NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NTGI-QM COLLECTIVE DAILY S&P 500 EQUITY SPECIAL PURPOSE INDEX FUND - LENDING
| Measure | Date | Value |
|---|
| 2012 : NTGI-QM COLLECTIVE DAILY S&P 500 EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-06-15 | $1,411,115 |
| Total unrealized appreciation/depreciation of assets | 2012-06-15 | $1,411,115 |
| Total transfer of assets from this plan | 2012-06-15 | $130,665,910 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-15 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-15 | $14,296,192 |
| Total income from all sources (including contributions) | 2012-06-15 | $7,358,203 |
| Total loss/gain on sale of assets | 2012-06-15 | $3,954,173 |
| Total of all expenses incurred | 2012-06-15 | $12,535 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-15 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-15 | $0 |
| Value of total assets at end of year | 2012-06-15 | $0 |
| Value of total assets at beginning of year | 2012-06-15 | $137,616,434 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-15 | $12,535 |
| Total interest from all sources | 2012-06-15 | $16,167 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-06-15 | $1,975,232 |
| Administrative expenses professional fees incurred | 2012-06-15 | $4,670 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-06-15 | $14,263,690 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-15 | $241,858 |
| Assets. Loans (other than to participants) at beginning of year | 2012-06-15 | $13,934,084 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-06-15 | $14,296,192 |
| Administrative expenses (other) incurred | 2012-06-15 | $7,865 |
| Value of net income/loss | 2012-06-15 | $7,345,668 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-15 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-15 | $123,320,242 |
| Income. Interest from loans (other than to participants) | 2012-06-15 | $16,094 |
| Income. Interest from US Government securities | 2012-06-15 | $73 |
| Value of interest in common/collective trusts at beginning of year | 2012-06-15 | $950,414 |
| Asset value of US Government securities at beginning of year | 2012-06-15 | $264,919 |
| Net investment gain or loss from common/collective trusts | 2012-06-15 | $1,516 |
| Income. Dividends from common stock | 2012-06-15 | $1,975,232 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-06-15 | $107,961,469 |
| Aggregate proceeds on sale of assets | 2012-06-15 | $131,950,786 |
| Aggregate carrying amount (costs) on sale of assets | 2012-06-15 | $127,996,613 |
| 2011 : NTGI-QM COLLECTIVE DAILY S&P 500 EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $22,042,176 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $22,042,176 |
| Total transfer of assets from this plan | 2011-07-31 | $28,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $14,296,192 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $24,181,350 |
| Total income from all sources (including contributions) | 2011-07-31 | $25,148,494 |
| Total loss/gain on sale of assets | 2011-07-31 | $83,153 |
| Total of all expenses incurred | 2011-07-31 | $14,657 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $137,616,434 |
| Value of total assets at beginning of year | 2011-07-31 | $150,367,755 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $14,657 |
| Total interest from all sources | 2011-07-31 | $45,048 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $2,975,992 |
| Administrative expenses professional fees incurred | 2011-07-31 | $9,201 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $14,263,690 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $24,344,663 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $241,858 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $240,244 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $13,934,084 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $23,687,650 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $14,296,192 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $24,181,350 |
| Administrative expenses (other) incurred | 2011-07-31 | $5,456 |
| Value of net income/loss | 2011-07-31 | $25,133,837 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $123,320,242 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $126,186,405 |
| Income. Interest from loans (other than to participants) | 2011-07-31 | $44,648 |
| Income. Interest from US Government securities | 2011-07-31 | $395 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $950,414 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $827,002 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-07-31 | $5 |
| Asset value of US Government securities at end of year | 2011-07-31 | $264,919 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $264,877 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $2,125 |
| Income. Dividends from common stock | 2011-07-31 | $2,975,992 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $107,961,469 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $101,003,319 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $33,953,026 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $33,869,873 |
