AAK USA K1, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2016 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
| Total transfer of assets from this plan | 2016-03-31 | $3,007,887 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
| Total income from all sources (including contributions) | 2016-03-31 | $-86,334 |
| Total loss/gain on sale of assets | 2016-03-31 | $0 |
| Total of all expenses incurred | 2016-03-31 | $44,124 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $41,854 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $0 |
| Value of total assets at end of year | 2016-03-31 | $0 |
| Value of total assets at beginning of year | 2016-03-31 | $3,138,345 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $2,270 |
| Total interest from all sources | 2016-03-31 | $337 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
| Administrative expenses professional fees incurred | 2016-03-31 | $399 |
| Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
| Value of fidelity bond cover | 2016-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-03-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
| Participant contributions at end of year | 2016-03-31 | $0 |
| Participant contributions at beginning of year | 2016-03-31 | $38,117 |
| Total non interest bearing cash at end of year | 2016-03-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-03-31 | $1,568 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
| Value of net income/loss | 2016-03-31 | $-130,458 |
| Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $3,138,345 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-03-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-03-31 | $2,538,731 |
| Interest on participant loans | 2016-03-31 | $337 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-03-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-03-31 | $559,929 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-03-31 | $559,929 |
| Net investment gain/loss from pooled separate accounts | 2016-03-31 | $-86,671 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $41,854 |
| Contract administrator fees | 2016-03-31 | $1,871 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-03-31 | Yes |
| Did the plan have assets held for investment | 2016-03-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Disclaimer |
| Accountancy firm name | 2016-03-31 | COHN REZNICK LLP |
| Accountancy firm EIN | 2016-03-31 | 221478099 |
| 2015 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $338,706 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $192,813 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $177,467 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $353,478 |
| Value of total assets at end of year | 2015-12-31 | $3,138,345 |
| Value of total assets at beginning of year | 2015-12-31 | $2,992,452 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $15,346 |
| Total interest from all sources | 2015-12-31 | $1,068 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $3,580 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $223,739 |
| Participant contributions at end of year | 2015-12-31 | $38,117 |
| Participant contributions at beginning of year | 2015-12-31 | $7,765 |
| Other income not declared elsewhere | 2015-12-31 | $38 |
| Total non interest bearing cash at end of year | 2015-12-31 | $1,568 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $1,196 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $145,893 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,138,345 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,992,452 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,538,731 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,512,267 |
| Interest on participant loans | 2015-12-31 | $1,068 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $559,929 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $471,180 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $471,180 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-15,878 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $129,739 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $44 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $177,467 |
| Contract administrator fees | 2015-12-31 | $11,766 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COHN REZNICK LLP |
| Accountancy firm EIN | 2015-12-31 | 221478099 |
| 2014 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $529,448 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $95,870 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $82,611 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $407,827 |
| Value of total assets at end of year | 2014-12-31 | $2,992,452 |
| Value of total assets at beginning of year | 2014-12-31 | $2,558,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $13,259 |
| Total interest from all sources | 2014-12-31 | $76 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $13,259 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $225,238 |
| Participant contributions at end of year | 2014-12-31 | $7,765 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $296 |
| Other income not declared elsewhere | 2014-12-31 | $295 |
| Total non interest bearing cash at end of year | 2014-12-31 | $1,196 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $1,290 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $433,578 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,992,452 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,558,874 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,512,267 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,557,584 |
| Interest on participant loans | 2014-12-31 | $76 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $471,180 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $121,250 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $182,293 |
| Employer contributions (assets) at end of year | 2014-12-31 | $44 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $82,611 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ECKEN & SMITH, P.S.C. |
| Accountancy firm EIN | 2014-12-31 | 611226763 |
| 2013 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $0 |
| Total transfer of assets from this plan | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Expenses. Interest paid | 2013-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $717,255 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $831,172 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $819,280 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of total corrective distributions | 2013-12-31 | $330 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $284,806 |
| Value of total assets at end of year | 2013-12-31 | $2,558,874 |
| Value of total assets at beginning of year | 2013-12-31 | $2,672,791 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $11,562 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $1,840 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $192,223 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Administrative expenses (other) incurred | 2013-12-31 | $0 |
| Total non interest bearing cash at end of year | 2013-12-31 | $1,290 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Income. Non cash contributions | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $-113,917 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,558,874 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,672,791 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,557,584 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,672,554 |
| Interest on participant loans | 2013-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $237 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $237 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $432,449 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $92,583 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $819,280 |
| Contract administrator fees | 2013-12-31 | $9,722 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ECKEN & SMITH, P.S.C. |
| Accountancy firm EIN | 2013-12-31 | 611226763 |
| 2012 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $522,037 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $419,323 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $408,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $211,537 |
| Value of total assets at end of year | 2012-12-31 | $2,672,791 |
| Value of total assets at beginning of year | 2012-12-31 | $2,570,077 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,959 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,174 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $171,813 |
| Participant contributions at beginning of year | 2012-12-31 | $6,966 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $102,714 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,672,791 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,570,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,672,554 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $2,561,387 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $237 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $182 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $310,500 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $39,724 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,542 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $408,364 |
| Contract administrator fees | 2012-12-31 | $9,785 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ECKEN & SMITH, P.S.C. |
| Accountancy firm EIN | 2012-12-31 | 611226763 |
| 2011 : AAK USA K1 LLC/AAK USA K2 LLC 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $134,325 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $160,304 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $149,322 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $210,814 |
| Value of total assets at end of year | 2011-12-31 | $2,570,077 |
| Value of total assets at beginning of year | 2011-12-31 | $2,596,056 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $10,982 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $1,159 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $169,814 |
| Participant contributions at end of year | 2011-12-31 | $6,966 |
| Participant contributions at beginning of year | 2011-12-31 | $6,254 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-25,979 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,570,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,596,056 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,561,387 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,588,307 |
| Asset value of US Government securities at end of year | 2011-12-31 | $182 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $392 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-76,489 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $41,000 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,542 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,103 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $149,322 |
| Contract administrator fees | 2011-12-31 | $9,823 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ECKEN @ SMITH, P.S.C. |
| Accountancy firm EIN | 2011-12-31 | 611226763 |
