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CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameCARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARITE INC. has sponsored the creation of one or more 401k plans.

Company Name:CARITE INC.
Employer identification number (EIN):452551081
NAIC Classification:441120
NAIC Description:Used Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01SUE KAUFMAN
0012016-01-01SCOTT JOHNSON
0012015-01-01SCOTT JOHNSON
0012015-01-01

Plan Statistics for CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01124
Total number of active participants reported on line 7a of the Form 55002022-01-0171
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0133
Total of all active and inactive participants2022-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01104
Number of participants with account balances2022-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01114
Total number of active participants reported on line 7a of the Form 55002021-01-0183
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0123
Total of all active and inactive participants2021-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01106
Number of participants with account balances2021-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01108
Total number of active participants reported on line 7a of the Form 55002020-01-0192
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0116
Total of all active and inactive participants2020-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01108
Number of participants with account balances2020-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01116
Total number of active participants reported on line 7a of the Form 55002019-01-0176
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0115
Total of all active and inactive participants2019-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0191
Number of participants with account balances2019-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01152
Total number of active participants reported on line 7a of the Form 55002018-01-0182
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01106
Number of participants with account balances2018-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01171
Total number of active participants reported on line 7a of the Form 55002017-01-01139
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01185
Number of participants with account balances2017-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01115
Total number of active participants reported on line 7a of the Form 55002016-01-01124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0124
Total of all active and inactive participants2016-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01148
Number of participants with account balances2016-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01146
Total number of active participants reported on line 7a of the Form 55002015-01-01100
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01110
Number of participants with account balances2015-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$231,752
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$187,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$181,711
Expenses. Certain deemed distributions of participant loans2022-12-31$1,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$600,859
Value of total assets at end of year2022-12-31$1,753,953
Value of total assets at beginning of year2022-12-31$1,709,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,207
Total interest from all sources2022-12-31$696
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$84,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$84,992
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$171,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$418,280
Participant contributions at end of year2022-12-31$40,129
Participant contributions at beginning of year2022-12-31$4,546
Participant contributions at end of year2022-12-31$9,916
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$4,175
Administrative expenses (other) incurred2022-12-31$4,207
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$44,004
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,753,953
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,709,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,659,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,589,380
Interest on participant loans2022-12-31$696
Value of interest in common/collective trusts at end of year2022-12-31$40,847
Value of interest in common/collective trusts at beginning of year2022-12-31$116,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-456,970
Net investment gain or loss from common/collective trusts2022-12-31$2,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$178,404
Employer contributions (assets) at end of year2022-12-31$3,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$181,711
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31UHY LLP
Accountancy firm EIN2022-12-31200694403
2021 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$610,586
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$133,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$122,657
Expenses. Certain deemed distributions of participant loans2021-12-31$136
Value of total corrective distributions2021-12-31$8,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$385,266
Value of total assets at end of year2021-12-31$1,709,949
Value of total assets at beginning of year2021-12-31$1,232,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,940
Total interest from all sources2021-12-31$710
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$111,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$111,328
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$124,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$354,506
Participant contributions at end of year2021-12-31$4,546
Participant contributions at beginning of year2021-12-31$14,733
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$30,760
Administrative expenses (other) incurred2021-12-31$1,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$477,225
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,709,949
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,232,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,589,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,186,558
Interest on participant loans2021-12-31$710
Value of interest in common/collective trusts at end of year2021-12-31$116,023
Value of interest in common/collective trusts at beginning of year2021-12-31$31,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$111,645
Net investment gain or loss from common/collective trusts2021-12-31$1,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$122,657
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31UHY LLP
Accountancy firm EIN2021-12-31200694403
2020 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$625,608
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$196,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$191,327
Expenses. Certain deemed distributions of participant loans2020-12-31$2,086
Value of total corrective distributions2020-12-31$803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$422,794
Value of total assets at end of year2020-12-31$1,232,724
Value of total assets at beginning of year2020-12-31$803,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,140
Total interest from all sources2020-12-31$839
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$58,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$58,325
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$81,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$243,737
Participant contributions at end of year2020-12-31$14,733
Participant contributions at beginning of year2020-12-31$19,983
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$179,057
Other income not declared elsewhere2020-12-31$445
Administrative expenses (other) incurred2020-12-31$2,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$429,252
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,232,724
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$803,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,186,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$753,554
Interest on participant loans2020-12-31$839
Value of interest in common/collective trusts at end of year2020-12-31$31,433
Value of interest in common/collective trusts at beginning of year2020-12-31$29,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$142,513
Net investment gain or loss from common/collective trusts2020-12-31$692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$191,327
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31UHY LLP
Accountancy firm EIN2020-12-31200694403
2019 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$372,124
Total income from all sources (including contributions)2019-12-31$372,124
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$171,725
Total of all expenses incurred2019-12-31$171,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$167,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$167,233
Expenses. Certain deemed distributions of participant loans2019-12-31$16
Expenses. Certain deemed distributions of participant loans2019-12-31$16
Value of total corrective distributions2019-12-31$1,636
Value of total corrective distributions2019-12-31$1,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$231,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$231,091
Value of total assets at end of year2019-12-31$803,472
Value of total assets at end of year2019-12-31$803,472
Value of total assets at beginning of year2019-12-31$603,073
Value of total assets at beginning of year2019-12-31$603,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,840
Total interest from all sources2019-12-31$1,468
Total interest from all sources2019-12-31$1,468
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$49,500
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$49,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$49,500
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$49,500
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$61,000
Value of fidelity bond cover2019-12-31$61,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$213,991
Contributions received from participants2019-12-31$213,991
Participant contributions at end of year2019-12-31$19,983
Participant contributions at end of year2019-12-31$19,983
Participant contributions at beginning of year2019-12-31$25,742
Participant contributions at beginning of year2019-12-31$25,742
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,100
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,100
Other income not declared elsewhere2019-12-31$439
Other income not declared elsewhere2019-12-31$439
Administrative expenses (other) incurred2019-12-31$2,840
Administrative expenses (other) incurred2019-12-31$2,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$200,399
Value of net income/loss2019-12-31$200,399
Value of net assets at end of year (total assets less liabilities)2019-12-31$803,472
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$603,073
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$603,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$753,554
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$753,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$548,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$548,274
Interest on participant loans2019-12-31$1,468
Interest on participant loans2019-12-31$1,468
Value of interest in common/collective trusts at end of year2019-12-31$29,935
Value of interest in common/collective trusts at end of year2019-12-31$29,935
Value of interest in common/collective trusts at beginning of year2019-12-31$29,057
Value of interest in common/collective trusts at beginning of year2019-12-31$29,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$88,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$88,807
Net investment gain or loss from common/collective trusts2019-12-31$819
Net investment gain or loss from common/collective trusts2019-12-31$819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$167,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$167,233
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31UHY LLP
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
Accountancy firm EIN2019-12-31200694403
2018 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$206,189
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$256,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$248,327
Expenses. Certain deemed distributions of participant loans2018-12-31$853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$246,438
Value of total assets at end of year2018-12-31$603,073
Value of total assets at beginning of year2018-12-31$653,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,707
Total interest from all sources2018-12-31$1,237
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$38,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$38,958
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$67,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$246,438
Participant contributions at end of year2018-12-31$25,742
Participant contributions at beginning of year2018-12-31$11,119
Administrative expenses (other) incurred2018-12-31$7,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-50,698
Value of net assets at end of year (total assets less liabilities)2018-12-31$603,073
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$653,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$548,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$640,753
Interest on participant loans2018-12-31$1,237
Value of interest in common/collective trusts at end of year2018-12-31$29,057
Value of interest in common/collective trusts at beginning of year2018-12-31$1,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-80,566
Net investment gain or loss from common/collective trusts2018-12-31$122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$248,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31UHY LLP
Accountancy firm EIN2018-12-31200694403
2017 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,960
Total income from all sources (including contributions)2017-12-31$396,984
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$146,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$136,948
Value of total corrective distributions2017-12-31$5,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$302,857
Value of total assets at end of year2017-12-31$653,771
Value of total assets at beginning of year2017-12-31$409,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,536
Total interest from all sources2017-12-31$271
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,761
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$302,857
Participant contributions at end of year2017-12-31$11,119
Participant contributions at beginning of year2017-12-31$2,264
Administrative expenses (other) incurred2017-12-31$1,725
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$5,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$250,540
Value of net assets at end of year (total assets less liabilities)2017-12-31$653,771
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$403,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$640,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$405,896
Interest on participant loans2017-12-31$271
Value of interest in common/collective trusts at end of year2017-12-31$1,899
Value of interest in common/collective trusts at beginning of year2017-12-31$1,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$83,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$136,948
Contract administrator fees2017-12-31$1,811
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,960
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$293,531
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$80,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$79,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$267,690
Value of total assets at end of year2016-12-31$409,191
Value of total assets at beginning of year2016-12-31$189,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$973
Total interest from all sources2016-12-31$82
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,569
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$249,643
Participant contributions at end of year2016-12-31$2,264
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$18,047
Liabilities. Value of operating payables at end of year2016-12-31$5,960
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$213,329
Value of net assets at end of year (total assets less liabilities)2016-12-31$403,231
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$189,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$973
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$405,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$189,902
Interest on participant loans2016-12-31$82
Value of interest in common/collective trusts at end of year2016-12-31$1,031
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$20,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$79,229
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$193,429
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$196,575
Value of total assets at end of year2015-12-31$189,902
Value of total assets at beginning of year2015-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,832
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$149,397
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$47,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$189,902
Value of net assets at end of year (total assets less liabilities)2015-12-31$189,902
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$189,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$75
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,527
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31UHY LLP
Accountancy firm EIN2015-12-31200694403

Form 5500 Responses for CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST

2022: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARITE HOLDING LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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