P&K MIDWEST, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan P&K MIDWEST, INC. 401(K) PLAN
401k plan membership statisitcs for P&K MIDWEST, INC. 401(K) PLAN
Measure | Date | Value |
---|
2020 : P&K MIDWEST, INC. 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-06-30 | $0 |
Total transfer of assets from this plan | 2020-06-30 | $12,732,572 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $0 |
Total income from all sources (including contributions) | 2020-06-30 | $-639,679 |
Total loss/gain on sale of assets | 2020-06-30 | $0 |
Total of all expenses incurred | 2020-06-30 | $670,785 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $670,635 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $430,033 |
Value of total assets at end of year | 2020-06-30 | $0 |
Value of total assets at beginning of year | 2020-06-30 | $14,043,036 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $150 |
Total interest from all sources | 2020-06-30 | $739 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $10,389 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-06-30 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $10,389 |
Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
Value of fidelity bond cover | 2020-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
Contributions received from participants | 2020-06-30 | $327,403 |
Participant contributions at end of year | 2020-06-30 | $0 |
Participant contributions at beginning of year | 2020-06-30 | $41,169 |
Other income not declared elsewhere | 2020-06-30 | $47,836 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Value of net income/loss | 2020-06-30 | $-1,310,464 |
Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $14,043,036 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
Value of interest in pooled separate accounts at end of year | 2020-06-30 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2020-06-30 | $13,112,030 |
Interest on participant loans | 2020-06-30 | $739 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-06-30 | $889,837 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $-1,128,676 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
Contributions received in cash from employer | 2020-06-30 | $102,630 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $670,635 |
Contract administrator fees | 2020-06-30 | $150 |
Did the plan have assets held for investment | 2020-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
Accountancy firm name | 2020-06-30 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2020-06-30 | 431688737 |
2019 : P&K MIDWEST, INC. 401(K) PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,034,165 |
Total income from all sources (including contributions) | 2019-12-31 | $4,034,165 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $951,162 |
Total of all expenses incurred | 2019-12-31 | $951,162 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $950,851 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,428,696 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,428,696 |
Value of total assets at end of year | 2019-12-31 | $14,043,036 |
Value of total assets at end of year | 2019-12-31 | $14,043,036 |
Value of total assets at beginning of year | 2019-12-31 | $10,960,033 |
Value of total assets at beginning of year | 2019-12-31 | $10,960,033 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $311 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $311 |
Total interest from all sources | 2019-12-31 | $3,030 |
Total interest from all sources | 2019-12-31 | $3,030 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $25,164 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $25,164 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $25,164 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $25,164 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $885,370 |
Contributions received from participants | 2019-12-31 | $885,370 |
Participant contributions at end of year | 2019-12-31 | $41,169 |
Participant contributions at end of year | 2019-12-31 | $41,169 |
Participant contributions at beginning of year | 2019-12-31 | $61,344 |
Participant contributions at beginning of year | 2019-12-31 | $61,344 |
Other income not declared elsewhere | 2019-12-31 | $148 |
Other income not declared elsewhere | 2019-12-31 | $148 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,083,003 |
Value of net income/loss | 2019-12-31 | $3,083,003 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,043,036 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,043,036 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,960,033 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,960,033 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $13,112,030 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $13,112,030 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $10,098,519 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $10,098,519 |
Interest on participant loans | 2019-12-31 | $3,030 |
Interest on participant loans | 2019-12-31 | $3,030 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $889,837 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $889,837 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $800,170 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $800,170 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,577,127 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,577,127 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $543,326 |
Contributions received in cash from employer | 2019-12-31 | $543,326 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $950,851 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $950,851 |
Contract administrator fees | 2019-12-31 | $311 |
Contract administrator fees | 2019-12-31 | $311 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm name | 2019-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2019-12-31 | 431688737 |
2018 : P&K MIDWEST, INC. 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $582,739 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $754,573 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $754,523 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,235,280 |
Value of total assets at end of year | 2018-12-31 | $10,960,033 |
Value of total assets at beginning of year | 2018-12-31 | $11,131,867 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $50 |
Total interest from all sources | 2018-12-31 | $3,525 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $24,054 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $24,054 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $814,574 |
Participant contributions at end of year | 2018-12-31 | $61,344 |
Participant contributions at beginning of year | 2018-12-31 | $78,520 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $23,904 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-171,834 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,960,033 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,131,867 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $10,098,519 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $10,231,453 |
Interest on participant loans | 2018-12-31 | $3,525 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $800,170 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $821,894 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-680,120 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $396,802 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $754,523 |
Contract administrator fees | 2018-12-31 | $50 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2018-12-31 | 431688737 |
2017 : P&K MIDWEST, INC. 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,708,828 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $614,237 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $613,760 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,120,156 |
Value of total assets at end of year | 2017-12-31 | $11,131,867 |
Value of total assets at beginning of year | 2017-12-31 | $9,037,276 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $477 |
Total interest from all sources | 2017-12-31 | $2,320 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $20,207 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $20,207 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $713,538 |
Participant contributions at end of year | 2017-12-31 | $78,520 |
Participant contributions at beginning of year | 2017-12-31 | $26,071 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $27,725 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,094,591 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,131,867 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $9,037,276 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $10,231,453 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $8,417,612 |
Interest on participant loans | 2017-12-31 | $2,320 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $821,894 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $593,593 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,566,145 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $378,893 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $613,760 |
Contract administrator fees | 2017-12-31 | $477 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2017-12-31 | 431688737 |
2016 : P&K MIDWEST, INC. 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,909,013 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $578,812 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $577,696 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,166,080 |
Value of total assets at end of year | 2016-12-31 | $9,037,276 |
Value of total assets at beginning of year | 2016-12-31 | $7,707,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,116 |
Total interest from all sources | 2016-12-31 | $17,062 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $703,048 |
Participant contributions at end of year | 2016-12-31 | $26,071 |
Participant contributions at beginning of year | 2016-12-31 | $44,790 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $61,967 |
Administrative expenses (other) incurred | 2016-12-31 | $100 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,330,201 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $9,037,276 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,707,075 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $8,417,612 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $7,169,793 |
Interest on participant loans | 2016-12-31 | $1,230 |
Interest earned on other investments | 2016-12-31 | $15,832 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $593,593 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $492,492 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $725,871 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $401,065 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $577,696 |
Contract administrator fees | 2016-12-31 | $1,016 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2016-12-31 | 431688737 |
2015 : P&K MIDWEST, INC. 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,271,143 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,393,739 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,389,994 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,223,073 |
Value of total assets at end of year | 2015-12-31 | $7,707,075 |
Value of total assets at beginning of year | 2015-12-31 | $7,829,671 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,745 |
Total interest from all sources | 2015-12-31 | $17,242 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $734,674 |
Participant contributions at end of year | 2015-12-31 | $44,790 |
Participant contributions at beginning of year | 2015-12-31 | $46,949 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $30,330 |
Administrative expenses (other) incurred | 2015-12-31 | $200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-122,596 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,707,075 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,829,671 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $7,169,793 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $7,309,817 |
Interest on participant loans | 2015-12-31 | $1,728 |
Interest earned on other investments | 2015-12-31 | $15,514 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $492,492 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $472,905 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $30,828 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $458,069 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,389,994 |
Contract administrator fees | 2015-12-31 | $3,545 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2015-12-31 | 431688737 |
2014 : P&K MIDWEST, INC. 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,581,783 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,637,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,634,073 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $2,896 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,114,388 |
Value of total assets at end of year | 2014-12-31 | $7,829,671 |
Value of total assets at beginning of year | 2014-12-31 | $7,885,057 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $200 |
Total interest from all sources | 2014-12-31 | $18,131 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $672,292 |
Participant contributions at end of year | 2014-12-31 | $46,949 |
Participant contributions at beginning of year | 2014-12-31 | $39,116 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $35,522 |
Administrative expenses (other) incurred | 2014-12-31 | $200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-55,386 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,829,671 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,885,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $7,309,817 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $7,361,516 |
Interest on participant loans | 2014-12-31 | $1,925 |
Interest earned on other investments | 2014-12-31 | $16,206 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $472,905 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $484,425 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $449,264 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $406,574 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,634,073 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | EQUIPMENT DEALER CONSULTING, LLC |
Accountancy firm EIN | 2014-12-31 | 431688737 |
2013 : P&K MIDWEST, INC. 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $18,170 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,381,918 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $760,278 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $747,188 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $10,660 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,221,427 |
Value of total assets at end of year | 2013-12-31 | $7,885,057 |
Value of total assets at beginning of year | 2013-12-31 | $4,245,247 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,430 |
Total interest from all sources | 2013-12-31 | $11,868 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $497,367 |
Participant contributions at end of year | 2013-12-31 | $39,116 |
Participant contributions at beginning of year | 2013-12-31 | $49,514 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,313,161 |
Administrative expenses (other) incurred | 2013-12-31 | $2,430 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,621,640 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $7,885,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,245,247 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $7,361,516 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $3,885,446 |
Interest on participant loans | 2013-12-31 | $1,775 |
Interest earned on other investments | 2013-12-31 | $10,093 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $484,425 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $310,287 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,148,623 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $410,899 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $747,188 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SWA FINANCIAL CONSULTING, P.C. |
Accountancy firm EIN | 2013-12-31 | 431688737 |
2012 : P&K MIDWEST, INC. 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $76,687 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $4,078 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,078 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $23,443 |
Value of total assets at end of year | 2012-12-31 | $4,245,247 |
Value of total assets at beginning of year | 2012-12-31 | $4,172,638 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $2,050 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $23,443 |
Participant contributions at end of year | 2012-12-31 | $49,514 |
Participant contributions at beginning of year | 2012-12-31 | $52,272 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $72,609 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,245,247 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,172,638 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,885,446 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,817,487 |
Interest on participant loans | 2012-12-31 | $171 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1,879 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $310,287 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $302,879 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $51,194 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,078 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | SWA FINANCIAL CONSULTING, P.C. |
Accountancy firm EIN | 2012-12-31 | 431688737 |
Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Total income from all sources (including contributions) | 2012-11-30 | $1,233,319 |
Total loss/gain on sale of assets | 2012-11-30 | $0 |
Total of all expenses incurred | 2012-11-30 | $1,126,264 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $1,104,508 |
Expenses. Certain deemed distributions of participant loans | 2012-11-30 | $10,066 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $752,892 |
Value of total assets at end of year | 2012-11-30 | $4,172,638 |
Value of total assets at beginning of year | 2012-11-30 | $4,065,583 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $11,690 |
Total interest from all sources | 2012-11-30 | $11,513 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
Administrative expenses professional fees incurred | 2012-11-30 | $11,440 |
Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
Value of fidelity bond cover | 2012-11-30 | $400,000 |
If this is an individual account plan, was there a blackout period | 2012-11-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
Contributions received from participants | 2012-11-30 | $399,596 |
Participant contributions at end of year | 2012-11-30 | $52,272 |
Participant contributions at beginning of year | 2012-11-30 | $70,060 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-11-30 | $21,470 |
Administrative expenses (other) incurred | 2012-11-30 | $250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Value of net income/loss | 2012-11-30 | $107,055 |
Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $4,172,638 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $4,065,583 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
Value of interest in pooled separate accounts at end of year | 2012-11-30 | $3,817,487 |
Value of interest in pooled separate accounts at beginning of year | 2012-11-30 | $3,666,462 |
Interest on participant loans | 2012-11-30 | $2,489 |
Interest earned on other investments | 2012-11-30 | $224 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-11-30 | $8,800 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-11-30 | $302,879 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-11-30 | $329,061 |
Net investment gain/loss from pooled separate accounts | 2012-11-30 | $468,914 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
Contributions received in cash from employer | 2012-11-30 | $331,826 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $1,104,508 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-11-30 | Yes |
Did the plan have assets held for investment | 2012-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
Accountancy firm name | 2012-11-30 | SWA FINANCIAL CONSULTING, P.C. |
Accountancy firm EIN | 2012-11-30 | 431688737 |