NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NTGI-QM COLLECTIVE S&P 500/CITIGROUP GROWTH EQUITY SPECIAL PURPOSE INDEX FUND - LENDING
| Measure | Date | Value |
|---|
| 2012 : NTGI-QM COLLECTIVE S&P 500/CITIGROUP GROWTH EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-02-23 | $-4,339,788 |
| Total unrealized appreciation/depreciation of assets | 2012-02-23 | $-4,339,788 |
| Total transfer of assets from this plan | 2012-02-23 | $27,369,376 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-23 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-23 | $2,790,806 |
| Total income from all sources (including contributions) | 2012-02-23 | $1,562,839 |
| Total loss/gain on sale of assets | 2012-02-23 | $5,633,931 |
| Total of all expenses incurred | 2012-02-23 | $2,742 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-23 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-23 | $0 |
| Value of total assets at end of year | 2012-02-23 | $0 |
| Value of total assets at beginning of year | 2012-02-23 | $28,600,085 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-23 | $2,742 |
| Total interest from all sources | 2012-02-23 | $2,684 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-23 | $265,822 |
| Administrative expenses professional fees incurred | 2012-02-23 | $2,742 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-02-23 | $2,780,045 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-02-23 | $25,425 |
| Assets. Loans (other than to participants) at beginning of year | 2012-02-23 | $2,747,739 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-02-23 | $2,790,806 |
| Value of net income/loss | 2012-02-23 | $1,560,097 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-23 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-23 | $25,809,279 |
| Income. Interest from loans (other than to participants) | 2012-02-23 | $2,671 |
| Income. Interest from US Government securities | 2012-02-23 | $13 |
| Value of interest in common/collective trusts at beginning of year | 2012-02-23 | $149,000 |
| Asset value of US Government securities at beginning of year | 2012-02-23 | $79,975 |
| Net investment gain or loss from common/collective trusts | 2012-02-23 | $190 |
| Income. Dividends from common stock | 2012-02-23 | $265,822 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-02-23 | $22,817,901 |
| Aggregate proceeds on sale of assets | 2012-02-23 | $31,935,517 |
| Aggregate carrying amount (costs) on sale of assets | 2012-02-23 | $26,301,586 |
| 2011 : NTGI-QM COLLECTIVE S&P 500/CITIGROUP GROWTH EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $4,639,346 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $4,639,346 |
| Total transfer of assets from this plan | 2011-07-31 | $7,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $2,790,806 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $3,137,479 |
| Total income from all sources (including contributions) | 2011-07-31 | $5,792,593 |
| Total loss/gain on sale of assets | 2011-07-31 | $711,264 |
| Total of all expenses incurred | 2011-07-31 | $9,850 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $28,600,085 |
| Value of total assets at beginning of year | 2011-07-31 | $30,164,015 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $9,850 |
| Total interest from all sources | 2011-07-31 | $5,017 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $436,186 |
| Administrative expenses professional fees incurred | 2011-07-31 | $9,201 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $2,780,045 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $3,129,237 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $25,425 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $40,975 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $2,747,739 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $3,065,671 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $2,790,806 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $3,137,479 |
| Administrative expenses (other) incurred | 2011-07-31 | $649 |
| Value of net income/loss | 2011-07-31 | $5,782,743 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $25,809,279 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $27,026,536 |
| Income. Interest from loans (other than to participants) | 2011-07-31 | $4,898 |
| Income. Interest from US Government securities | 2011-07-31 | $119 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $149,000 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $339,155 |
| Asset value of US Government securities at end of year | 2011-07-31 | $79,975 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $79,963 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $780 |
| Income. Dividends from common stock | 2011-07-31 | $436,186 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $22,817,901 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $23,509,014 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $12,451,395 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $11,740,131 |
