401k Plan data: SMG SERVICES, LLC 401(K) PLAN plan

SMG SERVICES, LLC 401(K) PLAN 401k Plan overview

Plan Name	SMG SERVICES, LLC 401(K) PLAN
Plan identification number	001

SMG SERVICES, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMG SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: SMG SERVICES, LLC

Employer identification number (EIN): 454440186

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMG SERVICES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 LETITIA O'NEAL
001 2016-01-01 LETITIA O'NEAL
001 2015-01-01 DONALD PRUSOCK
001 2014-01-01 DONALD PRUSOCK
001 2013-01-01 DONALD PRUSOCK
001 2012-02-02 DONALD PRUSOCK

Plan Statistics for SMG SERVICES, LLC 401(K) PLAN

401k plan membership statisitcs for SMG SERVICES, LLC 401(K) PLAN

Measure Date Value
2022: SMG SERVICES, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 221
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 54
Total of all active and inactive participants 2022-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 275
Number of participants with account balances 2022-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: SMG SERVICES, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 313
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 238
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 57
Total of all active and inactive participants 2021-01-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 295
Number of participants with account balances 2021-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 9
2020: SMG SERVICES, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 201
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 60
Total of all active and inactive participants 2020-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 263
Number of participants with account balances 2020-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: SMG SERVICES, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 136
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 61
Total of all active and inactive participants 2019-01-01 197
Total participants 2019-01-01 197
Number of participants with account balances 2019-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: SMG SERVICES, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 135
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 55
Total of all active and inactive participants 2018-01-01 192
Total participants 2018-01-01 192
Number of participants with account balances 2018-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: SMG SERVICES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 132
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 63
Total of all active and inactive participants 2017-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 195
Number of participants with account balances 2017-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: SMG SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 131
Number of other retired or separated participants entitled to future benefits 2016-01-01 64
Total of all active and inactive participants 2016-01-01 195
Total participants 2016-01-01 195
Number of participants with account balances 2016-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: SMG SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 136
Number of other retired or separated participants entitled to future benefits 2015-01-01 65
Total of all active and inactive participants 2015-01-01 201
Total participants 2015-01-01 201
Number of participants with account balances 2015-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 17
2014: SMG SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 174
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 40
Total of all active and inactive participants 2014-01-01 214
Total participants 2014-01-01 214
Number of participants with account balances 2014-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: SMG SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 173
Number of other retired or separated participants entitled to future benefits 2013-01-01 41
Total of all active and inactive participants 2013-01-01 214
Total participants 2013-01-01 214
Number of participants with account balances 2013-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: SMG SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-02 192
Total number of active participants reported on line 7a of the Form 5500 2012-02-02 184
Number of retired or separated participants receiving benefits 2012-02-02 0
Number of other retired or separated participants entitled to future benefits 2012-02-02 35
Total of all active and inactive participants 2012-02-02 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-02 0
Total participants 2012-02-02 219
Number of participants with account balances 2012-02-02 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-02 32

Measure	Date	Value
2022: SMG SERVICES, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	221
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	54
Total of all active and inactive participants	2022-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	275
Number of participants with account balances	2022-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: SMG SERVICES, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	313
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	238
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	57
Total of all active and inactive participants	2021-01-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	295
Number of participants with account balances	2021-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	9
2020: SMG SERVICES, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	201
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	60
Total of all active and inactive participants	2020-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	263
Number of participants with account balances	2020-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: SMG SERVICES, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	136
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	61
Total of all active and inactive participants	2019-01-01	197
Total participants	2019-01-01	197
Number of participants with account balances	2019-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: SMG SERVICES, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	135
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	55
Total of all active and inactive participants	2018-01-01	192
Total participants	2018-01-01	192
Number of participants with account balances	2018-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: SMG SERVICES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	132
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	63
Total of all active and inactive participants	2017-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	195
Number of participants with account balances	2017-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: SMG SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	131
Number of other retired or separated participants entitled to future benefits	2016-01-01	64
Total of all active and inactive participants	2016-01-01	195
Total participants	2016-01-01	195
Number of participants with account balances	2016-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: SMG SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	136
Number of other retired or separated participants entitled to future benefits	2015-01-01	65
Total of all active and inactive participants	2015-01-01	201
Total participants	2015-01-01	201
Number of participants with account balances	2015-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	17
2014: SMG SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	174
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	40
Total of all active and inactive participants	2014-01-01	214
Total participants	2014-01-01	214
Number of participants with account balances	2014-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: SMG SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	173
Number of other retired or separated participants entitled to future benefits	2013-01-01	41
Total of all active and inactive participants	2013-01-01	214
Total participants	2013-01-01	214
Number of participants with account balances	2013-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: SMG SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-02	192
Total number of active participants reported on line 7a of the Form 5500	2012-02-02	184
Number of retired or separated participants receiving benefits	2012-02-02	0
Number of other retired or separated participants entitled to future benefits	2012-02-02	35
Total of all active and inactive participants	2012-02-02	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-02	0
Total participants	2012-02-02	219
Number of participants with account balances	2012-02-02	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-02	32

Financial Data on SMG SERVICES, LLC 401(K) PLAN

Measure	Date	Value
2022 : SMG SERVICES, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-444,600
Total of all expenses incurred	2022-12-31	$521,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$493,737
Value of total corrective distributions	2022-12-31	$16,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$912,951
Value of total assets at end of year	2022-12-31	$6,893,167
Value of total assets at beginning of year	2022-12-31	$7,859,283
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$10,934
Total interest from all sources	2022-12-31	$6,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$775,959
Participant contributions at end of year	2022-12-31	$118,872
Participant contributions at beginning of year	2022-12-31	$208,498
Participant contributions at end of year	2022-12-31	$5,432
Other income not declared elsewhere	2022-12-31	$23,758
Total non interest bearing cash at end of year	2022-12-31	$34,994
Total non interest bearing cash at beginning of year	2022-12-31	$4,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-966,116
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$6,893,167
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$7,859,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$6,732,766
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$7,646,170
Interest on participant loans	2022-12-31	$6,850
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,388,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$136,992
Employer contributions (assets) at end of year	2022-12-31	$1,103
Employer contributions (assets) at beginning of year	2022-12-31	$11
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$493,737
Contract administrator fees	2022-12-31	$10,934
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	THE FUOCO GROUP
Accountancy firm EIN	2022-12-31	200268717
2021 : SMG SERVICES, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$1,825,293
Total of all expenses incurred	2021-12-31	$1,138,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,113,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$876,272
Value of total assets at end of year	2021-12-31	$7,859,283
Value of total assets at beginning of year	2021-12-31	$7,172,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$25,079
Total interest from all sources	2021-12-31	$8,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$711,059
Participant contributions at end of year	2021-12-31	$208,498
Participant contributions at beginning of year	2021-12-31	$160,858
Participant contributions at beginning of year	2021-12-31	$134
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$33,422
Total non interest bearing cash at end of year	2021-12-31	$4,604
Total non interest bearing cash at beginning of year	2021-12-31	$9,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$686,797
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$7,859,283
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,172,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$7,646,170
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$7,001,834
Interest on participant loans	2021-12-31	$8,415
Net investment gain/loss from pooled separate accounts	2021-12-31	$940,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$131,791
Employer contributions (assets) at end of year	2021-12-31	$11
Employer contributions (assets) at beginning of year	2021-12-31	$45
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,113,417
Contract administrator fees	2021-12-31	$25,079
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	THE FUOCO GROUP
Accountancy firm EIN	2021-12-31	200268717
2020 : SMG SERVICES, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$1,744,244
Total of all expenses incurred	2020-12-31	$94,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$84,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$748,730
Value of total assets at end of year	2020-12-31	$7,172,486
Value of total assets at beginning of year	2020-12-31	$5,522,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$9,622
Total interest from all sources	2020-12-31	$9,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$633,233
Participant contributions at end of year	2020-12-31	$160,858
Participant contributions at beginning of year	2020-12-31	$200,072
Participant contributions at end of year	2020-12-31	$134
Participant contributions at beginning of year	2020-12-31	$442
Total non interest bearing cash at end of year	2020-12-31	$9,615
Total non interest bearing cash at beginning of year	2020-12-31	$8,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,650,199
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,172,486
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,522,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$7,001,834
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$5,312,995
Interest on participant loans	2020-12-31	$9,461
Net investment gain/loss from pooled separate accounts	2020-12-31	$986,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$115,497
Employer contributions (assets) at end of year	2020-12-31	$45
Employer contributions (assets) at beginning of year	2020-12-31	$54
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$84,423
Contract administrator fees	2020-12-31	$9,622
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	THE FUOCO GROUP
Accountancy firm EIN	2020-12-31	200268717
2019 : SMG SERVICES, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,635,564
Total income from all sources (including contributions)	2019-12-31	$1,635,564
Total of all expenses incurred	2019-12-31	$360,027
Total of all expenses incurred	2019-12-31	$360,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$347,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$347,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$718,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$718,836
Value of total assets at end of year	2019-12-31	$5,522,287
Value of total assets at end of year	2019-12-31	$5,522,287
Value of total assets at beginning of year	2019-12-31	$4,246,750
Value of total assets at beginning of year	2019-12-31	$4,246,750
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,543
Total interest from all sources	2019-12-31	$12,495
Total interest from all sources	2019-12-31	$12,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$11,165
Administrative expenses professional fees incurred	2019-12-31	$11,165
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$599,744
Participant contributions at end of year	2019-12-31	$200,072
Participant contributions at end of year	2019-12-31	$200,072
Participant contributions at beginning of year	2019-12-31	$179,382
Participant contributions at beginning of year	2019-12-31	$179,382
Participant contributions at end of year	2019-12-31	$442
Participant contributions at end of year	2019-12-31	$442
Participant contributions at beginning of year	2019-12-31	$15,320
Participant contributions at beginning of year	2019-12-31	$15,320
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$12,144
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$12,144
Administrative expenses (other) incurred	2019-12-31	$1,378
Administrative expenses (other) incurred	2019-12-31	$1,378
Total non interest bearing cash at end of year	2019-12-31	$8,724
Total non interest bearing cash at end of year	2019-12-31	$8,724
Total non interest bearing cash at beginning of year	2019-12-31	$9,412
Total non interest bearing cash at beginning of year	2019-12-31	$9,412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,275,537
Value of net income/loss	2019-12-31	$1,275,537
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,522,287
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,522,287
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,246,750
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,246,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,312,995
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,312,995
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,039,034
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,039,034
Interest on participant loans	2019-12-31	$12,495
Interest on participant loans	2019-12-31	$12,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$904,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$904,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$106,948
Contributions received in cash from employer	2019-12-31	$106,948
Employer contributions (assets) at end of year	2019-12-31	$54
Employer contributions (assets) at end of year	2019-12-31	$54
Employer contributions (assets) at beginning of year	2019-12-31	$3,602
Employer contributions (assets) at beginning of year	2019-12-31	$3,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$347,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$347,484
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	THE FUOCO GROUP
Accountancy firm name	2019-12-31	THE FUOCO GROUP
Accountancy firm EIN	2019-12-31	200268717
Accountancy firm EIN	2019-12-31	200268717
2018 : SMG SERVICES, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$342,217
Total of all expenses incurred	2018-12-31	$485,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$475,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$656,169
Value of total assets at end of year	2018-12-31	$4,246,750
Value of total assets at beginning of year	2018-12-31	$4,389,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,237
Total interest from all sources	2018-12-31	$7,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$10,237
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$424,675
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$554,805
Participant contributions at end of year	2018-12-31	$179,382
Participant contributions at beginning of year	2018-12-31	$108,781
Participant contributions at end of year	2018-12-31	$15,320
Participant contributions at beginning of year	2018-12-31	$498
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,438
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$-857
Total non interest bearing cash at end of year	2018-12-31	$9,412
Total non interest bearing cash at beginning of year	2018-12-31	$5,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-143,130
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,246,750
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,389,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$4,039,034
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,276,185
Interest on participant loans	2018-12-31	$7,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$99,926
Employer contributions (assets) at end of year	2018-12-31	$3,602
Employer contributions (assets) at beginning of year	2018-12-31	$105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$475,110
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	THE FUOCO GROUP
Accountancy firm EIN	2018-12-31	200268717
2017 : SMG SERVICES, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,448,953
Total of all expenses incurred	2017-12-31	$486,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$478,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$839,117
Value of total assets at end of year	2017-12-31	$4,389,880
Value of total assets at beginning of year	2017-12-31	$3,427,353
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,421
Total interest from all sources	2017-12-31	$4,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$7,644
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$438,988
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$478,005
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$498,617
Participant contributions at end of year	2017-12-31	$108,781
Participant contributions at beginning of year	2017-12-31	$100,792
Participant contributions at end of year	2017-12-31	$498
Participant contributions at beginning of year	2017-12-31	$875
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$252,235
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$-857
Total non interest bearing cash at end of year	2017-12-31	$5,168
Total non interest bearing cash at beginning of year	2017-12-31	$1,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$962,527
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,389,880
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,427,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,276,185
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,324,113
Interest on participant loans	2017-12-31	$4,748
Net investment gain/loss from pooled separate accounts	2017-12-31	$605,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$88,265
Employer contributions (assets) at end of year	2017-12-31	$105
Employer contributions (assets) at beginning of year	2017-12-31	$219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$478,005
Contract administrator fees	2017-12-31	$777
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	THE FUOCO GROUP
Accountancy firm EIN	2017-12-31	200268717
2016 : SMG SERVICES, LLC 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$15,000
Total income from all sources (including contributions)	2016-12-31	$839,858
Total of all expenses incurred	2016-12-31	$217,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$199,317
Value of total corrective distributions	2016-12-31	$9,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$579,949
Value of total assets at end of year	2016-12-31	$3,427,353
Value of total assets at beginning of year	2016-12-31	$2,820,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,205
Total interest from all sources	2016-12-31	$3,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$8,881
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$400,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$492,818
Participant contributions at end of year	2016-12-31	$100,792
Participant contributions at beginning of year	2016-12-31	$35,940
Participant contributions at end of year	2016-12-31	$875
Participant contributions at beginning of year	2016-12-31	$10,772
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$15,000
Other income not declared elsewhere	2016-12-31	$15,000
Total non interest bearing cash at end of year	2016-12-31	$1,354
Total non interest bearing cash at beginning of year	2016-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$621,900
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,427,353
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,805,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,324,113
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,770,743
Interest on participant loans	2016-12-31	$3,580
Net investment gain/loss from pooled separate accounts	2016-12-31	$241,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$87,131
Employer contributions (assets) at end of year	2016-12-31	$219
Employer contributions (assets) at beginning of year	2016-12-31	$2,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$199,317
Contract administrator fees	2016-12-31	$324
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FUOCO GROUP
Accountancy firm EIN	2016-12-31	200268717
2015 : SMG SERVICES, LLC 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$15,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$15,000
Total income from all sources (including contributions)	2015-12-31	$615,042
Total of all expenses incurred	2015-12-31	$465,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$434,749
Value of total corrective distributions	2015-12-31	$11,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$665,231
Value of total assets at end of year	2015-12-31	$2,820,453
Value of total assets at beginning of year	2015-12-31	$2,670,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$18,889
Total interest from all sources	2015-12-31	$2,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$18,541
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$566,240
Participant contributions at end of year	2015-12-31	$35,940
Participant contributions at beginning of year	2015-12-31	$71,927
Participant contributions at end of year	2015-12-31	$10,772
Participant contributions at beginning of year	2015-12-31	$463
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$15,000
Total non interest bearing cash at end of year	2015-12-31	$6
Total non interest bearing cash at beginning of year	2015-12-31	$536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$150,036
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,805,453
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,655,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,770,743
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,597,419
Interest on participant loans	2015-12-31	$2,674
Net investment gain/loss from pooled separate accounts	2015-12-31	$-52,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$98,991
Employer contributions (assets) at end of year	2015-12-31	$2,992
Employer contributions (assets) at beginning of year	2015-12-31	$72
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$434,749
Contract administrator fees	2015-12-31	$348
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FUOCO GROUP
Accountancy firm EIN	2015-12-31	200268717
2014 : SMG SERVICES, LLC 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$15,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$15,000
Total income from all sources (including contributions)	2014-12-31	$792,258
Total of all expenses incurred	2014-12-31	$615,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$591,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$693,001
Value of total assets at end of year	2014-12-31	$2,670,417
Value of total assets at beginning of year	2014-12-31	$2,493,886
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,334
Total interest from all sources	2014-12-31	$2,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$24,334
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$545,448
Participant contributions at end of year	2014-12-31	$71,927
Participant contributions at beginning of year	2014-12-31	$77,828
Participant contributions at end of year	2014-12-31	$463
Participant contributions at beginning of year	2014-12-31	$726
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$51,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$15,000
Total non interest bearing cash at end of year	2014-12-31	$536
Total non interest bearing cash at beginning of year	2014-12-31	$565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$176,531
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,655,417
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,478,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,414,649
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,597,419
Interest on participant loans	2014-12-31	$2,983
Net investment gain/loss from pooled separate accounts	2014-12-31	$96,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$95,811
Employer contributions (assets) at end of year	2014-12-31	$72
Employer contributions (assets) at beginning of year	2014-12-31	$118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$591,393
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FUOCO GROUP
Accountancy firm EIN	2014-12-31	200268717
2013 : SMG SERVICES, LLC 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$15,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$20,000
Total income from all sources (including contributions)	2013-12-31	$1,012,495
Total of all expenses incurred	2013-12-31	$281,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$256,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$661,216
Value of total assets at end of year	2013-12-31	$2,493,886
Value of total assets at beginning of year	2013-12-31	$1,767,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,294
Total interest from all sources	2013-12-31	$1,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$15,052
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$531,089
Participant contributions at end of year	2013-12-31	$77,828
Participant contributions at beginning of year	2013-12-31	$31,638
Participant contributions at end of year	2013-12-31	$726
Participant contributions at beginning of year	2013-12-31	$724
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$34,433
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$20,000
Total non interest bearing cash at end of year	2013-12-31	$565
Total non interest bearing cash at beginning of year	2013-12-31	$1,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$731,481
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,478,886
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,747,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$8,972
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,414,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,733,471
Income. Interest from loans (other than to participants)	2013-12-31	$1,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$349,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$95,694
Employer contributions (assets) at end of year	2013-12-31	$118
Employer contributions (assets) at beginning of year	2013-12-31	$175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$256,720
Contract administrator fees	2013-12-31	$270
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FUOCO GROUP
Accountancy firm EIN	2013-12-31	200268717
2012 : SMG SERVICES, LLC 401(K) PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$1,242,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$20,000
Total income from all sources (including contributions)	2012-12-31	$537,509
Total of all expenses incurred	2012-12-31	$32,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$12,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$516,973
Value of total assets at end of year	2012-12-31	$1,767,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$20,000
Total interest from all sources	2012-12-31	$42
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$20,000
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$428,607
Participant contributions at end of year	2012-12-31	$31,638
Participant contributions at end of year	2012-12-31	$724
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$17,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$20,000
Total non interest bearing cash at end of year	2012-12-31	$1,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$504,988
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,747,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,733,471
Interest on participant loans	2012-12-31	$42
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$20,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$70,633
Employer contributions (assets) at end of year	2012-12-31	$175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$12,521
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FUOCO GROUP
Accountancy firm EIN	2012-12-31	200268717

Form 5500 Responses for SMG SERVICES, LLC 401(K) PLAN

2022: SMG SERVICES, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMG SERVICES, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMG SERVICES, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMG SERVICES, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMG SERVICES, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMG SERVICES, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMG SERVICES, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMG SERVICES, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMG SERVICES, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMG SERVICES, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMG SERVICES, LLC 401(K) PLAN 2012 form 5500 responses
2012-02-02	Type of plan entity	Mulitple employer plan
2012-02-02	First time form 5500 has been submitted	Yes
2012-02-02	Submission has been amended	Yes
2012-02-02	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-02-02	Plan funding arrangement – Insurance	Yes
2012-02-02	Plan funding arrangement – Trust	Yes
2012-02-02	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	190
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $17,261
Total amount of fees paid to insurance company	USD $12,536
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,261
Insurance broker organization code?	3
Amount paid for insurance broker fees	12536
Additional information about fees paid to insurance broker	TPA FEES

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	198
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $18,440
Total amount of fees paid to insurance company	USD $14,278
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,440
Additional information about fees paid to insurance broker	INVESTMENT ADVISORY FEES
Insurance broker organization code?	3
Amount paid for insurance broker fees	14278

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $13,890
Total amount of fees paid to insurance company	USD $11,292
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,890
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	11292

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	166
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $11,677
Total amount of fees paid to insurance company	USD $2,450
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,677
Additional information about fees paid to insurance broker	BROKER COMMISION
Insurance broker organization code?	3
Amount paid for insurance broker fees	2450

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	162
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $11,159
Total amount of fees paid to insurance company	USD $12,287
Amount paid for insurance broker fees	12287
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $11,159

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,482
Total amount of fees paid to insurance company	USD $9,617
Amount paid for insurance broker fees	9617
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $9,482
Insurance broker name	OPPENHEIMER & CO. INC.

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,269
Total amount of fees paid to insurance company	USD $9,957
Commission paid to Insurance Broker	USD $6,269
Insurance broker organization code?	3
Amount paid for insurance broker fees	9957
Insurance broker name	INTAC INC

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	168
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $16,341
Commission paid to Insurance Broker	USD $2,861
Insurance broker organization code?	3
Amount paid for insurance broker fees	10385
Insurance broker name	OPPENHEIMER & CO. INC

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	200
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,174
Total amount of fees paid to insurance company	USD $9,888
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,174
Insurance broker organization code?	3
Amount paid for insurance broker fees	9888
Insurance broker name	INTAC INC

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

Policy instance

Number of Individuals Covered	200
Total amount of commissions paid to insurance broker	USD $384
Total amount of fees paid to insurance company	USD $3,071
Commission paid to Insurance Broker	USD $384
Insurance broker organization code?	3
Amount paid for insurance broker fees	3071
Insurance broker name	INTAC INC

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Company Name:	SMG SERVICES, LLC
Employer identification number (EIN):	454440186
NAIC Classification:	531310