401k Plan data: CAP DIAGNOSTICS PENSION PLAN plan

CAP DIAGNOSTICS PENSION PLAN 401k Plan overview

Plan Name	CAP DIAGNOSTICS PENSION PLAN
Plan identification number	001

CAP DIAGNOSTICS PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAP DIAGNOSTICS LLC has sponsored the creation of one or more 401k plans.

Company Name: CAP DIAGNOSTICS LLC

Employer identification number (EIN): 453194060

NAIC Classification: 621510
NAIC Description: Medical and Diagnostic Laboratories

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAP DIAGNOSTICS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2016-01-01 SCOTT MCMAHAN 2017-09-14
001 2016-01-01
001 2015-01-01 SCOTT MCMAHAN 2016-10-17
001 2015-01-01 SCOTT MCMAHAN 2016-08-01
001 2014-01-01 SCOTT MCMAHAN 2016-10-17
001 2014-01-01 DAVE BAUNOCH 2015-10-15
001 2014-01-01 SCOTT MCMAHAN 2015-07-31
001 2013-01-01 DAVE BAUNOCH 2014-10-14
001 2012-01-01 DAVE BAUNOCH 2013-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2016-01-01	SCOTT MCMAHAN	2017-09-14
001	2016-01-01
001	2015-01-01	SCOTT MCMAHAN	2016-10-17
001	2015-01-01	SCOTT MCMAHAN	2016-08-01
001	2014-01-01	SCOTT MCMAHAN	2016-10-17
001	2014-01-01	DAVE BAUNOCH	2015-10-15
001	2014-01-01	SCOTT MCMAHAN	2015-07-31
001	2013-01-01	DAVE BAUNOCH	2014-10-14
001	2012-01-01	DAVE BAUNOCH	2013-10-07

Plan Statistics for CAP DIAGNOSTICS PENSION PLAN

401k plan membership statisitcs for CAP DIAGNOSTICS PENSION PLAN

Measure Date Value
2022: CAP DIAGNOSTICS PENSION PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 299
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 277
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 64
Total of all active and inactive participants 2022-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 341
Number of participants with account balances 2022-01-01 310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CAP DIAGNOSTICS PENSION PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 304
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 240
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 59
Total of all active and inactive participants 2021-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 299
Number of participants with account balances 2021-01-01 265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2016: CAP DIAGNOSTICS PENSION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 156
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 121
Total of all active and inactive participants 2016-01-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 277
Number of participants with account balances 2016-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: CAP DIAGNOSTICS PENSION PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	299
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	277
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	64
Total of all active and inactive participants	2022-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	341
Number of participants with account balances	2022-01-01	310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CAP DIAGNOSTICS PENSION PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	304
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	240
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	59
Total of all active and inactive participants	2021-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	299
Number of participants with account balances	2021-01-01	265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2016: CAP DIAGNOSTICS PENSION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	156
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	121
Total of all active and inactive participants	2016-01-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	277
Number of participants with account balances	2016-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on CAP DIAGNOSTICS PENSION PLAN

Measure	Date	Value
2022 : CAP DIAGNOSTICS PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$1,167,827
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$470,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$453,896
Expenses. Certain deemed distributions of participant loans	2022-12-31	$2,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,632,161
Value of total assets at end of year	2022-12-31	$3,587,500
Value of total assets at beginning of year	2022-12-31	$2,889,807
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$13,264
Total interest from all sources	2022-12-31	$738
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$68,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$68,272
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$289,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,089,281
Participant contributions at end of year	2022-12-31	$17,371
Participant contributions at beginning of year	2022-12-31	$24,871
Participant contributions at end of year	2022-12-31	$41,738
Participant contributions at beginning of year	2022-12-31	$31,508
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$542,880
Other income not declared elsewhere	2022-12-31	$18,455
Administrative expenses (other) incurred	2022-12-31	$13,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$697,693
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,587,500
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$2,889,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,503,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$2,829,332
Interest on participant loans	2022-12-31	$738
Value of interest in common/collective trusts at end of year	2022-12-31	$25,336
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-552,038
Net investment gain or loss from common/collective trusts	2022-12-31	$239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$453,896
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WITHUMSMITHBROWN P.C.
Accountancy firm EIN	2022-12-31	222027092
2021 : CAP DIAGNOSTICS PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,313,311
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$242,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$228,040
Value of total corrective distributions	2021-12-31	$1,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$992,609
Value of total assets at end of year	2021-12-31	$2,889,807
Value of total assets at beginning of year	2021-12-31	$1,818,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$12,236
Total interest from all sources	2021-12-31	$220
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$44,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$44,022
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$288,981
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$888,709
Participant contributions at end of year	2021-12-31	$24,871
Participant contributions at beginning of year	2021-12-31	$2,017
Participant contributions at end of year	2021-12-31	$31,508
Participant contributions at beginning of year	2021-12-31	$39,000
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$103,900
Administrative expenses (other) incurred	2021-12-31	$12,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,071,130
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$2,889,807
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$1,818,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$2,829,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$35,356
Interest on participant loans	2021-12-31	$220
Value of interest in common/collective trusts at end of year	2021-12-31	$4,096
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,742,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$78,742
Net investment gain or loss from common/collective trusts	2021-12-31	$197,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$228,040
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WITHUMSMITHBROWN P.C.
Accountancy firm EIN	2021-12-31	222027092
2016 : CAP DIAGNOSTICS PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$4,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$425,432
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$64,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$59,838
Value of total corrective distributions	2016-12-31	$4,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$369,591
Value of total assets at end of year	2016-12-31	$653,233
Value of total assets at beginning of year	2016-12-31	$288,138
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$499
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$16,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$16,506
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$29,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$315,843
Participant contributions at end of year	2016-12-31	$10,321
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$53,748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$4,466
Administrative expenses (other) incurred	2016-12-31	$499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$360,629
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$648,767
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$288,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$493,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$236,353
Value of interest in common/collective trusts at end of year	2016-12-31	$149,127
Value of interest in common/collective trusts at beginning of year	2016-12-31	$51,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$22,760
Net investment gain or loss from common/collective trusts	2016-12-31	$16,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$59,838
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KSJG
Accountancy firm EIN	2016-12-31	953322166

Form 5500 Responses for CAP DIAGNOSTICS PENSION PLAN

2022: CAP DIAGNOSTICS PENSION PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAP DIAGNOSTICS PENSION PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2016: CAP DIAGNOSTICS PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CAP DIAGNOSTICS LLC
Employer identification number (EIN):	453194060
NAIC Classification:	621510
NAIC Description:	Medical and Diagnostic Laboratories