401k Plan data: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN plan

OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN
Plan identification number	001

OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OPTUM CLINICAL SERVICES INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: OPTUM CLINICAL SERVICES INCORPORATED

Employer identification number (EIN): 453142512

NAIC Classification: 524290

Additional information about OPTUM CLINICAL SERVICES INCORPORATED

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services

Incorporation Date:

Company Identification Number: 0101019526

More information about OPTUM CLINICAL SERVICES INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 DAVID E. STRAUSS
001 2016-01-01 DAVID E. STRAUSS
001 2015-01-01 DAVID E. STRAUSS
001 2014-01-01 DAVID E. STRAUSS
001 2013-01-01 DAVID E. STRAUSS
001 2012-01-01 JAMES C. COLEMAN

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	DAVID E. STRAUSS
001	2016-01-01	DAVID E. STRAUSS
001	2015-01-01	DAVID E. STRAUSS
001	2014-01-01	DAVID E. STRAUSS
001	2013-01-01	DAVID E. STRAUSS
001	2012-01-01	JAMES C. COLEMAN

Plan Statistics for OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2016: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3,367
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,935
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,819
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 547
Total of all active and inactive participants 2015-01-01 3,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 3,367
Number of participants with account balances 2015-01-01 3,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 56
2014: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,663
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,494
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 440
Total of all active and inactive participants 2014-01-01 2,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 2,935
Number of participants with account balances 2014-01-01 2,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 148
2013: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,954
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,371
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 289
Total of all active and inactive participants 2013-01-01 2,660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 2,663
Number of participants with account balances 2013-01-01 2,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 118
2012: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 584
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,848
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 106
Total of all active and inactive participants 2012-01-01 1,954
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,954
Number of participants with account balances 2012-01-01 1,737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 84

Measure	Date	Value
2016: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3,367
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,935
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,819
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	547
Total of all active and inactive participants	2015-01-01	3,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	3,367
Number of participants with account balances	2015-01-01	3,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	56
2014: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,663
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,494
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	440
Total of all active and inactive participants	2014-01-01	2,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	2,935
Number of participants with account balances	2014-01-01	2,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	148
2013: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,954
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,371
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	289
Total of all active and inactive participants	2013-01-01	2,660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	2,663
Number of participants with account balances	2013-01-01	2,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	118
2012: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	584
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,848
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	106
Total of all active and inactive participants	2012-01-01	1,954
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,954
Number of participants with account balances	2012-01-01	1,737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	84

Financial Data on OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN

Measure	Date	Value
2016 : OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-01-08	$0
Total transfer of assets from this plan	2016-01-08	$99,394,933
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-08	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-08	$0
Total income from all sources (including contributions)	2016-01-08	$-4,308,032
Total loss/gain on sale of assets	2016-01-08	$0
Total of all expenses incurred	2016-01-08	$83,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-08	$48,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-08	$1,037
Value of total assets at end of year	2016-01-08	$0
Value of total assets at beginning of year	2016-01-08	$103,786,009
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-08	$34,110
Total interest from all sources	2016-01-08	$633
Total dividends received (eg from common stock, registered investment company shares)	2016-01-08	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-08	No
Was this plan covered by a fidelity bond	2016-01-08	Yes
Value of fidelity bond cover	2016-01-08	$500,000
If this is an individual account plan, was there a blackout period	2016-01-08	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-08	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-08	No
Contributions received from participants	2016-01-08	$876
Participant contributions at end of year	2016-01-08	$0
Participant contributions at beginning of year	2016-01-08	$3,037,886
Other income not declared elsewhere	2016-01-08	$32
Administrative expenses (other) incurred	2016-01-08	$34,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-08	No
Value of net income/loss	2016-01-08	$-4,391,076
Value of net assets at end of year (total assets less liabilities)	2016-01-08	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-01-08	$103,786,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-08	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-08	No
Were any leases to which the plan was party in default or uncollectible	2016-01-08	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-01-08	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-08	$18,458,340
Interest on participant loans	2016-01-08	$633
Value of interest in common/collective trusts at end of year	2016-01-08	$0
Value of interest in common/collective trusts at beginning of year	2016-01-08	$82,256,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-01-08	$-992,075
Net investment gain or loss from common/collective trusts	2016-01-08	$-3,317,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-08	No
Was there a failure to transmit to the plan any participant contributions	2016-01-08	No
Has the plan failed to provide any benefit when due under the plan	2016-01-08	No
Contributions received in cash from employer	2016-01-08	$161
Employer contributions (assets) at beginning of year	2016-01-08	$33,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-08	$48,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-01-08	Yes
Did the plan have assets held for investment	2016-01-08	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-08	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-08	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-08	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-08	Disclaimer
Accountancy firm name	2016-01-08	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-01-08	390859910
2015 : OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$296,613
Total transfer of assets from this plan	2015-12-31	$2,037,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$30,031,728
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,478,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,316,474
Expenses. Certain deemed distributions of participant loans	2015-12-31	$25,630
Value of total corrective distributions	2015-12-31	$2,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$32,288,806
Value of total assets at end of year	2015-12-31	$103,786,009
Value of total assets at beginning of year	2015-12-31	$82,972,683
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$133,868
Total interest from all sources	2015-12-31	$112,073
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$524,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$524,919
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$20,596,567
Participant contributions at end of year	2015-12-31	$3,037,886
Participant contributions at beginning of year	2015-12-31	$2,350,393
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,850,130
Administrative expenses (other) incurred	2015-12-31	$133,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$22,553,725
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$103,786,009
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$82,972,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$18,458,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,377,454
Interest on participant loans	2015-12-31	$112,073
Value of interest in common/collective trusts at end of year	2015-12-31	$82,256,252
Value of interest in common/collective trusts at beginning of year	2015-12-31	$64,244,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-860,844
Net investment gain or loss from common/collective trusts	2015-12-31	$-2,033,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$7,842,109
Employer contributions (assets) at end of year	2015-12-31	$33,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,316,474
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$6,038,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$26,237,739
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,662,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,541,750
Expenses. Certain deemed distributions of participant loans	2014-12-31	$426
Value of total corrective distributions	2014-12-31	$3,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$22,428,205
Value of total assets at end of year	2014-12-31	$82,972,683
Value of total assets at beginning of year	2014-12-31	$55,359,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$116,970
Total interest from all sources	2014-12-31	$74,929
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$361,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$361,336
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$15,239,677
Participant contributions at end of year	2014-12-31	$2,350,393
Participant contributions at beginning of year	2014-12-31	$1,339,313
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,109,749
Administrative expenses (other) incurred	2014-12-31	$116,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$21,574,922
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$82,972,683
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$55,359,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$16,377,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$12,148,442
Interest on participant loans	2014-12-31	$74,929
Value of interest in common/collective trusts at end of year	2014-12-31	$64,244,836
Value of interest in common/collective trusts at beginning of year	2014-12-31	$41,871,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,303,186
Net investment gain or loss from common/collective trusts	2014-12-31	$70,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$6,078,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,541,750
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$24,022,791
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,311,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,220,768
Expenses. Certain deemed distributions of participant loans	2013-12-31	$260
Value of total corrective distributions	2013-12-31	$2,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$17,292,203
Value of total assets at end of year	2013-12-31	$55,359,326
Value of total assets at beginning of year	2013-12-31	$34,647,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$87,446
Total interest from all sources	2013-12-31	$44,457
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$211,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$211,585
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$11,912,517
Participant contributions at end of year	2013-12-31	$1,339,313
Participant contributions at beginning of year	2013-12-31	$773,937
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,792,828
Administrative expenses (other) incurred	2013-12-31	$87,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$20,711,578
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$55,359,326
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$34,647,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$12,148,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,963,327
Income. Interest from loans (other than to participants)	2013-12-31	$44,457
Value of interest in common/collective trusts at end of year	2013-12-31	$41,871,571
Value of interest in common/collective trusts at beginning of year	2013-12-31	$25,910,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,748,791
Net investment gain or loss from common/collective trusts	2013-12-31	$4,725,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,586,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,220,768
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$24,707,617
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$11,994,248
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,054,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,028,664
Expenses. Certain deemed distributions of participant loans	2012-12-31	$6,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,995,931
Value of total assets at end of year	2012-12-31	$34,647,748
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,216
Total interest from all sources	2012-12-31	$27,100
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$185,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$185,990
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,659,438
Participant contributions at end of year	2012-12-31	$773,937
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,307,479
Administrative expenses (other) incurred	2012-12-31	$19,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,940,131
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$34,647,748
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,963,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$27,100
Value of interest in common/collective trusts at end of year	2012-12-31	$25,910,484
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$737,883
Net investment gain or loss from common/collective trusts	2012-12-31	$2,047,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,029,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,028,664
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2012-12-31	390859910

Form 5500 Responses for OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN

2016: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPTUM CLINICAL SERVICES, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	OPTUM CLINICAL SERVICES INCORPORATED
Employer identification number (EIN):	453142512
NAIC Classification:	524290

Jurisdiction of Incorporation:	New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number:	0101019526