NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE TIPS INDEX FUND-LENDING
| Measure | Date | Value |
|---|
| 2013 : NT COLLECTIVE TIPS INDEX FUND-LENDING 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-10-18 | $2,769,247 |
| Total unrealized appreciation/depreciation of assets | 2013-10-18 | $2,769,247 |
| Total transfer of assets to this plan | 2013-10-18 | $4,510,274 |
| Total transfer of assets from this plan | 2013-10-18 | $202,408,495 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-18 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-18 | $200,396,485 |
| Total income from all sources (including contributions) | 2013-10-18 | $-66,972 |
| Total loss/gain on sale of assets | 2013-10-18 | $-3,368,061 |
| Total of all expenses incurred | 2013-10-18 | $3,326 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-18 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-18 | $0 |
| Value of total assets at end of year | 2013-10-18 | $0 |
| Value of total assets at beginning of year | 2013-10-18 | $398,365,004 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-18 | $3,326 |
| Total interest from all sources | 2013-10-18 | $531,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-10-18 | $0 |
| Administrative expenses professional fees incurred | 2013-10-18 | $3,326 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-10-18 | $193,065,842 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-10-18 | $6,241,580 |
| Assets. Loans (other than to participants) at beginning of year | 2013-10-18 | $189,259,176 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-10-18 | $200,396,485 |
| Value of net income/loss | 2013-10-18 | $-70,298 |
| Value of net assets at end of year (total assets less liabilities) | 2013-10-18 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-10-18 | $197,968,519 |
| Income. Interest from loans (other than to participants) | 2013-10-18 | $29,955 |
| Income. Interest from US Government securities | 2013-10-18 | $501,261 |
| Value of interest in common/collective trusts at beginning of year | 2013-10-18 | $1,515,518 |
| Asset value of US Government securities at beginning of year | 2013-10-18 | $8,282,888 |
| Net investment gain or loss from common/collective trusts | 2013-10-18 | $626 |
| Aggregate proceeds on sale of assets | 2013-10-18 | $309,844,029 |
| Aggregate carrying amount (costs) on sale of assets | 2013-10-18 | $313,212,090 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-07-31 | $-15,618,140 |
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $-15,618,140 |
| Total transfer of assets to this plan | 2013-07-31 | $57,402,190 |
| Total transfer of assets from this plan | 2013-07-31 | $6,538,637 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $200,396,485 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $152,137,170 |
| Total income from all sources (including contributions) | 2013-07-31 | $-11,715,632 |
| Total loss/gain on sale of assets | 2013-07-31 | $1,563,797 |
| Total of all expenses incurred | 2013-07-31 | $20,982 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $398,365,004 |
| Value of total assets at beginning of year | 2013-07-31 | $310,978,750 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $20,982 |
| Total interest from all sources | 2013-07-31 | $2,336,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $0 |
| Administrative expenses professional fees incurred | 2013-07-31 | $14,743 |
| Assets. Other investments not covered elsewhere at end of year | 2013-07-31 | $193,065,842 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-07-31 | $152,122,054 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $6,241,580 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $257,767 |
| Assets. Loans (other than to participants) at end of year | 2013-07-31 | $189,259,176 |
| Assets. Loans (other than to participants) at beginning of year | 2013-07-31 | $149,087,394 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $200,396,485 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $152,137,170 |
| Administrative expenses (other) incurred | 2013-07-31 | $6,239 |
| Value of net income/loss | 2013-07-31 | $-11,736,614 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $197,968,519 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $158,841,580 |
| Income. Interest from loans (other than to participants) | 2013-07-31 | $120,318 |
| Income. Interest from US Government securities | 2013-07-31 | $2,215,851 |
| Value of interest in common/collective trusts at end of year | 2013-07-31 | $1,515,518 |
| Value of interest in common/collective trusts at beginning of year | 2013-07-31 | $111,041 |
| Asset value of US Government securities at end of year | 2013-07-31 | $8,282,888 |
| Asset value of US Government securities at beginning of year | 2013-07-31 | $9,400,494 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $2,542 |
| Aggregate proceeds on sale of assets | 2013-07-31 | $39,833,911 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $38,270,114 |
| 2012 : NT COLLECTIVE TIPS INDEX FUND-LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-31 | $5,009,438 |
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $5,009,438 |
| Total transfer of assets to this plan | 2012-07-31 | $243,944,687 |
| Total transfer of assets from this plan | 2012-07-31 | $182,896,152 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $152,137,170 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $81,815,526 |
| Total income from all sources (including contributions) | 2012-07-31 | $11,803,822 |
| Total loss/gain on sale of assets | 2012-07-31 | $4,053,496 |
| Total of all expenses incurred | 2012-07-31 | $19,951 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $310,978,750 |
| Value of total assets at beginning of year | 2012-07-31 | $167,824,700 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $19,951 |
| Total interest from all sources | 2012-07-31 | $2,739,556 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $0 |
| Administrative expenses professional fees incurred | 2012-07-31 | $14,197 |
| Assets. Other investments not covered elsewhere at end of year | 2012-07-31 | $152,122,054 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-07-31 | $80,976,134 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $257,767 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $697,494 |
| Assets. Loans (other than to participants) at end of year | 2012-07-31 | $149,087,394 |
| Assets. Loans (other than to participants) at beginning of year | 2012-07-31 | $81,700,336 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $152,137,170 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $81,815,526 |
| Administrative expenses (other) incurred | 2012-07-31 | $5,754 |
| Value of net income/loss | 2012-07-31 | $11,783,871 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $158,841,580 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $86,009,174 |
| Income. Interest from loans (other than to participants) | 2012-07-31 | $64,502 |
| Income. Interest from US Government securities | 2012-07-31 | $2,675,054 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $111,041 |
| Asset value of US Government securities at end of year | 2012-07-31 | $9,400,494 |
| Asset value of US Government securities at beginning of year | 2012-07-31 | $4,450,736 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $1,332 |
| Aggregate proceeds on sale of assets | 2012-07-31 | $66,801,439 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-31 | $62,747,943 |
| 2011 : NT COLLECTIVE TIPS INDEX FUND-LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $2,810,904 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $2,810,904 |
| Total transfer of assets to this plan | 2011-07-31 | $31,162,554 |
| Total transfer of assets from this plan | 2011-07-31 | $43,411,559 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $81,815,526 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $81,470,517 |
| Total income from all sources (including contributions) | 2011-07-31 | $10,300,637 |
| Total loss/gain on sale of assets | 2011-07-31 | $3,687,497 |
| Total of all expenses incurred | 2011-07-31 | $21,996 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $167,824,700 |
| Value of total assets at beginning of year | 2011-07-31 | $169,450,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $21,996 |
| Total interest from all sources | 2011-07-31 | $3,797,402 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $14,207 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $80,976,134 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $79,570,857 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $697,494 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $233,086 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $81,700,336 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $78,101,499 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $81,815,526 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $81,470,517 |
| Administrative expenses (other) incurred | 2011-07-31 | $7,789 |
| Value of net income/loss | 2011-07-31 | $10,278,641 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $86,009,174 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $87,979,538 |
| Income. Interest from loans (other than to participants) | 2011-07-31 | $53,578 |
| Income. Interest from US Government securities | 2011-07-31 | $3,743,824 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $4,539,909 |
| Asset value of US Government securities at end of year | 2011-07-31 | $4,450,736 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $7,004,704 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $4,834 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $53,244,365 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $49,556,868 |
