AUDIOLOGY DISTRIBUTION, LLC DBA HEARUSA has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AUDIOLOGY DISTRIBUTION, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2018 : AUDIOLOGY DISTRIBUTION, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-09-12 | $0 |
| Total transfer of assets from this plan | 2018-09-12 | $20,197,101 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-12 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-12 | $0 |
| Total income from all sources (including contributions) | 2018-09-12 | $2,960,190 |
| Total loss/gain on sale of assets | 2018-09-12 | $0 |
| Total of all expenses incurred | 2018-09-12 | $1,743,188 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-12 | $1,662,342 |
| Value of total corrective distributions | 2018-09-12 | $9,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-12 | $2,200,220 |
| Value of total assets at end of year | 2018-09-12 | $0 |
| Value of total assets at beginning of year | 2018-09-12 | $18,980,099 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-12 | $70,878 |
| Total interest from all sources | 2018-09-12 | $14,225 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-12 | $31,533 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-12 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-09-12 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-12 | $31,533 |
| Was this plan covered by a fidelity bond | 2018-09-12 | Yes |
| Value of fidelity bond cover | 2018-09-12 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-12 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-12 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-12 | No |
| Contributions received from participants | 2018-09-12 | $1,475,568 |
| Participant contributions at end of year | 2018-09-12 | $0 |
| Participant contributions at beginning of year | 2018-09-12 | $521,677 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-12 | $241,299 |
| Other income not declared elsewhere | 2018-09-12 | $71,891 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-12 | No |
| Value of net income/loss | 2018-09-12 | $1,217,002 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-12 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-12 | $18,980,099 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-12 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-12 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-12 | No |
| Investment advisory and management fees | 2018-09-12 | $18,692 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-12 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-12 | $17,483,980 |
| Interest on participant loans | 2018-09-12 | $14,225 |
| Value of interest in common/collective trusts at end of year | 2018-09-12 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-09-12 | $974,442 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-12 | $633,054 |
| Net investment gain or loss from common/collective trusts | 2018-09-12 | $9,267 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-12 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-12 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-12 | No |
| Contributions received in cash from employer | 2018-09-12 | $483,353 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-12 | $1,662,342 |
| Contract administrator fees | 2018-09-12 | $52,186 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-09-12 | Yes |
| Did the plan have assets held for investment | 2018-09-12 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-12 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-12 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-12 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-09-12 | Disclaimer |
| Accountancy firm name | 2018-09-12 | MAZARS USA LLP |
| Accountancy firm EIN | 2018-09-12 | 131459550 |
| 2017 : AUDIOLOGY DISTRIBUTION, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $5,505,756 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $2,128,952 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,044,966 |
| Value of total corrective distributions | 2017-12-31 | $6,142 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,686,636 |
| Value of total assets at end of year | 2017-12-31 | $18,980,099 |
| Value of total assets at beginning of year | 2017-12-31 | $15,603,295 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $77,844 |
| Total interest from all sources | 2017-12-31 | $18,202 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $632,234 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $632,234 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,944,538 |
| Participant contributions at end of year | 2017-12-31 | $521,677 |
| Participant contributions at beginning of year | 2017-12-31 | $371,225 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $10,506 |
| Other income not declared elsewhere | 2017-12-31 | $74,040 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $3,376,804 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $18,980,099 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,603,295 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $17,483,980 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $14,637,612 |
| Interest on participant loans | 2017-12-31 | $18,202 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $974,442 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $594,458 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,083,540 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $11,104 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $731,592 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,044,966 |
| Contract administrator fees | 2017-12-31 | $77,844 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MORRISON, BROWN, ARGIZ & FARRA, LLC |
| Accountancy firm EIN | 2017-12-31 | 010720052 |
| 2016 : AUDIOLOGY DISTRIBUTION, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,785,252 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,241,860 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,175,414 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,745,902 |
| Value of total assets at end of year | 2016-12-31 | $15,603,295 |
| Value of total assets at beginning of year | 2016-12-31 | $13,059,903 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $66,446 |
| Total interest from all sources | 2016-12-31 | $13,619 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $500,830 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $500,830 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,021,723 |
| Participant contributions at end of year | 2016-12-31 | $371,225 |
| Participant contributions at beginning of year | 2016-12-31 | $421,216 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $26,301 |
| Other income not declared elsewhere | 2016-12-31 | $56,408 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,543,392 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,603,295 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $13,059,903 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $34,271 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $14,637,612 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $12,509,456 |
| Interest on participant loans | 2016-12-31 | $13,619 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $594,458 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $129,231 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $461,621 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $6,872 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $697,878 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,175,414 |
| Contract administrator fees | 2016-12-31 | $32,175 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MORRISON, BROWN, ARGIZ & FARRA, LLC |
| Accountancy firm EIN | 2016-12-31 | 010720052 |
| 2015 : AUDIOLOGY DISTRIBUTION, LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $12,657,228 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,221,753 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $819,078 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $801,789 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,954,405 |
| Value of total assets at end of year | 2015-12-31 | $13,059,903 |
| Value of total assets at beginning of year | 2015-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $17,289 |
| Total interest from all sources | 2015-12-31 | $8,548 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $555,852 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $555,852 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,445,554 |
| Participant contributions at end of year | 2015-12-31 | $421,216 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $11,384 |
| Other income not declared elsewhere | 2015-12-31 | $18,217 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $402,675 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $13,059,903 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $2,424 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $12,509,456 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Interest on participant loans | 2015-12-31 | $8,548 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $129,231 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,315,905 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $636 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $497,467 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $801,789 |
| Contract administrator fees | 2015-12-31 | $14,865 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | TEMPLETON & COMPANY, LLC |
| Accountancy firm EIN | 2015-12-31 | 141918990 |
