401k Plan data: EDWARDS BROTHERS MALLOY 401K PLAN plan

EDWARDS BROTHERS MALLOY 401K PLAN 401k Plan overview

Plan Name	EDWARDS BROTHERS MALLOY 401K PLAN
Plan identification number	002

EDWARDS BROTHERS MALLOY 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EDWARDS BROTHERS MALLOY, INC. has sponsored the creation of one or more 401k plans.

Company Name: EDWARDS BROTHERS MALLOY, INC.

Employer identification number (EIN): 454498372

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EDWARDS BROTHERS MALLOY 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 JENNIFER STEWART 2019-10-21 JENNIFER STEWART 2019-10-21
002 2018-01-01
002 2017-01-01 JENNIFER STEWART
002 2016-01-01 JENNIFER STEWART
002 2015-01-01 KATHY GRAHAM JAMES MULADY 2016-09-27
002 2014-01-01 KATHY GRAHAM JAMES MULADY 2015-10-14
002 2013-01-01 KATHYGRAHAM JAMES MULADY 2014-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01	JENNIFER STEWART	2019-10-21	JENNIFER STEWART	2019-10-21
002	2018-01-01
002	2017-01-01	JENNIFER STEWART
002	2016-01-01	JENNIFER STEWART
002	2015-01-01	KATHY GRAHAM		JAMES MULADY	2016-09-27
002	2014-01-01	KATHY GRAHAM		JAMES MULADY	2015-10-14
002	2013-01-01	KATHYGRAHAM		JAMES MULADY	2014-10-14

Plan Statistics for EDWARDS BROTHERS MALLOY 401K PLAN

401k plan membership statisitcs for EDWARDS BROTHERS MALLOY 401K PLAN

Measure Date Value
2018: EDWARDS BROTHERS MALLOY 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 693
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 13
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 15
Number of participants with account balances 2018-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: EDWARDS BROTHERS MALLOY 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 739
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 564
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 129
Total of all active and inactive participants 2017-01-01 693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 693
Number of participants with account balances 2017-01-01 658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: EDWARDS BROTHERS MALLOY 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 830
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 580
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 142
Total of all active and inactive participants 2016-01-01 722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 722
Number of participants with account balances 2016-01-01 681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: EDWARDS BROTHERS MALLOY 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 865
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 679
Number of retired or separated participants receiving benefits 2015-01-01 5
Number of other retired or separated participants entitled to future benefits 2015-01-01 144
Total of all active and inactive participants 2015-01-01 828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 830
Number of participants with account balances 2015-01-01 789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: EDWARDS BROTHERS MALLOY 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 895
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 720
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 142
Total of all active and inactive participants 2014-01-01 864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 865
Number of participants with account balances 2014-01-01 816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: EDWARDS BROTHERS MALLOY 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 733
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 769
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 125
Total of all active and inactive participants 2013-01-01 894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 895
Number of participants with account balances 2013-01-01 851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2018: EDWARDS BROTHERS MALLOY 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	693
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	13
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	15
Number of participants with account balances	2018-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: EDWARDS BROTHERS MALLOY 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	739
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	564
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	129
Total of all active and inactive participants	2017-01-01	693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	693
Number of participants with account balances	2017-01-01	658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: EDWARDS BROTHERS MALLOY 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	830
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	580
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	142
Total of all active and inactive participants	2016-01-01	722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	722
Number of participants with account balances	2016-01-01	681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: EDWARDS BROTHERS MALLOY 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	865
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	679
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	144
Total of all active and inactive participants	2015-01-01	828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	830
Number of participants with account balances	2015-01-01	789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: EDWARDS BROTHERS MALLOY 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	895
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	720
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	142
Total of all active and inactive participants	2014-01-01	864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	865
Number of participants with account balances	2014-01-01	816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: EDWARDS BROTHERS MALLOY 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	733
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	769
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	125
Total of all active and inactive participants	2013-01-01	894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	895
Number of participants with account balances	2013-01-01	851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on EDWARDS BROTHERS MALLOY 401K PLAN

Measure	Date	Value
2018 : EDWARDS BROTHERS MALLOY 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,229,999
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$41,423,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$41,305,430
Value of total corrective distributions	2018-12-31	$4,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$806,778
Value of total assets at end of year	2018-12-31	$9,447
Value of total assets at beginning of year	2018-12-31	$40,202,835
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$113,520
Total interest from all sources	2018-12-31	$22,876
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$464,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$464,083
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$583,958
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$1,051,546
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$222,820
Administrative expenses (other) incurred	2018-12-31	$113,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-40,193,388
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$9,447
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$40,202,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$28,719,818
Interest on participant loans	2018-12-31	$22,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,183
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$10,431,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-63,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$41,305,430
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2018-12-31	381357951
2017 : EDWARDS BROTHERS MALLOY 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$5,115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,371,359
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,686,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,443,429
Value of total corrective distributions	2017-12-31	$19,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,337,266
Value of total assets at end of year	2017-12-31	$40,202,835
Value of total assets at beginning of year	2017-12-31	$39,512,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$222,989
Total interest from all sources	2017-12-31	$238,903
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$573,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$573,861
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,268,926
Participant contributions at end of year	2017-12-31	$1,051,546
Participant contributions at beginning of year	2017-12-31	$1,019,558
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$68,340
Other income not declared elsewhere	2017-12-31	$109,906
Administrative expenses (other) incurred	2017-12-31	$222,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$685,063
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$40,202,835
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$39,512,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$28,719,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$28,410,435
Interest on participant loans	2017-12-31	$45,700
Interest earned on other investments	2017-12-31	$193,203
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$10,431,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$10,082,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,111,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,443,429
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2017-12-31	381357951
2016 : EDWARDS BROTHERS MALLOY 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,097,731
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$8,969,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,683,681
Value of total corrective distributions	2016-12-31	$4,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,208,404
Value of total assets at end of year	2016-12-31	$39,512,657
Value of total assets at beginning of year	2016-12-31	$44,384,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$281,425
Total interest from all sources	2016-12-31	$70,825
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$712,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$712,804
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,208,404
Participant contributions at end of year	2016-12-31	$1,019,558
Participant contributions at beginning of year	2016-12-31	$1,466,669
Administrative expenses (other) incurred	2016-12-31	$281,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-4,872,145
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$39,512,657
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$44,384,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$28,410,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$31,910,694
Interest on participant loans	2016-12-31	$57,003
Interest earned on other investments	2016-12-31	$13,822
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$11,007,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$10,082,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,105,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$8,683,681
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2016-12-31	381357951
2015 : EDWARDS BROTHERS MALLOY 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,186,538
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$6,024,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,886,420
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-2,836
Value of total corrective distributions	2015-12-31	$22,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,307,766
Value of total assets at end of year	2015-12-31	$44,384,802
Value of total assets at beginning of year	2015-12-31	$49,222,289
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$117,509
Total interest from all sources	2015-12-31	$64,796
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,597,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,597,799
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,305,193
Participant contributions at end of year	2015-12-31	$1,466,669
Participant contributions at beginning of year	2015-12-31	$1,642,360
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,573
Administrative expenses (other) incurred	2015-12-31	$117,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,837,487
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$44,384,802
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$49,222,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$31,910,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$36,206,753
Interest on participant loans	2015-12-31	$64,796
Value of interest in common/collective trusts at end of year	2015-12-31	$11,007,439
Value of interest in common/collective trusts at beginning of year	2015-12-31	$11,373,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,982,853
Net investment gain or loss from common/collective trusts	2015-12-31	$199,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,886,420
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2015-12-31	381357951
2014 : EDWARDS BROTHERS MALLOY 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,229,463
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,160,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,026,478
Expenses. Certain deemed distributions of participant loans	2014-12-31	$1,872
Value of total corrective distributions	2014-12-31	$14,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,409,828
Value of total assets at end of year	2014-12-31	$49,222,289
Value of total assets at beginning of year	2014-12-31	$50,153,529
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$117,382
Total interest from all sources	2014-12-31	$64,575
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,703,852
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,703,852
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,388,768
Participant contributions at end of year	2014-12-31	$1,642,360
Participant contributions at beginning of year	2014-12-31	$1,376,695
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$21,060
Other income not declared elsewhere	2014-12-31	$84
Administrative expenses (other) incurred	2014-12-31	$117,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-931,240
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$49,222,289
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$50,153,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$36,206,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$36,657,153
Interest on participant loans	2014-12-31	$64,575
Value of interest in common/collective trusts at end of year	2014-12-31	$11,373,176
Value of interest in common/collective trusts at beginning of year	2014-12-31	$12,119,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,159,241
Net investment gain or loss from common/collective trusts	2014-12-31	$210,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,026,478
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PLANTE & MORAN,PLLC
Accountancy firm EIN	2014-12-31	381357951
2013 : EDWARDS BROTHERS MALLOY 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$22,712,168
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,908,955
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,284,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,168,792
Expenses. Certain deemed distributions of participant loans	2013-12-31	$-6,993
Value of total corrective distributions	2013-12-31	$5,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,630,820
Value of total assets at end of year	2013-12-31	$50,153,529
Value of total assets at beginning of year	2013-12-31	$24,816,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$117,326
Total interest from all sources	2013-12-31	$68,570
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,302,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,302,352
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,444,414
Participant contributions at end of year	2013-12-31	$1,376,695
Participant contributions at beginning of year	2013-12-31	$998,275
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$186,406
Other income not declared elsewhere	2013-12-31	$3
Administrative expenses (other) incurred	2013-12-31	$117,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,624,571
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$50,153,529
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,816,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$36,657,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,845,961
Interest on participant loans	2013-12-31	$68,570
Value of interest in common/collective trusts at end of year	2013-12-31	$12,119,681
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,972,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,689,799
Net investment gain or loss from common/collective trusts	2013-12-31	$217,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,168,792
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PLANTE & MORAN,PLLC
Accountancy firm EIN	2013-12-31	381357951

Form 5500 Responses for EDWARDS BROTHERS MALLOY 401K PLAN

2018: EDWARDS BROTHERS MALLOY 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: EDWARDS BROTHERS MALLOY 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EDWARDS BROTHERS MALLOY 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EDWARDS BROTHERS MALLOY 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EDWARDS BROTHERS MALLOY 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EDWARDS BROTHERS MALLOY 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074935

Policy instance

Insurance contract or identification number	074935
Number of Individuals Covered	15
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074935

Policy instance

Insurance contract or identification number	074935
Number of Individuals Covered	693
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	EDWARDS BROTHERS MALLOY, INC.
Employer identification number (EIN):	454498372
NAIC Classification:	323100