401k Plan data: CARIS SCIENCE INC. 401(K) PLAN plan

CARIS SCIENCE INC. 401(K) PLAN 401k Plan overview

Plan Name	CARIS SCIENCE INC. 401(K) PLAN
Plan identification number	001

CARIS SCIENCE INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARIS SCIENCE INC. has sponsored the creation of one or more 401k plans.

Company Name: CARIS SCIENCE INC.

Employer identification number (EIN): 453632909

NAIC Classification: 621510
NAIC Description: Medical and Diagnostic Laboratories

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARIS SCIENCE INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 THOMAS PARKER
001 2016-01-01 THOMAS PARKER
001 2015-01-01 JERRY MARTINO
001 2014-01-01 JOE ELLISON
001 2013-01-01 JOE ELLISON
001 2012-01-01 JOE ELLISON JOE ELLISON 2013-09-06
001 2011-12-15 JOE ELLISON JOE ELLISON 2012-09-05

Plan Statistics for CARIS SCIENCE INC. 401(K) PLAN

401k plan membership statisitcs for CARIS SCIENCE INC. 401(K) PLAN

Measure Date Value
2022: CARIS SCIENCE INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,536
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,789
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 253
Total of all active and inactive participants 2022-01-01 2,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2,043
Number of participants with account balances 2022-01-01 1,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CARIS SCIENCE INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,157
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,339
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 190
Total of all active and inactive participants 2021-01-01 1,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,530
Number of participants with account balances 2021-01-01 1,213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CARIS SCIENCE INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 797
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 978
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 116
Total of all active and inactive participants 2020-01-01 1,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,095
Number of participants with account balances 2020-01-01 820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CARIS SCIENCE INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 509
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 665
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 94
Total of all active and inactive participants 2019-01-01 760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 760
Number of participants with account balances 2019-01-01 594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CARIS SCIENCE INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 409
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 399
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 90
Total of all active and inactive participants 2018-01-01 490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 490
Number of participants with account balances 2018-01-01 394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CARIS SCIENCE INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 318
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 88
Total of all active and inactive participants 2017-01-01 407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 407
Number of participants with account balances 2017-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CARIS SCIENCE INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 403
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 289
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 83
Total of all active and inactive participants 2016-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 372
Number of participants with account balances 2016-01-01 309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CARIS SCIENCE INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 385
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 323
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 71
Total of all active and inactive participants 2015-01-01 394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 394
Number of participants with account balances 2015-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CARIS SCIENCE INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 378
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 315
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 70
Total of all active and inactive participants 2014-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 385
Number of participants with account balances 2014-01-01 303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CARIS SCIENCE INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 356
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 316
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 46
Total of all active and inactive participants 2013-01-01 362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 362
Number of participants with account balances 2013-01-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CARIS SCIENCE INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 322
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 32
Total of all active and inactive participants 2012-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 354
Number of participants with account balances 2012-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 10
2011: CARIS SCIENCE INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-12-15 292
Total number of active participants reported on line 7a of the Form 5500 2011-12-15 292
Number of retired or separated participants receiving benefits 2011-12-15 0
Number of other retired or separated participants entitled to future benefits 2011-12-15 4
Total of all active and inactive participants 2011-12-15 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-15 0
Total participants 2011-12-15 296
Number of participants with account balances 2011-12-15 206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-15 0

Measure	Date	Value
2022: CARIS SCIENCE INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,536
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,789
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	253
Total of all active and inactive participants	2022-01-01	2,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2,043
Number of participants with account balances	2022-01-01	1,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CARIS SCIENCE INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,157
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,339
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	190
Total of all active and inactive participants	2021-01-01	1,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,530
Number of participants with account balances	2021-01-01	1,213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CARIS SCIENCE INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	797
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	978
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	116
Total of all active and inactive participants	2020-01-01	1,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,095
Number of participants with account balances	2020-01-01	820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CARIS SCIENCE INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	509
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	665
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	94
Total of all active and inactive participants	2019-01-01	760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	760
Number of participants with account balances	2019-01-01	594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CARIS SCIENCE INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	409
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	399
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	90
Total of all active and inactive participants	2018-01-01	490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	490
Number of participants with account balances	2018-01-01	394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CARIS SCIENCE INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	318
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	88
Total of all active and inactive participants	2017-01-01	407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	407
Number of participants with account balances	2017-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CARIS SCIENCE INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	403
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	289
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	83
Total of all active and inactive participants	2016-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	372
Number of participants with account balances	2016-01-01	309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CARIS SCIENCE INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	385
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	323
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	71
Total of all active and inactive participants	2015-01-01	394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	394
Number of participants with account balances	2015-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CARIS SCIENCE INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	378
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	315
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	70
Total of all active and inactive participants	2014-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	385
Number of participants with account balances	2014-01-01	303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CARIS SCIENCE INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	356
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	316
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	46
Total of all active and inactive participants	2013-01-01	362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	362
Number of participants with account balances	2013-01-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CARIS SCIENCE INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	322
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	32
Total of all active and inactive participants	2012-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	354
Number of participants with account balances	2012-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	10
2011: CARIS SCIENCE INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-12-15	292
Total number of active participants reported on line 7a of the Form 5500	2011-12-15	292
Number of retired or separated participants receiving benefits	2011-12-15	0
Number of other retired or separated participants entitled to future benefits	2011-12-15	4
Total of all active and inactive participants	2011-12-15	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-15	0
Total participants	2011-12-15	296
Number of participants with account balances	2011-12-15	206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-15	0

Financial Data on CARIS SCIENCE INC. 401(K) PLAN

Measure	Date	Value
2022 : CARIS SCIENCE INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$11,219,761
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$5,223,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$5,001,901
Value of total corrective distributions	2022-12-31	$11,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$23,099,015
Value of total assets at end of year	2022-12-31	$77,086,802
Value of total assets at beginning of year	2022-12-31	$71,090,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$209,843
Total interest from all sources	2022-12-31	$162,669
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,360,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,360,692
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$12,434,926
Participant contributions at end of year	2022-12-31	$966,771
Participant contributions at beginning of year	2022-12-31	$787,491
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$36,110
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$18,745
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,148,120
Other income not declared elsewhere	2022-12-31	$19,588
Administrative expenses (other) incurred	2022-12-31	$270
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$-46
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$5,996,672
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$77,086,802
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$71,090,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$67,750,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$63,919,746
Interest on participant loans	2022-12-31	$39,857
Interest earned on other investments	2022-12-31	$122,812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$8,333,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$6,364,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-13,422,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,515,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$5,001,901
Contract administrator fees	2022-12-31	$184,573
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2022-12-31	752393478
2021 : CARIS SCIENCE INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$25,769,728
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$5,116,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,873,881
Value of total corrective distributions	2021-12-31	$2,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$17,195,809
Value of total assets at end of year	2021-12-31	$71,090,130
Value of total assets at beginning of year	2021-12-31	$50,436,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$240,491
Total interest from all sources	2021-12-31	$121,591
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$995,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$995,555
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$9,619,901
Participant contributions at end of year	2021-12-31	$787,491
Participant contributions at beginning of year	2021-12-31	$605,005
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$18,745
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,961,459
Other income not declared elsewhere	2021-12-31	$1,056
Administrative expenses (other) incurred	2021-12-31	$240,491
Total non interest bearing cash at end of year	2021-12-31	$-46
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$20,653,227
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$71,090,130
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$50,436,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$63,919,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$44,362,158
Interest on participant loans	2021-12-31	$30,541
Interest earned on other investments	2021-12-31	$91,050
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$6,364,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$5,469,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$7,455,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$4,614,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,873,881
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2021-12-31	752393478
2020 : CARIS SCIENCE INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$17,998,329
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,907,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,733,175
Value of total corrective distributions	2020-12-31	$2,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$11,205,221
Value of total assets at end of year	2020-12-31	$50,436,903
Value of total assets at beginning of year	2020-12-31	$36,345,938
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$171,496
Total interest from all sources	2020-12-31	$107,711
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$687,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$687,227
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,934,766
Participant contributions at end of year	2020-12-31	$605,005
Participant contributions at beginning of year	2020-12-31	$481,577
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,368,981
Other income not declared elsewhere	2020-12-31	$-195
Administrative expenses (other) incurred	2020-12-31	$171,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$14,090,965
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$50,436,903
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$36,345,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$44,362,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$32,063,282
Interest on participant loans	2020-12-31	$28,981
Interest earned on other investments	2020-12-31	$78,730
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$5,469,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$3,801,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,998,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$2,901,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,733,175
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2020-12-31	752393478
2019 : CARIS SCIENCE INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$13,384,197
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,817,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,671,726
Value of total corrective distributions	2019-12-31	$10,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$7,281,625
Value of total assets at end of year	2019-12-31	$36,345,938
Value of total assets at beginning of year	2019-12-31	$24,779,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$135,635
Total interest from all sources	2019-12-31	$88,408
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$624,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$624,268
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,149,995
Participant contributions at end of year	2019-12-31	$481,577
Participant contributions at beginning of year	2019-12-31	$422,555
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,099,555
Other income not declared elsewhere	2019-12-31	$-39
Administrative expenses (other) incurred	2019-12-31	$135,635
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$14
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$11,566,498
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$36,345,938
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$24,779,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,063,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$21,465,899
Interest on participant loans	2019-12-31	$21,576
Interest earned on other investments	2019-12-31	$66,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$3,801,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,890,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,389,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,032,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,671,726
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2019-12-31	752393478
2018 : CARIS SCIENCE INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,585,419
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,450,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,335,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,441,928
Value of total assets at end of year	2018-12-31	$24,779,440
Value of total assets at beginning of year	2018-12-31	$23,644,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$114,460
Total interest from all sources	2018-12-31	$64,544
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$480,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$480,038
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,584,918
Participant contributions at end of year	2018-12-31	$422,555
Participant contributions at beginning of year	2018-12-31	$384,736
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$588,259
Administrative expenses (other) incurred	2018-12-31	$114,460
Total non interest bearing cash at end of year	2018-12-31	$14
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,135,280
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$24,779,440
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$23,644,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$21,465,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$21,543,311
Interest on participant loans	2018-12-31	$20,927
Interest earned on other investments	2018-12-31	$43,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,890,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,716,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,401,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,268,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,335,679
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2018-12-31	752393478
2017 : CARIS SCIENCE INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,169,998
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,779,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,736,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,456,797
Value of total assets at end of year	2017-12-31	$23,644,160
Value of total assets at beginning of year	2017-12-31	$18,253,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$42,837
Total interest from all sources	2017-12-31	$38,970
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$355,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$355,598
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,123,118
Participant contributions at end of year	2017-12-31	$384,736
Participant contributions at beginning of year	2017-12-31	$333,156
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$246,441
Administrative expenses (other) incurred	2017-12-31	$42,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,390,164
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$23,644,160
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$18,253,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$21,543,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$16,400,014
Interest on participant loans	2017-12-31	$14,504
Interest earned on other investments	2017-12-31	$24,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,716,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,520,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,318,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,087,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,736,997
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2017-12-31	752393478
2016 : CARIS SCIENCE INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,797,908
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,058,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,041,669
Value of total corrective distributions	2016-12-31	$5,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,239,157
Value of total assets at end of year	2016-12-31	$18,253,996
Value of total assets at beginning of year	2016-12-31	$16,514,236
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$11,392
Total interest from all sources	2016-12-31	$30,622
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$162,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$162,256
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,083,553
Participant contributions at end of year	2016-12-31	$333,156
Participant contributions at beginning of year	2016-12-31	$310,714
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$45,655
Other income not declared elsewhere	2016-12-31	$-3
Administrative expenses (other) incurred	2016-12-31	$11,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,739,760
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$18,253,996
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$16,514,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$16,400,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,825,285
Interest on participant loans	2016-12-31	$13,760
Interest earned on other investments	2016-12-31	$16,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,520,826
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,378,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,365,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,109,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,041,669
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2016-12-31	752393478
2015 : CARIS SCIENCE INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,230,450
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,403,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,399,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,677,533
Value of total assets at end of year	2015-12-31	$16,514,236
Value of total assets at beginning of year	2015-12-31	$14,687,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,730
Total interest from all sources	2015-12-31	$26,474
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$165,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$165,562
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,149,892
Participant contributions at end of year	2015-12-31	$310,714
Participant contributions at beginning of year	2015-12-31	$197,377
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$358,729
Administrative expenses (other) incurred	2015-12-31	$4,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,826,576
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$16,514,236
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$14,687,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,825,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,330,510
Interest on participant loans	2015-12-31	$11,026
Interest earned on other investments	2015-12-31	$15,448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,378,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,159,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-639,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,168,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,399,144
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2015-12-31	752393478
2014 : CARIS SCIENCE INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,560,652
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,907,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,892,187
Expenses. Certain deemed distributions of participant loans	2014-12-31	$4,937
Value of total corrective distributions	2014-12-31	$1,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,860,248
Value of total assets at end of year	2014-12-31	$14,687,660
Value of total assets at beginning of year	2014-12-31	$13,034,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,197
Total interest from all sources	2014-12-31	$22,997
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$132,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$132,287
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,089,765
Participant contributions at end of year	2014-12-31	$197,377
Participant contributions at beginning of year	2014-12-31	$171,448
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$630,295
Other income not declared elsewhere	2014-12-31	$1,341
Administrative expenses (other) incurred	2014-12-31	$8,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,653,584
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$14,687,660
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,034,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$13,330,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,869,331
Interest on participant loans	2014-12-31	$7,587
Interest earned on other investments	2014-12-31	$15,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,159,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$993,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$543,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,140,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,892,187
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MILBERN RAY AND COMPANY
Accountancy firm EIN	2014-12-31	751793612
2013 : CARIS SCIENCE INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,101,051
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,395,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,373,703
Value of total corrective distributions	2013-12-31	$2,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,136,218
Value of total assets at end of year	2013-12-31	$13,034,076
Value of total assets at beginning of year	2013-12-31	$9,328,280
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,977
Total interest from all sources	2013-12-31	$19,013
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$112,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$112,091
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,955,960
Participant contributions at end of year	2013-12-31	$171,448
Participant contributions at beginning of year	2013-12-31	$121,910
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$70,569
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$18,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,705,796
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,034,076
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,328,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,869,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,438,347
Interest on participant loans	2013-12-31	$5,952
Interest earned on other investments	2013-12-31	$13,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$993,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$768,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,833,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,109,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,373,703
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MILBERN RAY AND COMPANY
Accountancy firm EIN	2013-12-31	751793612
2012 : CARIS SCIENCE INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$247,146
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,534,789
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,491,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,476,369
Expenses. Certain deemed distributions of participant loans	2012-12-31	$9,978
Value of total corrective distributions	2012-12-31	$2,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,598,003
Value of total assets at end of year	2012-12-31	$9,328,280
Value of total assets at beginning of year	2012-12-31	$6,037,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,735
Total interest from all sources	2012-12-31	$21,063
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$106,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$106,318
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,063,624
Participant contributions at end of year	2012-12-31	$121,910
Participant contributions at beginning of year	2012-12-31	$163,917
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$418,574
Other income not declared elsewhere	2012-12-31	$-35
Administrative expenses (other) incurred	2012-12-31	$2,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,043,424
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,328,280
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,037,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,438,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,211,434
Interest on participant loans	2012-12-31	$4,858
Interest earned on other investments	2012-12-31	$16,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$768,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$662,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$809,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,115,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,476,369
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MILBERN RAY AND COMPANY
Accountancy firm EIN	2012-12-31	751793612
2011 : CARIS SCIENCE INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$5,811,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$226,662
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$73,659
Value of total assets at end of year	2011-12-31	$6,037,710
Value of total assets at beginning of year	2011-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$1,032
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$15,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$15,011
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$40,556
Participant contributions at end of year	2011-12-31	$163,917
Participant contributions at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$226,662
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,037,710
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,211,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$257
Interest earned on other investments	2011-12-31	$775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$662,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$136,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$33,103
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No

Form 5500 Responses for CARIS SCIENCE INC. 401(K) PLAN

2022: CARIS SCIENCE INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CARIS SCIENCE INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CARIS SCIENCE INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CARIS SCIENCE INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CARIS SCIENCE INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CARIS SCIENCE INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CARIS SCIENCE INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARIS SCIENCE INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARIS SCIENCE INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARIS SCIENCE INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARIS SCIENCE INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARIS SCIENCE INC. 401(K) PLAN 2011 form 5500 responses
2011-12-15	Type of plan entity	Single employer plan
2011-12-15	First time form 5500 has been submitted	Yes
2011-12-15	Submission has been amended	No
2011-12-15	This submission is the final filing	No
2011-12-15	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-12-15	Plan is a collectively bargained plan	No
2011-12-15	Plan funding arrangement – Insurance	Yes
2011-12-15	Plan funding arrangement – Trust	Yes
2011-12-15	Plan benefit arrangement – Insurance	Yes
2011-12-15	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041867

Policy instance

Insurance contract or identification number	041867
Number of Individuals Covered	2043
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,500
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	12500
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041867

Policy instance

Insurance contract or identification number	041867
Number of Individuals Covered	1530
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,698
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	18698
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041867

Policy instance

Insurance contract or identification number	041867
Number of Individuals Covered	1095
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $6,448
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	5034
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041867

Policy instance

Insurance contract or identification number	041867
Number of Individuals Covered	760
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,943
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	4943
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041867

Policy instance

Insurance contract or identification number	041867
Number of Individuals Covered	490
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,345
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3345
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	407
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,948
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2948
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	394
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,402
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2402
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	385
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,540
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2540
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	362
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,996
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1996
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	354
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,918
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1918
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41867

Policy instance

Insurance contract or identification number	41867
Number of Individuals Covered	296
Insurance policy start date	2011-12-15
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $73
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CARIS SCIENCE INC.
Employer identification number (EIN):	453632909
NAIC Classification:	621510
NAIC Description:	Medical and Diagnostic Laboratories