NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE INTERNATIONAL EQUITY FUND - NON LENDING
| Measure | Date | Value |
|---|
| 2014 : NT COLLECTIVE INTERNATIONAL EQUITY FUND - NON LENDING 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-04-09 | $-4,184,000 |
| Total unrealized appreciation/depreciation of assets | 2014-04-09 | $-4,184,000 |
| Total transfer of assets to this plan | 2014-04-09 | $1,313 |
| Total transfer of assets from this plan | 2014-04-09 | $38,339,050 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-09 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-09 | $26,679 |
| Total income from all sources (including contributions) | 2014-04-09 | $5,247,201 |
| Total loss/gain on sale of assets | 2014-04-09 | $8,446,547 |
| Total of all expenses incurred | 2014-04-09 | $12,503 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-04-09 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-04-09 | $0 |
| Value of total assets at end of year | 2014-04-09 | $0 |
| Value of total assets at beginning of year | 2014-04-09 | $33,129,718 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-04-09 | $12,503 |
| Total interest from all sources | 2014-04-09 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-04-09 | $983,717 |
| Administrative expenses professional fees incurred | 2014-04-09 | $5,876 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-04-09 | $1,446,846 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-04-09 | $227,345 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-04-09 | $26,679 |
| Administrative expenses (other) incurred | 2014-04-09 | $6,627 |
| Total non interest bearing cash at beginning of year | 2014-04-09 | $623,201 |
| Value of net income/loss | 2014-04-09 | $5,234,698 |
| Value of net assets at end of year (total assets less liabilities) | 2014-04-09 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-04-09 | $33,103,039 |
| Value of interest in common/collective trusts at beginning of year | 2014-04-09 | $818,173 |
| Net investment gain or loss from common/collective trusts | 2014-04-09 | $937 |
| Income. Dividends from preferred stock | 2014-04-09 | $26,307 |
| Income. Dividends from common stock | 2014-04-09 | $957,410 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-04-09 | $30,014,153 |
| Aggregate proceeds on sale of assets | 2014-04-09 | $40,043,151 |
| Aggregate carrying amount (costs) on sale of assets | 2014-04-09 | $31,596,604 |
| 2013 : NT COLLECTIVE INTERNATIONAL EQUITY FUND - NON LENDING 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-07-31 | $4,549,656 |
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $4,549,656 |
| Total transfer of assets to this plan | 2013-07-31 | $0 |
| Total transfer of assets from this plan | 2013-07-31 | $3,570,067 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $26,679 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $454,936 |
| Total income from all sources (including contributions) | 2013-07-31 | $7,205,584 |
| Total loss/gain on sale of assets | 2013-07-31 | $1,668,693 |
| Total of all expenses incurred | 2013-07-31 | $22,093 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $33,129,718 |
| Value of total assets at beginning of year | 2013-07-31 | $29,944,551 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $22,093 |
| Total interest from all sources | 2013-07-31 | $866 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $984,342 |
| Administrative expenses professional fees incurred | 2013-07-31 | $14,944 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-07-31 | $1,446,846 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-07-31 | $1,175,865 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $227,345 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $1,189,590 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $26,679 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $454,936 |
| Administrative expenses (other) incurred | 2013-07-31 | $7,149 |
| Total non interest bearing cash at end of year | 2013-07-31 | $623,201 |
| Total non interest bearing cash at beginning of year | 2013-07-31 | $38,493 |
| Value of net income/loss | 2013-07-31 | $7,183,491 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $33,103,039 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $29,489,615 |
| Value of interest in common/collective trusts at end of year | 2013-07-31 | $818,173 |
| Value of interest in common/collective trusts at beginning of year | 2013-07-31 | $407,507 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-07-31 | $866 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $2,027 |
| Income. Dividends from preferred stock | 2013-07-31 | $29,489 |
| Income. Dividends from common stock | 2013-07-31 | $954,853 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-07-31 | $30,014,153 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-07-31 | $27,133,096 |
| Aggregate proceeds on sale of assets | 2013-07-31 | $10,568,263 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $8,899,570 |
| 2012 : NT COLLECTIVE INTERNATIONAL EQUITY FUND - NON LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-31 | $-4,025,861 |
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $-4,025,861 |
| Total transfer of assets to this plan | 2012-07-31 | $4,700,000 |
| Total transfer of assets from this plan | 2012-07-31 | $825,420 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $454,936 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $305,596 |
| Total income from all sources (including contributions) | 2012-07-31 | $-3,671,558 |
| Total loss/gain on sale of assets | 2012-07-31 | $-567,999 |
| Total of all expenses incurred | 2012-07-31 | $39,427 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $29,944,551 |
| Value of total assets at beginning of year | 2012-07-31 | $29,631,616 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $39,427 |
| Total interest from all sources | 2012-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $921,689 |
| Administrative expenses professional fees incurred | 2012-07-31 | $13,751 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-07-31 | $1,175,865 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-07-31 | $1,148,266 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $1,189,590 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $675,696 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $454,936 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $305,596 |
| Administrative expenses (other) incurred | 2012-07-31 | $25,676 |
| Total non interest bearing cash at end of year | 2012-07-31 | $38,493 |
| Total non interest bearing cash at beginning of year | 2012-07-31 | $173,282 |
| Value of net income/loss | 2012-07-31 | $-3,710,985 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $29,489,615 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $29,326,020 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $407,507 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-31 | $492,815 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $613 |
| Income. Dividends from preferred stock | 2012-07-31 | $31,557 |
| Income. Dividends from common stock | 2012-07-31 | $890,132 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-07-31 | $27,133,096 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-07-31 | $27,141,557 |
| Aggregate proceeds on sale of assets | 2012-07-31 | $11,794,306 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-31 | $12,362,305 |
| 2011 : NT COLLECTIVE INTERNATIONAL EQUITY FUND - NON LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $2,616,621 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $2,616,621 |
| Total transfer of assets from this plan | 2011-07-31 | $140,003 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $305,596 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $239,106 |
| Total income from all sources (including contributions) | 2011-07-31 | $4,442,249 |
| Total loss/gain on sale of assets | 2011-07-31 | $1,043,049 |
| Total of all expenses incurred | 2011-07-31 | $31,644 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $29,631,616 |
| Value of total assets at beginning of year | 2011-07-31 | $25,294,524 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $31,644 |
| Total interest from all sources | 2011-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $781,850 |
| Administrative expenses professional fees incurred | 2011-07-31 | $13,716 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-07-31 | $1,148,266 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $675,696 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $452,966 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $305,596 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $239,106 |
| Administrative expenses (other) incurred | 2011-07-31 | $17,928 |
| Total non interest bearing cash at end of year | 2011-07-31 | $173,282 |
| Total non interest bearing cash at beginning of year | 2011-07-31 | $17,640 |
| Value of net income/loss | 2011-07-31 | $4,410,605 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $29,326,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $25,055,418 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $492,815 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $220,158 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $729 |
| Income. Dividends from preferred stock | 2011-07-31 | $11,623 |
| Income. Dividends from common stock | 2011-07-31 | $770,227 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $27,141,557 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $24,603,760 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $9,989,779 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $8,946,730 |
