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SMARTTHINGS 401(K) PLAN 401k Plan overview

Plan NameSMARTTHINGS 401(K) PLAN
Plan identification number 001

SMARTTHINGS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMARTTHINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SMARTTHINGS, INC.
Employer identification number (EIN):455180832
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMARTTHINGS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01VICTORIA ENGLUND2019-09-25
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01ANDREW BROOKS2015-08-28
0012013-01-01ANDREW BROOKS2014-10-03

Plan Statistics for SMARTTHINGS 401(K) PLAN

401k plan membership statisitcs for SMARTTHINGS 401(K) PLAN

Measure Date Value
2022: SMARTTHINGS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01332
Total number of active participants reported on line 7a of the Form 55002022-01-01241
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01127
Total of all active and inactive participants2022-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01368
Number of participants with account balances2022-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: SMARTTHINGS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01344
Total number of active participants reported on line 7a of the Form 55002021-01-01217
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01115
Total of all active and inactive participants2021-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01332
Number of participants with account balances2021-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0139
2020: SMARTTHINGS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01334
Total number of active participants reported on line 7a of the Form 55002020-01-01257
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01344
Number of participants with account balances2020-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0116
2019: SMARTTHINGS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01318
Total number of active participants reported on line 7a of the Form 55002019-01-01244
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0190
Total of all active and inactive participants2019-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01334
Number of participants with account balances2019-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: SMARTTHINGS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01326
Total number of active participants reported on line 7a of the Form 55002018-01-01237
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0181
Total of all active and inactive participants2018-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01318
Number of participants with account balances2018-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0129
2017: SMARTTHINGS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01259
Total number of active participants reported on line 7a of the Form 55002017-01-01271
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0148
Total of all active and inactive participants2017-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01319
Number of participants with account balances2017-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0122
2016: SMARTTHINGS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01208
Total number of active participants reported on line 7a of the Form 55002016-01-01209
Number of retired or separated participants receiving benefits2016-01-0149
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01258
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131

Financial Data on SMARTTHINGS 401(K) PLAN

Measure Date Value
2022 : SMARTTHINGS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-47,362
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,952,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,876,580
Value of total corrective distributions2022-12-31$16,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,010,792
Value of total assets at end of year2022-12-31$24,705,498
Value of total assets at beginning of year2022-12-31$27,705,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$59,136
Total interest from all sources2022-12-31$6,469
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$804,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$804,935
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,616,143
Participant contributions at end of year2022-12-31$94,696
Participant contributions at beginning of year2022-12-31$145,606
Participant contributions at end of year2022-12-31$107,589
Participant contributions at beginning of year2022-12-31$85,578
Assets. Other investments not covered elsewhere at end of year2022-12-31$391,918
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$308,413
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$308,681
Other income not declared elsewhere2022-12-31$-73,837
Administrative expenses (other) incurred2022-12-31$39,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,999,618
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,705,498
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,705,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$19,265
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,481,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$25,721,027
Interest on participant loans2022-12-31$3,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$543,668
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$442,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$442,683
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,795,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,085,968
Employer contributions (assets) at end of year2022-12-31$1,085,968
Employer contributions (assets) at beginning of year2022-12-31$1,001,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,876,580
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS, LLP
Accountancy firm EIN2022-12-31910189318
2021 : SMARTTHINGS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,830,810
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,010,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,949,238
Value of total corrective distributions2021-12-31$8,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,324,116
Value of total assets at end of year2021-12-31$27,705,116
Value of total assets at beginning of year2021-12-31$20,885,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$53,136
Total interest from all sources2021-12-31$7,683
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,188,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,188,990
Administrative expenses professional fees incurred2021-12-31$19,089
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,296,082
Participant contributions at end of year2021-12-31$145,606
Participant contributions at beginning of year2021-12-31$101,433
Participant contributions at end of year2021-12-31$85,578
Participant contributions at beginning of year2021-12-31$92,699
Assets. Other investments not covered elsewhere at end of year2021-12-31$308,413
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$115,513
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,017,090
Other income not declared elsewhere2021-12-31$-7,557
Administrative expenses (other) incurred2021-12-31$34,047
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$9,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,820,058
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,705,116
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,885,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$25,721,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,616,979
Interest on participant loans2021-12-31$5,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$442,683
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$766,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$766,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,317,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,010,944
Employer contributions (assets) at end of year2021-12-31$1,001,809
Employer contributions (assets) at beginning of year2021-12-31$1,182,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,949,238
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS, LLP
Accountancy firm EIN2021-12-31910189318
2020 : SMARTTHINGS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,559,215
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,802,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,754,129
Value of total corrective distributions2020-12-31$5,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,338,117
Value of total assets at end of year2020-12-31$20,885,058
Value of total assets at beginning of year2020-12-31$14,128,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$43,016
Total interest from all sources2020-12-31$5,161
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$576,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$576,526
Administrative expenses professional fees incurred2020-12-31$21,115
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,190,569
Participant contributions at end of year2020-12-31$101,433
Participant contributions at beginning of year2020-12-31$16,527
Participant contributions at end of year2020-12-31$92,699
Participant contributions at beginning of year2020-12-31$94,752
Assets. Other investments not covered elsewhere at end of year2020-12-31$115,513
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$737,343
Other income not declared elsewhere2020-12-31$-88,692
Administrative expenses (other) incurred2020-12-31$21,901
Total non interest bearing cash at end of year2020-12-31$9,136
Total non interest bearing cash at beginning of year2020-12-31$12,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,756,436
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,885,058
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,128,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,616,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,946,334
Interest on participant loans2020-12-31$3,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$766,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$318,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$318,699
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,728,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,410,205
Employer contributions (assets) at end of year2020-12-31$1,182,931
Employer contributions (assets) at beginning of year2020-12-31$739,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,754,129
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS, LLP
Accountancy firm EIN2020-12-31910189318
2019 : SMARTTHINGS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,877,758
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,680,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,671,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,501,651
Value of total assets at end of year2019-12-31$14,128,622
Value of total assets at beginning of year2019-12-31$9,930,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,793
Total interest from all sources2019-12-31$3,040
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$477,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$477,790
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,457,815
Participant contributions at end of year2019-12-31$16,527
Participant contributions at beginning of year2019-12-31$0
Participant contributions at end of year2019-12-31$94,752
Participant contributions at beginning of year2019-12-31$67,334
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$424,651
Other income not declared elsewhere2019-12-31$15,453
Administrative expenses (other) incurred2019-12-31$8,793
Total non interest bearing cash at end of year2019-12-31$12,622
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,197,755
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,128,622
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,930,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,946,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,950,169
Interest on participant loans2019-12-31$2,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$318,699
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,879,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$619,185
Employer contributions (assets) at end of year2019-12-31$739,688
Employer contributions (assets) at beginning of year2019-12-31$913,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,671,210
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
2018 : SMARTTHINGS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,157,412
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$824,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$819,116
Value of total corrective distributions2018-12-31$886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,778,421
Value of total assets at end of year2018-12-31$9,930,867
Value of total assets at beginning of year2018-12-31$7,597,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,125
Total interest from all sources2018-12-31$-4,597
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,385,750
Participant contributions at end of year2018-12-31$67,334
Participant contributions at beginning of year2018-12-31$77,683
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$479,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,333,285
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,930,867
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,597,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,950,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,978,965
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$-4,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-616,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$913,364
Employer contributions (assets) at end of year2018-12-31$913,364
Employer contributions (assets) at beginning of year2018-12-31$540,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$819,116
Contract administrator fees2018-12-31$4,125
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : SMARTTHINGS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,578,619
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$537,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$533,421
Value of total corrective distributions2017-12-31$24
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,590,607
Value of total assets at end of year2017-12-31$7,597,582
Value of total assets at beginning of year2017-12-31$4,555,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,562
Total interest from all sources2017-12-31$23,374
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,860,121
Participant contributions at end of year2017-12-31$77,683
Participant contributions at beginning of year2017-12-31$48,587
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$185,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,041,612
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,597,582
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,555,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,978,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,840,795
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$23,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$964,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$545,316
Employer contributions (assets) at end of year2017-12-31$540,934
Employer contributions (assets) at beginning of year2017-12-31$666,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$533,421
Contract administrator fees2017-12-31$3,562
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : SMARTTHINGS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,580,368
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$150,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$139,717
Value of total corrective distributions2016-12-31$8,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,373,378
Value of total assets at end of year2016-12-31$4,555,970
Value of total assets at beginning of year2016-12-31$2,126,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,125
Total interest from all sources2016-12-31$3,177
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$170,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,549,743
Participant contributions at end of year2016-12-31$48,587
Participant contributions at beginning of year2016-12-31$57,023
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$157,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,429,917
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,555,970
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,126,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,840,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,506,988
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,177
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$203,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$666,588
Employer contributions (assets) at end of year2016-12-31$666,588
Employer contributions (assets) at beginning of year2016-12-31$562,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$139,717
Contract administrator fees2016-12-31$2,125
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318

Form 5500 Responses for SMARTTHINGS 401(K) PLAN

2022: SMARTTHINGS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMARTTHINGS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMARTTHINGS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMARTTHINGS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMARTTHINGS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMARTTHINGS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMARTTHINGS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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