NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NTGI COLLECTIVE STABLE ASSET FUND
| Measure | Date | Value |
|---|
| 2014 : NTGI COLLECTIVE STABLE ASSET FUND 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-06-30 | $0 |
| Total transfer of assets to this plan | 2014-06-30 | $338,025,643 |
| Total transfer of assets from this plan | 2014-06-30 | $1,308,010,568 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $792,902 |
| Total income from all sources (including contributions) | 2014-06-30 | $30,795,254 |
| Total loss/gain on sale of assets | 2014-06-30 | $20,744,634 |
| Total of all expenses incurred | 2014-06-30 | $427,815 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $0 |
| Value of total assets at end of year | 2014-06-30 | $0 |
| Value of total assets at beginning of year | 2014-06-30 | $940,410,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $427,815 |
| Total interest from all sources | 2014-06-30 | $9,416,378 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $0 |
| Administrative expenses professional fees incurred | 2014-06-30 | $15,771 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-30 | $1,251,177 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-06-30 | $792,902 |
| Administrative expenses (other) incurred | 2014-06-30 | $412,044 |
| Value of net income/loss | 2014-06-30 | $30,367,439 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $939,617,486 |
| Income. Interest from corporate debt instruments | 2014-06-30 | $9,416,378 |
| Value of interest in common/collective trusts at beginning of year | 2014-06-30 | $170,614,998 |
| Net investment gain or loss from common/collective trusts | 2014-06-30 | $634,242 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-06-30 | $582,249,096 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-06-30 | $186,295,117 |
| Aggregate proceeds on sale of assets | 2014-06-30 | $742,984,479 |
| Aggregate carrying amount (costs) on sale of assets | 2014-06-30 | $722,239,845 |
| 2013 : NTGI COLLECTIVE STABLE ASSET FUND 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $0 |
| Total transfer of assets to this plan | 2013-07-31 | $163,361,365 |
| Total transfer of assets from this plan | 2013-07-31 | $173,479,811 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $792,902 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $483,886 |
| Total income from all sources (including contributions) | 2013-07-31 | $28,832,312 |
| Total loss/gain on sale of assets | 2013-07-31 | $0 |
| Total of all expenses incurred | 2013-07-31 | $618,949 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $940,410,388 |
| Value of total assets at beginning of year | 2013-07-31 | $922,006,455 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $618,949 |
| Total interest from all sources | 2013-07-31 | $28,459,024 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $0 |
| Administrative expenses professional fees incurred | 2013-07-31 | $15,654 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $1,251,177 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $1,232,427 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $792,902 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $483,886 |
| Administrative expenses (other) incurred | 2013-07-31 | $603,295 |
| Value of net income/loss | 2013-07-31 | $28,213,363 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $939,617,486 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $921,522,569 |
| Income. Interest from US Government securities | 2013-07-31 | $28,459,024 |
| Value of interest in common/collective trusts at end of year | 2013-07-31 | $170,614,998 |
| Value of interest in common/collective trusts at beginning of year | 2013-07-31 | $151,075,185 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $373,288 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-07-31 | $582,249,096 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-07-31 | $709,662,333 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-07-31 | $186,295,117 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-07-31 | $60,036,510 |
| Aggregate proceeds on sale of assets | 2013-07-31 | $246,403,242 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $246,403,242 |
| 2012 : NTGI COLLECTIVE STABLE ASSET FUND 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $0 |
| Total transfer of assets to this plan | 2012-07-31 | $183,641,657 |
| Total transfer of assets from this plan | 2012-07-31 | $203,893,107 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $483,886 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $214,004 |
| Total income from all sources (including contributions) | 2012-07-31 | $29,788,289 |
| Total loss/gain on sale of assets | 2012-07-31 | $0 |
| Total of all expenses incurred | 2012-07-31 | $551,019 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $922,006,455 |
| Value of total assets at beginning of year | 2012-07-31 | $912,750,753 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $551,019 |
| Total interest from all sources | 2012-07-31 | $29,489,522 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $0 |
| Administrative expenses professional fees incurred | 2012-07-31 | $15,108 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $1,232,427 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $4,353,387 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $483,886 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $214,004 |
| Administrative expenses (other) incurred | 2012-07-31 | $535,911 |
| Value of net income/loss | 2012-07-31 | $29,237,270 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $921,522,569 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $912,536,749 |
| Income. Interest from corporate debt instruments | 2012-07-31 | $29,489,522 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $151,075,185 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-31 | $141,669,473 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $298,767 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-07-31 | $709,662,333 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-07-31 | $709,990,029 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-07-31 | $60,036,510 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-07-31 | $56,737,864 |
| 2011 : NTGI COLLECTIVE STABLE ASSET FUND 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $0 |
| Total transfer of assets to this plan | 2011-07-31 | $294,474,451 |
| Total transfer of assets from this plan | 2011-07-31 | $201,347,577 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $214,004 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $1,206,069 |
| Total income from all sources (including contributions) | 2011-07-31 | $32,778,042 |
| Total loss/gain on sale of assets | 2011-07-31 | $0 |
| Total of all expenses incurred | 2011-07-31 | $471,919 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $912,750,753 |
| Value of total assets at beginning of year | 2011-07-31 | $788,309,821 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $471,919 |
| Total interest from all sources | 2011-07-31 | $32,597,641 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $412,131 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $4,353,387 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $867,028 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $214,004 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $1,206,069 |
| Administrative expenses (other) incurred | 2011-07-31 | $59,788 |
| Value of net income/loss | 2011-07-31 | $32,306,123 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $912,536,749 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $787,103,752 |
| Income. Interest from corporate debt instruments | 2011-07-31 | $32,597,641 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $141,669,473 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $40,868,798 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $180,401 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-07-31 | $709,990,029 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-07-31 | $745,528,399 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-07-31 | $56,737,864 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-07-31 | $1,045,596 |
