NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING)
| Measure | Date | Value |
|---|
| 2015 : NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING) 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-07-08 | $-1,799,546 |
| Total unrealized appreciation/depreciation of assets | 2015-07-08 | $-1,799,546 |
| Total transfer of assets from this plan | 2015-07-08 | $12,421,023 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-08 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-08 | $381,854 |
| Total income from all sources (including contributions) | 2015-07-08 | $-815,786 |
| Total loss/gain on sale of assets | 2015-07-08 | $518,267 |
| Total of all expenses incurred | 2015-07-08 | $6,040 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-07-08 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-07-08 | $0 |
| Value of total assets at end of year | 2015-07-08 | $0 |
| Value of total assets at beginning of year | 2015-07-08 | $13,624,703 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-07-08 | $6,040 |
| Total interest from all sources | 2015-07-08 | $4,884 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-07-08 | $460,594 |
| Administrative expenses professional fees incurred | 2015-07-08 | $5,067 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-07-08 | $108,753 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-07-08 | $355,817 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-07-08 | $75,289 |
| Assets. Loans (other than to participants) at beginning of year | 2015-07-08 | $393,475 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-07-08 | $381,854 |
| Administrative expenses (other) incurred | 2015-07-08 | $973 |
| Total non interest bearing cash at beginning of year | 2015-07-08 | $423,671 |
| Value of net income/loss | 2015-07-08 | $-821,826 |
| Value of net assets at end of year (total assets less liabilities) | 2015-07-08 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-07-08 | $13,242,849 |
| Income. Interest from loans (other than to participants) | 2015-07-08 | $4,884 |
| Value of interest in common/collective trusts at beginning of year | 2015-07-08 | $11,672 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-07-08 | $180,302 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-07-08 | $180,302 |
| Net investment gain or loss from common/collective trusts | 2015-07-08 | $15 |
| Income. Dividends from preferred stock | 2015-07-08 | $3,901 |
| Income. Dividends from common stock | 2015-07-08 | $456,693 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-07-08 | $12,075,724 |
| Aggregate proceeds on sale of assets | 2015-07-08 | $17,036,799 |
| Aggregate carrying amount (costs) on sale of assets | 2015-07-08 | $16,518,532 |
| 2014 : NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING) 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-07-31 | $573,074 |
| Total unrealized appreciation/depreciation of assets | 2014-07-31 | $573,074 |
| Total transfer of assets from this plan | 2014-07-31 | $1,100,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $381,854 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $605,023 |
| Total income from all sources (including contributions) | 2014-07-31 | $2,231,237 |
| Total loss/gain on sale of assets | 2014-07-31 | $1,084,103 |
| Total of all expenses incurred | 2014-07-31 | $6,503 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-07-31 | $0 |
| Value of total assets at end of year | 2014-07-31 | $13,624,703 |
| Value of total assets at beginning of year | 2014-07-31 | $12,723,138 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-07-31 | $6,503 |
| Total interest from all sources | 2014-07-31 | $7,845 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-07-31 | $566,204 |
| Administrative expenses professional fees incurred | 2014-07-31 | $6,503 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-07-31 | $108,753 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-07-31 | $197,336 |
| Assets. Other investments not covered elsewhere at end of year | 2014-07-31 | $355,817 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-07-31 | $589,862 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-07-31 | $75,289 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-07-31 | $57,984 |
| Assets. Loans (other than to participants) at end of year | 2014-07-31 | $393,475 |
| Assets. Loans (other than to participants) at beginning of year | 2014-07-31 | $633,106 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-07-31 | $381,854 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-07-31 | $605,023 |
| Total non interest bearing cash at end of year | 2014-07-31 | $423,671 |
| Total non interest bearing cash at beginning of year | 2014-07-31 | $217,185 |
| Value of net income/loss | 2014-07-31 | $2,224,734 |
| Value of net assets at end of year (total assets less liabilities) | 2014-07-31 | $13,242,849 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-07-31 | $12,118,115 |
| Income. Interest from loans (other than to participants) | 2014-07-31 | $7,845 |
| Value of interest in common/collective trusts at end of year | 2014-07-31 | $11,672 |
| Value of interest in common/collective trusts at beginning of year | 2014-07-31 | $10,396 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-07-31 | $180,302 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-07-31 | $146,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-07-31 | $146,570 |
| Net investment gain or loss from common/collective trusts | 2014-07-31 | $11 |
| Income. Dividends from preferred stock | 2014-07-31 | $2,307 |
| Income. Dividends from common stock | 2014-07-31 | $563,897 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-07-31 | $12,075,724 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-07-31 | $10,870,699 |
| Aggregate proceeds on sale of assets | 2014-07-31 | $7,596,012 |
| Aggregate carrying amount (costs) on sale of assets | 2014-07-31 | $6,511,909 |
| 2013 : NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING) 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-07-31 | $1,605,972 |
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $1,605,972 |
| Total transfer of assets from this plan | 2013-07-31 | $850,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $605,023 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $410,645 |
| Total income from all sources (including contributions) | 2013-07-31 | $2,591,357 |
| Total loss/gain on sale of assets | 2013-07-31 | $521,470 |
| Total of all expenses incurred | 2013-07-31 | $8,224 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $12,723,138 |
| Value of total assets at beginning of year | 2013-07-31 | $10,795,627 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $8,224 |
| Total interest from all sources | 2013-07-31 | $8,278 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $455,625 |
| Administrative expenses professional fees incurred | 2013-07-31 | $1,608 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-07-31 | $197,336 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-07-31 | $278,396 |
| Assets. Other investments not covered elsewhere at end of year | 2013-07-31 | $589,862 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-07-31 | $414,890 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $57,984 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $59,276 |
| Assets. Loans (other than to participants) at end of year | 2013-07-31 | $633,106 |
| Assets. Loans (other than to participants) at beginning of year | 2013-07-31 | $471,389 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $605,023 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $410,645 |
| Administrative expenses (other) incurred | 2013-07-31 | $6,616 |
| Total non interest bearing cash at end of year | 2013-07-31 | $217,185 |
| Total non interest bearing cash at beginning of year | 2013-07-31 | $196,326 |
| Value of net income/loss | 2013-07-31 | $2,583,133 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $12,118,115 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $10,384,982 |
| Income. Interest from loans (other than to participants) | 2013-07-31 | $8,152 |
| Value of interest in common/collective trusts at end of year | 2013-07-31 | $10,396 |
| Value of interest in common/collective trusts at beginning of year | 2013-07-31 | $10,013 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-07-31 | $146,570 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-07-31 | $67,453 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-07-31 | $67,453 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-07-31 | $126 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $12 |
| Income. Dividends from preferred stock | 2013-07-31 | $3,383 |
| Income. Dividends from common stock | 2013-07-31 | $452,242 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-07-31 | $10,870,699 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-07-31 | $9,297,884 |
| Aggregate proceeds on sale of assets | 2013-07-31 | $5,734,806 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $5,213,336 |
| 2012 : NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING) 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-31 | $-922,625 |
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $-922,625 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $410,645 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $877,157 |
| Total income from all sources (including contributions) | 2012-07-31 | $-1,269,016 |
| Total loss/gain on sale of assets | 2012-07-31 | $-766,013 |
| Total of all expenses incurred | 2012-07-31 | $10,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $10,795,627 |
| Value of total assets at beginning of year | 2012-07-31 | $12,541,848 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $10,693 |
| Total interest from all sources | 2012-07-31 | $9,203 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $410,411 |
| Administrative expenses professional fees incurred | 2012-07-31 | $10,693 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-07-31 | $278,396 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-07-31 | $207,301 |
| Assets. Other investments not covered elsewhere at end of year | 2012-07-31 | $414,890 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-07-31 | $883,387 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $59,276 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $80,643 |
| Assets. Loans (other than to participants) at end of year | 2012-07-31 | $471,389 |
| Assets. Loans (other than to participants) at beginning of year | 2012-07-31 | $820,310 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $410,645 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $877,157 |
| Total non interest bearing cash at end of year | 2012-07-31 | $196,326 |
| Total non interest bearing cash at beginning of year | 2012-07-31 | $186,578 |
| Value of net income/loss | 2012-07-31 | $-1,279,709 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $10,384,982 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $11,664,691 |
| Income. Interest from loans (other than to participants) | 2012-07-31 | $8,678 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $10,013 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-31 | $3,858 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-07-31 | $67,453 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-31 | $9,638 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-31 | $9,638 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-07-31 | $525 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $8 |
| Income. Dividends from preferred stock | 2012-07-31 | $4,519 |
| Income. Dividends from common stock | 2012-07-31 | $405,892 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-07-31 | $9,297,884 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-07-31 | $10,350,133 |
| Aggregate proceeds on sale of assets | 2012-07-31 | $5,794,582 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-31 | $6,560,595 |
| 2011 : NT COLLECTIVE QUALITY LARGE CAP CORE EASEA FUND - LENDING (FKA NT COLLECTIVE QUANT ENHANCED EASEA EQUITY FUND - LENDING) 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $669,436 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $669,436 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $877,157 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $870,192 |
| Total income from all sources (including contributions) | 2011-07-31 | $1,872,810 |
| Total loss/gain on sale of assets | 2011-07-31 | $780,945 |
| Total of all expenses incurred | 2011-07-31 | $17,823 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $12,541,848 |
| Value of total assets at beginning of year | 2011-07-31 | $10,679,896 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $17,823 |
| Total interest from all sources | 2011-07-31 | $6,155 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $416,267 |
| Administrative expenses professional fees incurred | 2011-07-31 | $13,651 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-07-31 | $207,301 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-07-31 | $108,769 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $883,387 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $855,119 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $80,643 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $73,481 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $820,310 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $805,383 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $877,157 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $870,192 |
| Administrative expenses (other) incurred | 2011-07-31 | $4,172 |
| Total non interest bearing cash at end of year | 2011-07-31 | $186,578 |
| Total non interest bearing cash at beginning of year | 2011-07-31 | $232,109 |
| Value of net income/loss | 2011-07-31 | $1,854,987 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $11,664,691 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $9,809,704 |
| Income. Interest from loans (other than to participants) | 2011-07-31 | $6,155 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $3,858 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $3,743 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-07-31 | $9,638 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-07-31 | $110,261 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-07-31 | $110,261 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $7 |
| Income. Dividends from preferred stock | 2011-07-31 | $3,603 |
| Income. Dividends from common stock | 2011-07-31 | $412,664 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $10,350,133 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $8,491,031 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $8,169,730 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $7,388,785 |
