NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NTGI-QM COLLECTIVE DAILY U.S. MARKET CAP EQUITY SPECIAL PURPOSE INDEX FUND - LENDING
| Measure | Date | Value |
|---|
| 2012 : NTGI-QM COLLECTIVE DAILY U.S. MARKET CAP EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-02-23 | $-10,421,347 |
| Total unrealized appreciation/depreciation of assets | 2012-02-23 | $-10,421,347 |
| Total transfer of assets to this plan | 2012-02-23 | $198,343 |
| Total transfer of assets from this plan | 2012-02-23 | $234,836,383 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-23 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-23 | $35,342,196 |
| Total income from all sources (including contributions) | 2012-02-23 | $-8,438,673 |
| Total loss/gain on sale of assets | 2012-02-23 | $-14,211 |
| Total of all expenses incurred | 2012-02-23 | $19,755 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-23 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-23 | $0 |
| Value of total assets at end of year | 2012-02-23 | $0 |
| Value of total assets at beginning of year | 2012-02-23 | $278,438,664 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-23 | $19,755 |
| Total interest from all sources | 2012-02-23 | $38,849 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-23 | $1,954,810 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-02-23 | $171 |
| Administrative expenses professional fees incurred | 2012-02-23 | $4,300 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-02-23 | $35,307,792 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-02-23 | $2,188,447 |
| Assets. Loans (other than to participants) at beginning of year | 2012-02-23 | $34,491,898 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-02-23 | $35,342,196 |
| Administrative expenses (other) incurred | 2012-02-23 | $15,455 |
| Value of net income/loss | 2012-02-23 | $-8,458,428 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-23 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-23 | $243,096,468 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-02-23 | $4,278 |
| Income. Interest from loans (other than to participants) | 2012-02-23 | $38,770 |
| Income. Interest from US Government securities | 2012-02-23 | $79 |
| Value of interest in common/collective trusts at beginning of year | 2012-02-23 | $1,034,392 |
| Asset value of US Government securities at beginning of year | 2012-02-23 | $339,896 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-02-23 | $385 |
| Net investment gain or loss from common/collective trusts | 2012-02-23 | $2,841 |
| Income. Dividends from common stock | 2012-02-23 | $1,954,639 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-02-23 | $205,071,961 |
| Aggregate proceeds on sale of assets | 2012-02-23 | $236,545,000 |
| Aggregate carrying amount (costs) on sale of assets | 2012-02-23 | $236,559,211 |
| 2011 : NTGI-QM COLLECTIVE DAILY U.S. MARKET CAP EQUITY SPECIAL PURPOSE INDEX FUND - LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $51,423,900 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $51,423,900 |
| Total transfer of assets from this plan | 2011-07-31 | $106,884,948 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $35,342,196 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $38,163,541 |
| Total income from all sources (including contributions) | 2011-07-31 | $61,145,160 |
| Total loss/gain on sale of assets | 2011-07-31 | $3,455,095 |
| Total of all expenses incurred | 2011-07-31 | $71,983 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $278,438,664 |
| Value of total assets at beginning of year | 2011-07-31 | $327,071,780 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $71,983 |
| Total interest from all sources | 2011-07-31 | $252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $6,259,633 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-07-31 | $290 |
| Administrative expenses professional fees incurred | 2011-07-31 | $9,201 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $35,307,792 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $37,537,768 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $2,188,447 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $1,257,480 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $34,491,898 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $36,333,816 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $35,342,196 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $38,163,541 |
| Administrative expenses (other) incurred | 2011-07-31 | $62,782 |
| Value of net income/loss | 2011-07-31 | $61,073,177 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $243,096,468 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $288,908,239 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-07-31 | $4,278 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-07-31 | $3,232 |
| Income. Interest from US Government securities | 2011-07-31 | $252 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $1,034,392 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $1,918,051 |
| Asset value of US Government securities at end of year | 2011-07-31 | $339,896 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $334,844 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $6,280 |
| Income. Dividends from common stock | 2011-07-31 | $6,259,343 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $205,071,961 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $249,686,589 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $120,794,726 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $117,339,631 |
