401k Plan data: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN plan

DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 401k Plan overview

Plan Name	DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN
Plan identification number	002

DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DICKIE BRENNAN AND COMPANY, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name: DICKIE BRENNAN AND COMPANY, L.L.C.

Employer identification number (EIN): 455611579

NAIC Classification: 722511
NAIC Description: Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 MARK HAWLEY 2023-09-12
002 2021-01-01 STEVEN PETTUS 2022-10-10
002 2020-01-01 STEVEN PETTUS 2021-11-22
002 2019-01-01 STEVEN PETTUS 2020-09-16
002 2018-01-01 STEVEN PETTUS 2019-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	MARK HAWLEY	2023-09-12
002	2021-01-01	STEVEN PETTUS	2022-10-10
002	2020-01-01	STEVEN PETTUS	2021-11-22
002	2019-01-01	STEVEN PETTUS	2020-09-16
002	2018-01-01	STEVEN PETTUS	2019-10-07

Plan Statistics for DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN

401k plan membership statisitcs for DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN

Measure Date Value
2022: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 232
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 152
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 56
Total of all active and inactive participants 2022-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 208
Number of participants with account balances 2022-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 133
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 91
Total of all active and inactive participants 2021-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 224
Number of participants with account balances 2021-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 156
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 88
Total of all active and inactive participants 2020-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 244
Number of participants with account balances 2020-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 313
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 251
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 54
Total of all active and inactive participants 2019-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 306
Number of participants with account balances 2019-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 11
2018: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 350
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 239
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 54
Total of all active and inactive participants 2018-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 293
Number of participants with account balances 2018-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 14

Measure	Date	Value
2022: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	232
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	152
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	56
Total of all active and inactive participants	2022-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	208
Number of participants with account balances	2022-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	133
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	91
Total of all active and inactive participants	2021-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	224
Number of participants with account balances	2021-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	156
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	88
Total of all active and inactive participants	2020-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	244
Number of participants with account balances	2020-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	313
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	251
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	54
Total of all active and inactive participants	2019-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	306
Number of participants with account balances	2019-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	11
2018: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	350
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	239
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	54
Total of all active and inactive participants	2018-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	293
Number of participants with account balances	2018-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	14

Financial Data on DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN

Measure	Date	Value
2022 : DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$9,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$10,033
Total income from all sources (including contributions)	2022-12-31	$-982,702
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$194,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$147,209
Expenses. Certain deemed distributions of participant loans	2022-12-31	$8,831
Value of total corrective distributions	2022-12-31	$35
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$327,281
Value of total assets at end of year	2022-12-31	$6,002,942
Value of total assets at beginning of year	2022-12-31	$7,181,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$38,329
Total interest from all sources	2022-12-31	$5,528
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$38,329
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$233,701
Participant contributions at end of year	2022-12-31	$107,273
Participant contributions at beginning of year	2022-12-31	$102,995
Participant contributions at end of year	2022-12-31	$8,477
Participant contributions at beginning of year	2022-12-31	$6,673
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,404
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$9,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,177,106
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,993,939
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$7,171,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,776,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$7,007,031
Interest on participant loans	2022-12-31	$5,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$18,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,740
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,316,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$92,176
Employer contributions (assets) at end of year	2022-12-31	$92,176
Employer contributions (assets) at beginning of year	2022-12-31	$62,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$147,209
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$10,033
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	LAPORTE, APAC
Accountancy firm EIN	2022-12-31	721088864
2021 : DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$10,033
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$1,500
Total income from all sources (including contributions)	2021-12-31	$1,199,178
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$977,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$967,156
Expenses. Certain deemed distributions of participant loans	2021-12-31	$7,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$229,537
Value of total assets at end of year	2021-12-31	$7,181,078
Value of total assets at beginning of year	2021-12-31	$6,951,111
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,844
Total interest from all sources	2021-12-31	$6,109
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$2,844
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$166,898
Participant contributions at end of year	2021-12-31	$102,995
Participant contributions at beginning of year	2021-12-31	$119,273
Participant contributions at end of year	2021-12-31	$6,673
Participant contributions at beginning of year	2021-12-31	$8,517
Other income not declared elsewhere	2021-12-31	$3,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$221,434
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$7,171,045
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$6,949,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$7,007,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$6,775,532
Interest on participant loans	2021-12-31	$6,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$2,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$2,765
Net investment gain/loss from pooled separate accounts	2021-12-31	$960,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$62,639
Employer contributions (assets) at end of year	2021-12-31	$62,639
Employer contributions (assets) at beginning of year	2021-12-31	$45,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$967,156
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$10,033
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$1,500
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LAPORTE, APAC
Accountancy firm EIN	2021-12-31	721088864
2020 : DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$5,172
Total income from all sources (including contributions)	2020-12-31	$1,208,026
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$693,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$674,615
Expenses. Certain deemed distributions of participant loans	2020-12-31	$13,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$155,884
Value of total assets at end of year	2020-12-31	$6,951,111
Value of total assets at beginning of year	2020-12-31	$6,439,774
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$5,028
Total interest from all sources	2020-12-31	$5,293
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$5,028
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$148,160
Participant contributions at end of year	2020-12-31	$119,273
Participant contributions at beginning of year	2020-12-31	$73,037
Participant contributions at end of year	2020-12-31	$8,517
Participant contributions at beginning of year	2020-12-31	$27,274
Other income not declared elsewhere	2020-12-31	$6,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$515,009
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$6,949,611
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,434,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$6,775,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$6,175,129
Interest on participant loans	2020-12-31	$5,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$2,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$32,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$32,689
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,040,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$7,724
Employer contributions (assets) at end of year	2020-12-31	$45,024
Employer contributions (assets) at beginning of year	2020-12-31	$131,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$674,615
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$1,500
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$5,172
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LAPORTE, APAC
Accountancy firm EIN	2020-12-31	721088864
2019 : DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$5,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,998
Total income from all sources (including contributions)	2019-12-31	$1,662,595
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$494,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$467,028
Expenses. Certain deemed distributions of participant loans	2019-12-31	$23,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$525,793
Value of total assets at end of year	2019-12-31	$6,439,774
Value of total assets at beginning of year	2019-12-31	$5,270,971
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,622
Total interest from all sources	2019-12-31	$4,395
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$4,622
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$369,857
Participant contributions at end of year	2019-12-31	$73,037
Participant contributions at beginning of year	2019-12-31	$73,196
Participant contributions at end of year	2019-12-31	$27,274
Participant contributions at beginning of year	2019-12-31	$1,127
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$24,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,167,629
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,434,602
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,266,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,175,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,050,534
Income. Interest from loans (other than to participants)	2019-12-31	$4,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$32,689
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$27,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$27,838
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,132,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$131,645
Employer contributions (assets) at end of year	2019-12-31	$131,645
Employer contributions (assets) at beginning of year	2019-12-31	$118,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$467,028
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$5,172
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$3,998
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	LAPORTE, APAC
Accountancy firm EIN	2019-12-31	721088864
2018 : DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,998
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$4,117
Total income from all sources (including contributions)	2018-12-31	$198,398
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$950,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$946,061
Expenses. Certain deemed distributions of participant loans	2018-12-31	$346
Value of total corrective distributions	2018-12-31	$1,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$465,598
Value of total assets at end of year	2018-12-31	$5,270,971
Value of total assets at beginning of year	2018-12-31	$6,023,667
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$3,362
Total interest from all sources	2018-12-31	$4,078
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$3,362
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$344,060
Participant contributions at end of year	2018-12-31	$73,196
Participant contributions at beginning of year	2018-12-31	$74,693
Participant contributions at end of year	2018-12-31	$1,127
Participant contributions at beginning of year	2018-12-31	$21,696
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-752,577
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,266,973
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,019,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,050,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,811,981
Interest on participant loans	2018-12-31	$4,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$27,838
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$10,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$10,074
Net investment gain/loss from pooled separate accounts	2018-12-31	$-271,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$120,368
Employer contributions (assets) at end of year	2018-12-31	$118,276
Employer contributions (assets) at beginning of year	2018-12-31	$105,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$946,061
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$3,998
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$4,117
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LAPORTE, APAC
Accountancy firm EIN	2018-12-31	721088864

Form 5500 Responses for DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN

2022: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DICKIE BRENNAN AND COMPANY, L.L.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

30620

Policy instance

Insurance contract or identification number	30620
Number of Individuals Covered	145
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $19,859
Total amount of fees paid to insurance company	USD $5,343
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,752
Insurance broker organization code?	3
Amount paid for insurance broker fees	5343
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES AND OTHER ALLOWANCES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

30620

Policy instance

Insurance contract or identification number	30620
Number of Individuals Covered	179
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $22,092
Total amount of fees paid to insurance company	USD $2,497
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,543
Insurance broker organization code?	3
Amount paid for insurance broker fees	2497
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES AND OTHER ALLOWANCES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

30620

Policy instance

Insurance contract or identification number	30620
Number of Individuals Covered	180
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $19,714
Total amount of fees paid to insurance company	USD $4,600
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,618
Insurance broker organization code?	3
Amount paid for insurance broker fees	4600
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES AND OTHER ALLOWANCES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

30620

Policy instance

Insurance contract or identification number	30620
Number of Individuals Covered	183
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $19,368
Total amount of fees paid to insurance company	USD $4,244
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,494
Insurance broker organization code?	3
Amount paid for insurance broker fees	4244
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES AND OTHER ALLOWANCES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

30620

Policy instance

Insurance contract or identification number	30620
Number of Individuals Covered	169
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $19,936
Total amount of fees paid to insurance company	USD $3,068
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,979
Insurance broker organization code?	3
Amount paid for insurance broker fees	3068
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES AND OTHER ALLOWANCES

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Company Name:	DICKIE BRENNAN AND COMPANY, L.L.C.
Employer identification number (EIN):	455611579
NAIC Classification:	722511
NAIC Description:	Full-Service Restaurants