NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE AGGREGATE BOND SPECIAL PURPOSE INDEX FUND-LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COLLECTIVE AGGREGATE BOND SPECIAL PURPOSE INDEX FUND-LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-05-29 | $-15,621,431 |
| Total unrealized appreciation/depreciation of assets | 2012-05-29 | $-15,621,431 |
| Total transfer of assets from this plan | 2012-05-29 | $263,547,397 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-29 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-29 | $86,839,331 |
| Total income from all sources (including contributions) | 2012-05-29 | $13,881,457 |
| Total loss/gain on sale of assets | 2012-05-29 | $18,782,624 |
| Total of all expenses incurred | 2012-05-29 | $10,694 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-29 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-29 | $0 |
| Value of total assets at end of year | 2012-05-29 | $0 |
| Value of total assets at beginning of year | 2012-05-29 | $336,515,965 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-29 | $10,694 |
| Total interest from all sources | 2012-05-29 | $7,366,489 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-29 | $0 |
| Administrative expenses professional fees incurred | 2012-05-29 | $10,694 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-05-29 | $70,292,709 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-29 | $2,590,247 |
| Assets. Loans (other than to participants) at beginning of year | 2012-05-29 | $68,100,577 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-05-29 | $86,839,331 |
| Total non interest bearing cash at beginning of year | 2012-05-29 | $42,600 |
| Value of net income/loss | 2012-05-29 | $13,870,763 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-29 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-29 | $249,676,634 |
| Income. Interest from loans (other than to participants) | 2012-05-29 | $41,777 |
| Interest earned on other investments | 2012-05-29 | $76,675 |
| Income. Interest from US Government securities | 2012-05-29 | $4,986,264 |
| Income. Interest from corporate debt instruments | 2012-05-29 | $2,261,773 |
| Value of interest in common/collective trusts at beginning of year | 2012-05-29 | $40,441,486 |
| Asset value of US Government securities at beginning of year | 2012-05-29 | $104,397,919 |
| Net investment gain or loss from common/collective trusts | 2012-05-29 | $3,353,775 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-05-29 | $39,207,860 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-05-29 | $11,442,567 |
| Aggregate proceeds on sale of assets | 2012-05-29 | $449,185,469 |
| Aggregate carrying amount (costs) on sale of assets | 2012-05-29 | $430,402,845 |
| 2011 : NT COLLECTIVE AGGREGATE BOND SPECIAL PURPOSE INDEX FUND-LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $-9,855,828 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $-9,855,828 |
| Total transfer of assets from this plan | 2011-07-31 | $119,325,261 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $86,839,331 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $153,107,947 |
| Total income from all sources (including contributions) | 2011-07-31 | $10,589,538 |
| Total loss/gain on sale of assets | 2011-07-31 | $2,519,404 |
| Total of all expenses incurred | 2011-07-31 | $14,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $336,515,965 |
| Value of total assets at beginning of year | 2011-07-31 | $511,534,695 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $14,391 |
| Total interest from all sources | 2011-07-31 | $10,160,220 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $14,391 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $70,292,709 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $125,371,255 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $2,590,247 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $31,490,933 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $68,100,577 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $117,367,801 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $86,839,331 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $153,107,947 |
| Total non interest bearing cash at end of year | 2011-07-31 | $42,600 |
| Total non interest bearing cash at beginning of year | 2011-07-31 | $0 |
| Value of net income/loss | 2011-07-31 | $10,575,147 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $249,676,634 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $358,426,748 |
| Interest earned on other investments | 2011-07-31 | $126,200 |
| Income. Interest from US Government securities | 2011-07-31 | $6,600,093 |
| Income. Interest from corporate debt instruments | 2011-07-31 | $3,433,921 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $40,441,486 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $50,422,571 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-07-31 | $6 |
| Asset value of US Government securities at end of year | 2011-07-31 | $104,397,919 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $104,869,978 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $7,765,742 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-07-31 | $39,207,860 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-07-31 | $65,716,035 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-07-31 | $11,442,567 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-07-31 | $16,296,122 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $302,252,752 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $299,733,348 |
