401k Plan data: PRINCIPLED DYNAMICS 401(K) PLAN plan

PRINCIPLED DYNAMICS 401(K) PLAN 401k Plan overview

Plan Name	PRINCIPLED DYNAMICS 401(K) PLAN
Plan identification number	001

PRINCIPLED DYNAMICS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PRINCIPLED DYNAMICS has sponsored the creation of one or more 401k plans.

Company Name: PRINCIPLED DYNAMICS

Employer identification number (EIN): 454170498

NAIC Classification: 424210
NAIC Description: Drugs and Druggists' Sundries Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRINCIPLED DYNAMICS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JIM GAGNET 2023-10-04 JIM GAGNET 2023-10-04
001 2021-01-01 JIM GAGNET 2022-10-17 JIM GAGNET 2022-10-17
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 JIM GAGNET 2019-10-06 JIM GAGNET 2019-10-06
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JIM GAGNET	2023-10-04	JIM GAGNET	2023-10-04
001	2021-01-01	JIM GAGNET	2022-10-17	JIM GAGNET	2022-10-17
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	JIM GAGNET	2019-10-06	JIM GAGNET	2019-10-06
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01

Plan Statistics for PRINCIPLED DYNAMICS 401(K) PLAN

401k plan membership statisitcs for PRINCIPLED DYNAMICS 401(K) PLAN

Measure Date Value
2022: PRINCIPLED DYNAMICS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 98
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 46
Total of all active and inactive participants 2022-01-01 144
Total participants 2022-01-01 144
Number of participants with account balances 2022-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: PRINCIPLED DYNAMICS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 90
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 43
Total of all active and inactive participants 2021-01-01 133
Total participants 2021-01-01 133
Number of participants with account balances 2021-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2018: PRINCIPLED DYNAMICS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 79
Number of other retired or separated participants entitled to future benefits 2018-01-01 15
Total of all active and inactive participants 2018-01-01 94
Total participants 2018-01-01 94
Number of participants with account balances 2018-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: PRINCIPLED DYNAMICS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 82
Number of other retired or separated participants entitled to future benefits 2017-01-01 56
Total of all active and inactive participants 2017-01-01 138
Total participants 2017-01-01 138
Number of participants with account balances 2017-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PRINCIPLED DYNAMICS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 98
Number of other retired or separated participants entitled to future benefits 2016-01-01 40
Total of all active and inactive participants 2016-01-01 138
Total participants 2016-01-01 138
Number of participants with account balances 2016-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PRINCIPLED DYNAMICS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 110
Number of other retired or separated participants entitled to future benefits 2015-01-01 34
Total of all active and inactive participants 2015-01-01 144
Total participants 2015-01-01 144
Number of participants with account balances 2015-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: PRINCIPLED DYNAMICS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	98
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	46
Total of all active and inactive participants	2022-01-01	144
Total participants	2022-01-01	144
Number of participants with account balances	2022-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: PRINCIPLED DYNAMICS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	90
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	43
Total of all active and inactive participants	2021-01-01	133
Total participants	2021-01-01	133
Number of participants with account balances	2021-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2018: PRINCIPLED DYNAMICS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	79
Number of other retired or separated participants entitled to future benefits	2018-01-01	15
Total of all active and inactive participants	2018-01-01	94
Total participants	2018-01-01	94
Number of participants with account balances	2018-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: PRINCIPLED DYNAMICS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	82
Number of other retired or separated participants entitled to future benefits	2017-01-01	56
Total of all active and inactive participants	2017-01-01	138
Total participants	2017-01-01	138
Number of participants with account balances	2017-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PRINCIPLED DYNAMICS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	98
Number of other retired or separated participants entitled to future benefits	2016-01-01	40
Total of all active and inactive participants	2016-01-01	138
Total participants	2016-01-01	138
Number of participants with account balances	2016-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PRINCIPLED DYNAMICS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	110
Number of other retired or separated participants entitled to future benefits	2015-01-01	34
Total of all active and inactive participants	2015-01-01	144
Total participants	2015-01-01	144
Number of participants with account balances	2015-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on PRINCIPLED DYNAMICS 401(K) PLAN

Measure	Date	Value
2022 : PRINCIPLED DYNAMICS 401(K) PLAN 2022 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-39,359
Total of all expenses incurred	2022-12-31	$861,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$824,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$560,664
Value of total assets at end of year	2022-12-31	$3,320,067
Value of total assets at beginning of year	2022-12-31	$4,220,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$37,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$352,319
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$16,119
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$9
Total non interest bearing cash at beginning of year	2022-12-31	$725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-900,889
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,320,067
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,220,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$3,307,000
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$4,191,256
Net investment gain/loss from pooled separate accounts	2022-12-31	$-600,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$208,345
Employer contributions (assets) at end of year	2022-12-31	$13,058
Employer contributions (assets) at beginning of year	2022-12-31	$12,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$824,198
Contract administrator fees	2022-12-31	$37,332
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2022-12-31	383635706
2021 : PRINCIPLED DYNAMICS 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,007,622
Total of all expenses incurred	2021-12-31	$108,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$67,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$608,345
Value of total assets at end of year	2021-12-31	$4,220,956
Value of total assets at beginning of year	2021-12-31	$3,321,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$41,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$1,692
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$395,087
Participant contributions at end of year	2021-12-31	$16,119
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$725
Total non interest bearing cash at beginning of year	2021-12-31	$724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$899,016
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,220,956
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,321,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$4,191,256
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$3,319,516
Net investment gain/loss from pooled separate accounts	2021-12-31	$399,277
Net investment gain or loss from common/collective trusts	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$213,258
Employer contributions (assets) at end of year	2021-12-31	$12,856
Employer contributions (assets) at beginning of year	2021-12-31	$1,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$67,307
Contract administrator fees	2021-12-31	$39,607
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2021-12-31	383635706
2018 : PRINCIPLED DYNAMICS 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$267,817
Total of all expenses incurred	2018-12-31	$358,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$348,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$390,072
Value of total assets at end of year	2018-12-31	$1,613,701
Value of total assets at beginning of year	2018-12-31	$1,704,077
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$243,088
Participant contributions at end of year	2018-12-31	$9,098
Total non interest bearing cash at end of year	2018-12-31	$2,745
Total non interest bearing cash at beginning of year	2018-12-31	$8,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-90,376
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,613,701
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,704,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,592,296
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$1,693,433
Net investment gain/loss from pooled separate accounts	2018-12-31	$-122,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$146,984
Employer contributions (assets) at end of year	2018-12-31	$9,562
Employer contributions (assets) at beginning of year	2018-12-31	$2,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$348,059
Contract administrator fees	2018-12-31	$10,134
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2018-12-31	383635706
2017 : PRINCIPLED DYNAMICS 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$748,515
Total of all expenses incurred	2017-12-31	$283,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$279,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$550,138
Value of total assets at end of year	2017-12-31	$1,704,077
Value of total assets at beginning of year	2017-12-31	$1,238,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$313,734
Participant contributions at beginning of year	2017-12-31	$12,003
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$67,247
Total non interest bearing cash at end of year	2017-12-31	$8,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$465,491
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,704,077
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,238,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,693,433
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,209,667
Net investment gain/loss from pooled separate accounts	2017-12-31	$198,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$169,157
Employer contributions (assets) at end of year	2017-12-31	$2,387
Employer contributions (assets) at beginning of year	2017-12-31	$16,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$279,950
Contract administrator fees	2017-12-31	$3,074
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2017-12-31	383635706
2016 : PRINCIPLED DYNAMICS 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$542,108
Total of all expenses incurred	2016-12-31	$93,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$89,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$484,207
Value of total assets at end of year	2016-12-31	$1,238,586
Value of total assets at beginning of year	2016-12-31	$789,918
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$304,189
Participant contributions at end of year	2016-12-31	$12,003
Participant contributions at beginning of year	2016-12-31	$11,721
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$17,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$448,668
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,238,586
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$789,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,209,667
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$768,515
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,594
Net investment gain/loss from pooled separate accounts	2016-12-31	$57,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$162,444
Employer contributions (assets) at end of year	2016-12-31	$16,916
Employer contributions (assets) at beginning of year	2016-12-31	$8,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$89,677
Contract administrator fees	2016-12-31	$3,763
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2016-12-31	383635706
2015 : PRINCIPLED DYNAMICS 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$435,241
Total of all expenses incurred	2015-12-31	$73,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$71,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$450,845
Value of total assets at end of year	2015-12-31	$789,918
Value of total assets at beginning of year	2015-12-31	$428,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$279,422
Participant contributions at end of year	2015-12-31	$11,721
Participant contributions at beginning of year	2015-12-31	$6,724
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$27,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$361,293
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$789,918
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$428,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$768,515
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$400,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,594
Net investment gain/loss from pooled separate accounts	2015-12-31	$-15,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$143,908
Employer contributions (assets) at end of year	2015-12-31	$8,088
Employer contributions (assets) at beginning of year	2015-12-31	$21,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$71,084
Contract administrator fees	2015-12-31	$2,864
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	REHMANN ROBSON LLC
Accountancy firm EIN	2015-12-31	383635706

Form 5500 Responses for PRINCIPLED DYNAMICS 401(K) PLAN

2022: PRINCIPLED DYNAMICS 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2021: PRINCIPLED DYNAMICS 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2018: PRINCIPLED DYNAMICS 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PRINCIPLED DYNAMICS 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PRINCIPLED DYNAMICS 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PRINCIPLED DYNAMICS 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

113254

Policy instance

Insurance contract or identification number	113254
Number of Individuals Covered	155
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $17,185
Total amount of fees paid to insurance company	USD $1,722
Amount paid for insurance broker fees	1722
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $17,185

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

113254

Policy instance

Insurance contract or identification number	113254
Number of Individuals Covered	155
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $18,652
Total amount of fees paid to insurance company	USD $1,869
Commission paid to Insurance Broker	USD $8,779
Insurance broker organization code?	3
Amount paid for insurance broker fees	1869
Additional information about fees paid to insurance broker	TPA

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

113254

Policy instance

Insurance contract or identification number	113254
Number of Individuals Covered	107
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $8,404
Total amount of fees paid to insurance company	USD $9,975
Commission paid to Insurance Broker	USD $8,404
Insurance broker organization code?	3
Amount paid for insurance broker fees	9975
Additional information about fees paid to insurance broker	TPA FEE

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

113254

Policy instance

Insurance contract or identification number	113254
Number of Individuals Covered	137
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,110
Total amount of fees paid to insurance company	USD $3,937
Commission paid to Insurance Broker	USD $7,110
Insurance broker organization code?	3
Amount paid for insurance broker fees	3937
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	PENSION INNOVATIONS & CONSULTING

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Company Name:	PRINCIPLED DYNAMICS
Employer identification number (EIN):	454170498
NAIC Classification:	424210
NAIC Description:	Drugs and Druggists' Sundries Merchant Wholesalers