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DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameDIALYSIS NEWCO INC. 401(K) SAVINGS PLAN
Plan identification number 001

DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

DIALYSIS NEWCO, INC. D.B.A. DSI RENAL has sponsored the creation of one or more 401k plans.

Company Name:DIALYSIS NEWCO, INC. D.B.A. DSI RENAL
Employer identification number (EIN):453040157
NAIC Classification:621492
NAIC Description:Kidney Dialysis Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01STEPHANIE THOMAS STEPHANIE THOMAS2016-11-07
0012015-01-01KATIE STEWART KATIE STEWART2016-07-01
0012014-01-01KATIE STEWART KATIE STEWART2015-08-27
0012013-01-01KATIE STEWART KATIE STEWART2014-09-23
0012012-01-01KATIE STEWART KATIE STEWART2013-09-16

Plan Statistics for DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN

Measure Date Value
2016: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,017
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,947
Total number of active participants reported on line 7a of the Form 55002015-01-011,920
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01169
Total of all active and inactive participants2015-01-012,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,089
Number of participants with account balances2015-01-011,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0171
2014: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,710
Total number of active participants reported on line 7a of the Form 55002014-01-011,783
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0193
Total of all active and inactive participants2014-01-011,876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,876
Number of participants with account balances2014-01-011,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0156
2013: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,658
Total number of active participants reported on line 7a of the Form 55002013-01-011,631
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0191
Total of all active and inactive participants2013-01-011,722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,722
Number of participants with account balances2013-01-011,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01183
2012: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,384
Total number of active participants reported on line 7a of the Form 55002012-01-011,591
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-011,611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,611
Number of participants with account balances2012-01-011,127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01100

Financial Data on DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN

Measure Date Value
2016 : DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-04-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-04-01$0
Total unrealized appreciation/depreciation of assets2016-04-01$0
Total transfer of assets to this plan2016-04-01$0
Total transfer of assets from this plan2016-04-01$47,506,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-01$0
Total income from all sources (including contributions)2016-04-01$2,393,826
Total loss/gain on sale of assets2016-04-01$0
Total of all expenses incurred2016-04-01$2,723,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-01$2,597,624
Expenses. Certain deemed distributions of participant loans2016-04-01$0
Value of total corrective distributions2016-04-01$99,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-01$1,665,517
Value of total assets at end of year2016-04-01$0
Value of total assets at beginning of year2016-04-01$47,835,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-01$26,507
Total income from rents2016-04-01$0
Total interest from all sources2016-04-01$9,381
Total dividends received (eg from common stock, registered investment company shares)2016-04-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-01No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-01$0
Administrative expenses professional fees incurred2016-04-01$13,600
Was this plan covered by a fidelity bond2016-04-01Yes
Value of fidelity bond cover2016-04-01$1,000,000
If this is an individual account plan, was there a blackout period2016-04-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-01$0
Were there any nonexempt tranactions with any party-in-interest2016-04-01No
Amount of non-exempt transactions with any party-in-interest2016-04-01$0
Contributions received from participants2016-04-01$1,654,828
Participant contributions at end of year2016-04-01$0
Participant contributions at beginning of year2016-04-01$2,210,046
Participant contributions at end of year2016-04-01$0
Participant contributions at beginning of year2016-04-01$3
Income. Received or receivable in cash from other sources (including rollovers)2016-04-01$10,689
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-04-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-04-01$0
Other income not declared elsewhere2016-04-01$0
Administrative expenses (other) incurred2016-04-01$0
Liabilities. Value of operating payables at beginning of year2016-04-01$0
Total non interest bearing cash at end of year2016-04-01$0
Total non interest bearing cash at beginning of year2016-04-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-01No
Value of net income/loss2016-04-01$-329,556
Value of net assets at end of year (total assets less liabilities)2016-04-01$0
Value of net assets at beginning of year (total assets less liabilities)2016-04-01$47,835,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-01No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-01No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-04-01$0
Were any leases to which the plan was party in default or uncollectible2016-04-01No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-04-01$0
Investment advisory and management fees2016-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-01$1,164,888
Value of interest in pooled separate accounts at end of year2016-04-01$0
Value of interest in pooled separate accounts at beginning of year2016-04-01$4,847,576
Interest on participant loans2016-04-01$9,381
Income. Interest from loans (other than to participants)2016-04-01$0
Interest earned on other investments2016-04-01$0
Income. Interest from US Government securities2016-04-01$0
Income. Interest from corporate debt instruments2016-04-01$0
Value of interest in common/collective trusts at end of year2016-04-01$0
Value of interest in common/collective trusts at beginning of year2016-04-01$37,838,747
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-04-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-04-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-01$-7,352
Net investment gain/loss from pooled separate accounts2016-04-01$78,277
Net investment gain or loss from common/collective trusts2016-04-01$648,003
Net gain/loss from 103.12 investment entities2016-04-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-01No
Was there a failure to transmit to the plan any participant contributions2016-04-01No
Has the plan failed to provide any benefit when due under the plan2016-04-01No
Contributions received in cash from employer2016-04-01$0
Employer contributions (assets) at end of year2016-04-01$0
Employer contributions (assets) at beginning of year2016-04-01$1,774,425
Income. Dividends from preferred stock2016-04-01$0
Income. Dividends from common stock2016-04-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-01$2,597,624
Contract administrator fees2016-04-01$12,907
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-01Yes
Liabilities. Value of benefit claims payable at beginning of year2016-04-01$0
Did the plan have assets held for investment2016-04-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-01Yes
Aggregate proceeds on sale of assets2016-04-01$0
Aggregate carrying amount (costs) on sale of assets2016-04-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-04-01$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-01Yes
Opinion of an independent qualified public accountant for this plan2016-04-01Disclaimer
Accountancy firm name2016-04-01LBMC, PC
Accountancy firm EIN2016-04-01621199757
2015 : DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,393,438
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,614,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,501,006
Expenses. Certain deemed distributions of participant loans2015-12-31$14,291
Value of total corrective distributions2015-12-31$16,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,005,901
Value of total assets at end of year2015-12-31$47,835,685
Value of total assets at beginning of year2015-12-31$44,056,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$82,840
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$79,715
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,840
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$6,240,494
Participant contributions at end of year2015-12-31$2,210,046
Participant contributions at beginning of year2015-12-31$2,523,283
Participant contributions at end of year2015-12-31$3
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$990,982
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$26
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,779,226
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,835,685
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$44,056,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,164,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,330,699
Value of interest in pooled separate accounts at end of year2015-12-31$4,847,576
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,218,687
Interest on participant loans2015-12-31$79,715
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$37,838,747
Value of interest in common/collective trusts at beginning of year2015-12-31$34,418,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,915
Net investment gain/loss from pooled separate accounts2015-12-31$-74,291
Net investment gain or loss from common/collective trusts2015-12-31$-611,838
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,774,425
Employer contributions (assets) at end of year2015-12-31$1,774,425
Employer contributions (assets) at beginning of year2015-12-31$1,564,968
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,501,006
Contract administrator fees2015-12-31$82,840
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LBMC, PC
Accountancy firm EIN2015-12-31621199757
2014 : DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,090,803
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,241,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,159,429
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$20,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,153,325
Value of total assets at end of year2014-12-31$44,056,459
Value of total assets at beginning of year2014-12-31$37,207,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$61,253
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$80,682
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,799
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$5,334,377
Participant contributions at end of year2014-12-31$2,523,283
Participant contributions at beginning of year2014-12-31$2,090,397
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$35
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,253,980
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$303
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-307,649
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,849,170
Value of net assets at end of year (total assets less liabilities)2014-12-31$44,056,459
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$37,207,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,330,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,105,753
Value of interest in pooled separate accounts at end of year2014-12-31$4,218,687
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,357,009
Interest on participant loans2014-12-31$80,682
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$34,418,822
Value of interest in common/collective trusts at beginning of year2014-12-31$29,265,530
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$46,434
Net investment gain/loss from pooled separate accounts2014-12-31$281,317
Net investment gain or loss from common/collective trusts2014-12-31$1,831,895
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,564,968
Employer contributions (assets) at end of year2014-12-31$1,564,968
Employer contributions (assets) at beginning of year2014-12-31$1,388,565
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,159,126
Contract administrator fees2014-12-31$61,253
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LATTIMORE, BLACK, MORGAN & CAIN PC
Accountancy firm EIN2014-12-31621199757
2013 : DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$305,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,778,467
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,203,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,101,028
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$40,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,963,247
Value of total assets at end of year2013-12-31$37,207,289
Value of total assets at beginning of year2013-12-31$28,326,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$61,848
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$72,691
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,680
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$4,584,229
Participant contributions at end of year2013-12-31$2,090,397
Participant contributions at beginning of year2013-12-31$1,962,373
Participant contributions at end of year2013-12-31$35
Participant contributions at beginning of year2013-12-31$2,431
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$990,453
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$9,804
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$2,121
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,575,176
Value of net assets at end of year (total assets less liabilities)2013-12-31$37,207,289
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$28,326,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,105,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$980,676
Value of interest in pooled separate accounts at end of year2013-12-31$3,357,009
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,287,764
Interest on participant loans2013-12-31$72,691
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$29,265,530
Value of interest in common/collective trusts at beginning of year2013-12-31$22,381,547
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$153,034
Net investment gain/loss from pooled separate accounts2013-12-31$535,050
Net investment gain or loss from common/collective trusts2013-12-31$4,044,644
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,388,565
Employer contributions (assets) at end of year2013-12-31$1,388,565
Employer contributions (assets) at beginning of year2013-12-31$711,791
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,091,224
Contract administrator fees2013-12-31$61,848
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LATTIMORE, BLACK, MORGAN & CAIN PC
Accountancy firm EIN2013-12-31621199757
2012 : DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$25,574,813
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,133,445
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,381,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,267,084
Expenses. Certain deemed distributions of participant loans2012-12-31$43,579
Value of total corrective distributions2012-12-31$40,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,023,671
Value of total assets at end of year2012-12-31$28,326,582
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,448
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$33,424
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$7,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,959
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$2,143,811
Participant contributions at end of year2012-12-31$1,962,373
Participant contributions at end of year2012-12-31$2,431
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$168,069
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$40,265
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,751,769
Value of net assets at end of year (total assets less liabilities)2012-12-31$28,326,582
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$980,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$2,287,764
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$33,424
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$22,381,547
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$69,880
Net investment gain/loss from pooled separate accounts2012-12-31$184,001
Net investment gain or loss from common/collective trusts2012-12-31$814,510
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$711,791
Employer contributions (assets) at end of year2012-12-31$711,791
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,226,819
Contract administrator fees2012-12-31$30,448
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LATTIMORE, BLACK, MORGAN & CAIN, P.
Accountancy firm EIN2012-12-31621199757

Form 5500 Responses for DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN

2016: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIALYSIS NEWCO INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807346
Policy instance 1
Insurance contract or identification number807346
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-04-01
Total amount of commissions paid to insurance brokerUSD $3,030
Total amount of fees paid to insurance companyUSD $151
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,030
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807346
Policy instance 1
Insurance contract or identification number807346
Number of Individuals Covered2089
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,593
Total amount of fees paid to insurance companyUSD $975
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,593
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807346
Policy instance 1
Insurance contract or identification number807346
Number of Individuals Covered1876
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,537
Total amount of fees paid to insurance companyUSD $1,907
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,537
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807346
Policy instance 1
Insurance contract or identification number807346
Number of Individuals Covered1722
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $53,150
Total amount of fees paid to insurance companyUSD $16,208
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,150
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameNFP SECURITIES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807346
Policy instance 1
Insurance contract or identification number807346
Number of Individuals Covered1611
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $78,635
Total amount of fees paid to insurance companyUSD $7,720
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $78,451
Amount paid for insurance broker fees3010
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC

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