-01-01$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-01-01$0
Expenses. Certain deemed distributions of participant loans2015-01-01$0
Value of total corrective distributions2015-01-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-01-01$0
Value of total assets at end of year2015-01-01$0
Value of total assets at beginning of year2015-01-01$1,724,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-01-01$0
Total income from rents2015-01-01$0
Total interest from all sources2015-01-01$3
Total dividends received (eg from common stock, registered investment company shares)2015-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-01-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-01-01$0
Total dividends received from registered investment company shares (eg mutual funds)2015-01-01$0
Assets. Real estate other than employer real property at end of year2015-01-01$0
Assets. Real estate other than employer real property at beginning of year2015-01-01$0
Administrative expenses professional fees incurred2015-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-01-01$0
Was this plan covered by a fidelity bond2015-01-01Yes
Value of fidelity bond cover2015-01-01$500,000
If this is an individual account plan, was there a blackout period2015-01-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-01-01$0
Were there any nonexempt tranactions with any party-in-interest2015-01-01No
Contributions received from participants2015-01-01$0
Participant contributions at end of year2015-01-01$0
Participant contributions at beginning of year2015-01-01$77,230
Participant contributions at end of year2015-01-01$0
Participant contributions at beginning of year2015-01-01$0
Assets. Other investments not covered elsewhere at end of year2015-01-01$0
Assets. Other investments not covered elsewhere at beginning of year2015-01-01$0
Income. Received or receivable in cash from other sources (including rollovers)2015-01-01$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-01-01$0
Assets. Loans (other than to participants) at end of year2015-01-01$0
Assets. Loans (other than to participants) at beginning of year2015-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-01-01$0
Other income not declared elsewhere2015-01-01$0
Administrative expenses (other) incurred2015-01-01$0
Liabilities. Value of operating payables at end of year2015-01-01$0
Liabilities. Value of operating payables at beginning of year2015-01-01$0
Total non interest bearing cash at end of year2015-01-01$0
Total non interest bearing cash at beginning of year2015-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-01No
Income. Non cash contributions2015-01-01$0
Value of net income/loss2015-01-01$3
Value of net assets at end of year (total assets less liabilities)2015-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2015-01-01$1,724,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2015-01-01No
Were any leases to which the plan was party in default or uncollectible2015-01-01No
Assets. partnership/joint venture interests at end of year2015-01-01$0
Assets. partnership/joint venture interests at beginning of year2015-01-01$0
Investment advisory and management fees2015-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-01-01$1,534,667
Value of interest in pooled separate accounts at end of year2015-01-01$0
Value of interest in pooled separate accounts at beginning of year2015-01-01$0
Interest on participant loans2015-01-01$0
Income. Interest from loans (other than to participants)2015-01-01$0
Interest earned on other investments2015-01-01$3
Income. Interest from US Government securities2015-01-01$0
Income. Interest from corporate debt instruments2015-01-01$0
Value of interest in master investment trust accounts at end of year2015-01-01$0
Value of interest in master investment trust accounts at beginning of year2015-01-01$0
Value of interest in common/collective trusts at end of year2015-01-01$0
Value of interest in common/collective trusts at beginning of year2015-01-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-01-01$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-01-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-01-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-01-01$112,535
Expenses. Payments to insurance carriers foe the provision of benefits2015-01-01$0
Asset value of US Government securities at end of year2015-01-01$0
Asset value of US Government securities at beginning of year2015-01-01$0
Net investment gain/loss from pooled separate accounts2015-01-01$0
Net investment gain or loss from common/collective trusts2015-01-01$0
Net gain/loss from 103.12 investment entities2015-01-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-01-01No
Was there a failure to transmit to the plan any participant contributions2015-01-01No
Has the plan failed to provide any benefit when due under the plan2015-01-01No
Assets. Invements in employer securities at end of year2015-01-01$0
Assets. Invements in employer securities at beginning of year2015-01-01$0
Assets. Value of employer real property at end of year2015-01-01$0
Assets. Value of employer real property at beginning of year2015-01-01$0
Contributions received in cash from employer2015-01-01$0
Employer contributions (assets) at end of year2015-01-01$0
Employer contributions (assets) at beginning of year2015-01-01$0
Income. Dividends from preferred stock2015-01-01$0
Income. Dividends from common stock2015-01-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-01-01$0
Asset. Corporate debt instrument preferred debt at end of year2015-01-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-01-01$0
Asset. Corporate debt instrument debt (other) at end of year2015-01-01$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-01-01$0
Contract administrator fees2015-01-01$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-01-01Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-01-01$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-01-01$0
Liabilities. Value of benefit claims payable at end of year2015-01-01$0
Liabilities. Value of benefit claims payable at beginning of year2015-01-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-01-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-01-01$0
Did the plan have assets held for investment2015-01-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-01-01Yes
Aggregate proceeds on sale of assets2015-01-01$0
Aggregate carrying amount (costs) on sale of assets2015-01-01$0
Liabilities. Value of acquisition indebtedness at end of year2015-01-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-01-01$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-01-01Yes
Opinion of an independent qualified public accountant for this plan2015-01-01Disclaimer
Accountancy firm name2015-01-01EKSH LLLP
Accountancy firm EIN2015-01-01461497033
2014 : BARTON 401K 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$244,151
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$32,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,876
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$131,113
Value of total assets at end of year2014-12-31$1,724,432
Value of total assets at beginning of year2014-12-31$1,512,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,522
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$3,051
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$131,020
Participant contributions at end of year2014-12-31$77,230
Participant contributions at beginning of year2014-12-31$37,442
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$9,505
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$211,753
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,724,432
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,512,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,534,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,359,734
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$1,986
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$1,065
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$112,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$105,733
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$109,987
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$93
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$265
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,876
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$7,522
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EKS&H LLLP
Accountancy firm EIN2014-12-31461497033
2013 : BARTON 401K 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$381,150
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$85,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$68,790
Expenses. Certain deemed distributions of participant loans2013-12-31$10,695
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$120,304
Value of total assets at end of year2013-12-31$1,512,679
Value of total assets at beginning of year2013-12-31$1,217,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,135
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$1,681
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$160,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$120,039
Participant contributions at end of year2013-12-31$37,442
Participant contributions at beginning of year2013-12-31$60,027
Participant contributions at end of year2013-12-31$9,505
Participant contributions at beginning of year2013-12-31$21,970
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$295,530
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,512,679
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,217,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,359,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,025,531
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$1,218
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$109,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$105,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$259,165
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$265
Employer contributions (assets) at end of year2013-12-31$265
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$68,790
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$6,135
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EKS & H, LLP
Accountancy firm EIN2013-12-31461497033
2012 : BARTON 401K 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$230,216
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$46,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$46,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$93,452
Value of total assets at end of year2012-12-31$1,217,149
Value of total assets at beginning of year2012-12-31$1,033,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$420
Total interest from all sources2012-12-31$2,973
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$15,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$15,310
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$93,452
Participant contributions at end of year2012-12-31$60,027
Participant contributions at beginning of year2012-12-31$60,952
Participant contributions at end of year2012-12-31$21,970
Participant contributions at beginning of year2012-12-31$2,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$183,717
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,217,149
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,033,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,025,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$867,269
Interest on participant loans2012-12-31$2,973
Value of interest in common/collective trusts at end of year2012-12-31$109,621
Value of interest in common/collective trusts at beginning of year2012-12-31$102,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$117,818
Net investment gain or loss from common/collective trusts2012-12-31$663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$46,079
Contract administrator fees2012-12-31$420
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EHRHARDT KEEFE STEINER & HOTTMAN PC
Accountancy firm EIN2012-12-31840869721

Form 5500 Responses for BARTON 401K

2015: BARTON 401K 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BARTON 401K 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BARTON 401K 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BARTON 401K 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37046
Policy instance 1
Insurance contract or identification numberG37046
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-01-01
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37046
Policy instance 1
Insurance contract or identification numberG37046
Number of Individuals Covered72
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,992
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,992
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37046
Policy instance 1
Insurance contract or identification numberG37046
Number of Individuals Covered70
Insurance policy start date2013-06-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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