NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE EMERGING MARKETS INDEX FUND - DC - NON LENDING
| Measure | Date | Value |
|---|
| 2013 : NT COLLECTIVE EMERGING MARKETS INDEX FUND - DC - NON LENDING 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $0 |
| Total transfer of assets to this plan | 2013-07-31 | $8,970,612 |
| Total transfer of assets from this plan | 2013-07-31 | $21,005,857 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $80,924 |
| Total income from all sources (including contributions) | 2013-07-31 | $1,311,033 |
| Total loss/gain on sale of assets | 2013-07-31 | $0 |
| Total of all expenses incurred | 2013-07-31 | $13,337 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $0 |
| Value of total assets at beginning of year | 2013-07-31 | $10,818,473 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $13,337 |
| Total interest from all sources | 2013-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $0 |
| Administrative expenses professional fees incurred | 2013-07-31 | $5,436 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $74,419 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $80,924 |
| Administrative expenses (other) incurred | 2013-07-31 | $7,901 |
| Value of net income/loss | 2013-07-31 | $1,297,696 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $10,737,549 |
| Value of interest in common/collective trusts at beginning of year | 2013-07-31 | $10,744,054 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $1,311,033 |
| 2012 : NT COLLECTIVE EMERGING MARKETS INDEX FUND - DC - NON LENDING 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $0 |
| Total transfer of assets to this plan | 2012-07-31 | $26,497,018 |
| Total transfer of assets from this plan | 2012-07-31 | $21,994,379 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $80,924 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $39,792 |
| Total income from all sources (including contributions) | 2012-07-31 | $138,470 |
| Total loss/gain on sale of assets | 2012-07-31 | $0 |
| Total of all expenses incurred | 2012-07-31 | $25,432 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $10,818,473 |
| Value of total assets at beginning of year | 2012-07-31 | $6,161,664 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $25,432 |
| Total interest from all sources | 2012-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $0 |
| Administrative expenses professional fees incurred | 2012-07-31 | $5,699 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $74,419 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $36,563 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $80,924 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $39,792 |
| Administrative expenses (other) incurred | 2012-07-31 | $19,733 |
| Value of net income/loss | 2012-07-31 | $113,038 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $10,737,549 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $6,121,872 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $10,744,054 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-31 | $6,125,101 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $138,470 |
| 2011 : NT COLLECTIVE EMERGING MARKETS INDEX FUND - DC - NON LENDING 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $0 |
| Total transfer of assets to this plan | 2011-07-31 | $10,529,027 |
| Total transfer of assets from this plan | 2011-07-31 | $11,386,053 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $39,792 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $36,664 |
| Total income from all sources (including contributions) | 2011-07-31 | $956,766 |
| Total loss/gain on sale of assets | 2011-07-31 | $0 |
| Total of all expenses incurred | 2011-07-31 | $12,833 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $6,161,664 |
| Value of total assets at beginning of year | 2011-07-31 | $6,071,629 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $12,833 |
| Total interest from all sources | 2011-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $6,012 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $36,563 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $33,620 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $39,792 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $36,664 |
| Administrative expenses (other) incurred | 2011-07-31 | $6,821 |
| Value of net income/loss | 2011-07-31 | $943,933 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $6,121,872 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $6,034,965 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $6,125,101 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $6,038,009 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $956,766 |
| 2010 : NT COLLECTIVE EMERGING MARKETS INDEX FUND - DC - NON LENDING 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-07-31 | $0 |
| Total transfer of assets to this plan | 2010-07-31 | $14,948,867 |
| Total transfer of assets from this plan | 2010-07-31 | $8,700,076 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-07-31 | $36,664 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-07-31 | $0 |
| Total income from all sources (including contributions) | 2010-07-31 | $-210,782 |
| Total loss/gain on sale of assets | 2010-07-31 | $0 |
| Total of all expenses incurred | 2010-07-31 | $3,044 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-07-31 | $0 |
| Value of total assets at end of year | 2010-07-31 | $6,071,629 |
| Value of total assets at beginning of year | 2010-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-07-31 | $3,044 |
| Total interest from all sources | 2010-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-07-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-07-31 | $33,620 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-07-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-07-31 | $36,664 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-07-31 | $0 |
| Value of net income/loss | 2010-07-31 | $-213,826 |
| Value of net assets at end of year (total assets less liabilities) | 2010-07-31 | $6,034,965 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-07-31 | $0 |
| Investment advisory and management fees | 2010-07-31 | $3,044 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-07-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2010-07-31 | $6,038,009 |
| Value of interest in common/collective trusts at beginning of year | 2010-07-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2010-07-31 | $-210,782 |
