401k Plan data: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	003

OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

EMERGENT RESEARCH, INC. has sponsored the creation of one or more 401k plans.

Company Name: EMERGENT RESEARCH, INC.

Employer identification number (EIN): 455539768

NAIC Classification: 541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 SCOTT M. SINGER EMERGENT RESEARCH, INC. 2016-11-03
003 2015-01-01 SCOTT M. SINGER EMERGENT RESEARCH, INC. 2016-04-29
003 2014-01-01 SCOTT M. SINGER EMERGENT RESEARCH, INC. 2015-05-14
003 2013-01-01 SCOTT M. SINGER
003 2012-01-01 SCOTT M. SINGER SCOTT M. SINGER 2013-06-26

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	SCOTT M. SINGER	EMERGENT RESEARCH, INC.	2016-11-03
003	2015-01-01	SCOTT M. SINGER	EMERGENT RESEARCH, INC.	2016-04-29
003	2014-01-01	SCOTT M. SINGER	EMERGENT RESEARCH, INC.	2015-05-14
003	2013-01-01	SCOTT M. SINGER
003	2012-01-01	SCOTT M. SINGER	SCOTT M. SINGER	2013-06-26

Plan Statistics for OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 66
Total of all active and inactive participants 2015-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 66
Number of participants with account balances 2015-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 66
Total of all active and inactive participants 2014-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 66
Number of participants with account balances 2014-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 66
Total of all active and inactive participants 2013-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 66
Number of participants with account balances 2013-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 66
Total of all active and inactive participants 2012-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 66
Number of participants with account balances 2012-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2016: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	66
Total of all active and inactive participants	2015-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	66
Number of participants with account balances	2015-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	66
Total of all active and inactive participants	2014-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	66
Number of participants with account balances	2014-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	66
Total of all active and inactive participants	2013-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	66
Number of participants with account balances	2013-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	66
Total of all active and inactive participants	2012-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	66
Number of participants with account balances	2012-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2016 : OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-10-31	$0
Total plan liabilities at beginning of year	2016-10-31	$6,952
Total income from all sources	2016-10-31	$273
Expenses. Total of all expenses incurred	2016-10-31	$352,131
Benefits paid (including direct rollovers)	2016-10-31	$346,096
Total plan assets at end of year	2016-10-31	$0
Total plan assets at beginning of year	2016-10-31	$358,810
Value of fidelity bond covering the plan	2016-10-31	$60,000
Expenses. Other expenses not covered elsewhere	2016-10-31	$6,035
Other income received	2016-10-31	$273
Net income (gross income less expenses)	2016-10-31	$-351,858
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$351,858
Assets. Value of employer securities	2016-10-31	$0
Total contributions received or receivable from employer(s)	2016-10-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
2015 : OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$6,952
Total plan liabilities at beginning of year	2015-12-31	$6,303
Total income from all sources	2015-12-31	$9,317
Expenses. Total of all expenses incurred	2015-12-31	$7,114
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$358,810
Total plan assets at beginning of year	2015-12-31	$355,958
Value of fidelity bond covering the plan	2015-12-31	$60,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$7,114
Other income received	2015-12-31	$9,317
Net income (gross income less expenses)	2015-12-31	$2,203
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$351,858
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$349,655
Assets. Value of employer securities	2015-12-31	$270,591
Total contributions received or receivable from employer(s)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$6,303
Total plan liabilities at beginning of year	2014-12-31	$6,250
Total income from all sources	2014-12-31	$-10,077
Expenses. Total of all expenses incurred	2014-12-31	$200,369
Benefits paid (including direct rollovers)	2014-12-31	$188,500
Total plan assets at end of year	2014-12-31	$355,958
Total plan assets at beginning of year	2014-12-31	$566,351
Value of fidelity bond covering the plan	2014-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$11,869
Other income received	2014-12-31	$-10,077
Net income (gross income less expenses)	2014-12-31	$-210,446
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$349,655
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$560,101
Assets. Value of employer securities	2014-12-31	$322,771
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$6,250
Total plan liabilities at beginning of year	2013-12-31	$12,792
Total income from all sources	2013-12-31	$3,603
Expenses. Total of all expenses incurred	2013-12-31	$12,654
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$566,351
Total plan assets at beginning of year	2013-12-31	$581,944
Value of fidelity bond covering the plan	2013-12-31	$60,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$12,654
Other income received	2013-12-31	$3,603
Net income (gross income less expenses)	2013-12-31	$-9,051
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$560,101
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$569,152
Assets. Value of employer securities	2013-12-31	$486,020
Total contributions received or receivable from employer(s)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$12,792
Total plan liabilities at beginning of year	2012-12-31	$2,125
Total income from all sources	2012-12-31	$1,399,909
Expenses. Total of all expenses incurred	2012-12-31	$3,458,634
Benefits paid (including direct rollovers)	2012-12-31	$3,384,550
Total plan assets at end of year	2012-12-31	$581,944
Total plan assets at beginning of year	2012-12-31	$2,630,002
Value of fidelity bond covering the plan	2012-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$74,084
Other income received	2012-12-31	$1,399,909
Net income (gross income less expenses)	2012-12-31	$-2,058,725
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$569,152
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,627,877
Assets. Value of employer securities	2012-12-31	$485,274
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPTIMETRICS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EMERGENT RESEARCH, INC.
Employer identification number (EIN):	455539768
NAIC Classification:	541700