401k Plan data: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND plan

NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 401k Plan overview

Plan Name	NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND
Plan identification number	124

NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND Benefits

No plan benefit data available

401k Sponsoring company profile

NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHERN TRUST INVESTMENTS, INC.

Employer identification number (EIN): 456138589

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
124 2015-08-01 2017-05-11
124 2014-08-01 2016-05-13
124 2014-08-01 2017-07-05
124 2013-08-01 2015-05-15
124 2012-08-01 2014-05-14
124 2011-08-01 2013-05-14
124 2010-08-01 2012-05-10
124 2010-05-27 2011-05-16

Plan id#	Filing Submission Date	Date Administrator Signed
124	2015-08-01	2017-05-11
124	2014-08-01	2016-05-13
124	2014-08-01	2017-07-05
124	2013-08-01	2015-05-15
124	2012-08-01	2014-05-14
124	2011-08-01	2013-05-14
124	2010-08-01	2012-05-10
124	2010-05-27	2011-05-16

Financial Data on NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND

Measure	Date	Value
2017 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-07-27	$194,609
Total unrealized appreciation/depreciation of assets	2017-07-27	$194,609
Total transfer of assets from this plan	2017-07-27	$123,402
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-27	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-27	$16,217
Total income from all sources (including contributions)	2017-07-27	$-2,494
Total loss/gain on sale of assets	2017-07-27	$-198,411
Total of all expenses incurred	2017-07-27	$6,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-07-27	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-07-27	$0
Value of total assets at end of year	2017-07-27	$0
Value of total assets at beginning of year	2017-07-27	$148,822
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-07-27	$6,709
Total interest from all sources	2017-07-27	$190
Total dividends received (eg from common stock, registered investment company shares)	2017-07-27	$14
Administrative expenses professional fees incurred	2017-07-27	$5,912
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-07-27	$7,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-07-27	$16,217
Administrative expenses (other) incurred	2017-07-27	$797
Total non interest bearing cash at beginning of year	2017-07-27	$10,553
Value of net income/loss	2017-07-27	$-9,203
Value of net assets at end of year (total assets less liabilities)	2017-07-27	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-07-27	$132,605
Income. Interest from corporate debt instruments	2017-07-27	$111
Value of interest in common/collective trusts at beginning of year	2017-07-27	$118,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-07-27	$79
Net investment gain or loss from common/collective trusts	2017-07-27	$1,104
Income. Dividends from common stock	2017-07-27	$14
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-07-27	$12,501
Aggregate proceeds on sale of assets	2017-07-27	$8,213
Aggregate carrying amount (costs) on sale of assets	2017-07-27	$206,624
2016 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-07-31	$180,401
Total unrealized appreciation/depreciation of assets	2016-07-31	$180,401
Total transfer of assets from this plan	2016-07-31	$1,643,166
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$16,217
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$45,859
Total income from all sources (including contributions)	2016-07-31	$-176,040
Total loss/gain on sale of assets	2016-07-31	$-393,082
Total of all expenses incurred	2016-07-31	$3,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-31	$0
Value of total assets at end of year	2016-07-31	$148,822
Value of total assets at beginning of year	2016-07-31	$2,000,771
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-31	$3,101
Total interest from all sources	2016-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-07-31	$36,141
Total dividends received from registered investment company shares (eg mutual funds)	2016-07-31	$29
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-07-31	$1,206
Assets. Other investments not covered elsewhere at beginning of year	2016-07-31	$1,850
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-31	$7,352
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-31	$11,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-07-31	$16,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-07-31	$45,859
Administrative expenses (other) incurred	2016-07-31	$3,101
Total non interest bearing cash at end of year	2016-07-31	$10,553
Total non interest bearing cash at beginning of year	2016-07-31	$63,964
Value of net income/loss	2016-07-31	$-179,141
Value of net assets at end of year (total assets less liabilities)	2016-07-31	$132,605
Value of net assets at beginning of year (total assets less liabilities)	2016-07-31	$1,954,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-07-31	$13,710
Value of interest in common/collective trusts at end of year	2016-07-31	$118,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-07-31	$3,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-07-31	$3,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-07-31	$474
Net investment gain or loss from common/collective trusts	2016-07-31	$26
Income. Dividends from preferred stock	2016-07-31	$25
Income. Dividends from common stock	2016-07-31	$36,087
Asset. Corporate debt instrument debt (other) at beginning of year	2016-07-31	$7,213
Assets. Corporate common stocks other than exployer securities at end of year	2016-07-31	$12,501
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-07-31	$1,897,609
Aggregate proceeds on sale of assets	2016-07-31	$1,710,534
Aggregate carrying amount (costs) on sale of assets	2016-07-31	$2,103,616
2015 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-07-31	$-1,405,636
Total unrealized appreciation/depreciation of assets	2015-07-31	$-1,405,636
Total transfer of assets to this plan	2015-07-31	$148,131
Total transfer of assets from this plan	2015-07-31	$4,187,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$45,859
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$36,855
Total income from all sources (including contributions)	2015-07-31	$-1,184,116
Total loss/gain on sale of assets	2015-07-31	$93,787
Total of all expenses incurred	2015-07-31	$4,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-07-31	$0
Value of total assets at end of year	2015-07-31	$2,000,771
Value of total assets at beginning of year	2015-07-31	$7,219,973
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-07-31	$4,927
Total interest from all sources	2015-07-31	$263
Total dividends received (eg from common stock, registered investment company shares)	2015-07-31	$133,568
Total dividends received from registered investment company shares (eg mutual funds)	2015-07-31	$1,998
Administrative expenses professional fees incurred	2015-07-31	$522
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-07-31	$1,206
Assets. Other investments not covered elsewhere at end of year	2015-07-31	$1,850
Assets. Other investments not covered elsewhere at beginning of year	2015-07-31	$11,006
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-07-31	$11,860
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-07-31	$22,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-07-31	$45,859
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-07-31	$36,855
Administrative expenses (other) incurred	2015-07-31	$4,405
Total non interest bearing cash at end of year	2015-07-31	$63,964
Total non interest bearing cash at beginning of year	2015-07-31	$36,880
Value of net income/loss	2015-07-31	$-1,189,043
Value of net assets at end of year (total assets less liabilities)	2015-07-31	$1,954,912
Value of net assets at beginning of year (total assets less liabilities)	2015-07-31	$7,183,118
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-07-31	$13,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-07-31	$20,400
Income. Interest from corporate debt instruments	2015-07-31	$263
Value of interest in common/collective trusts at beginning of year	2015-07-31	$60,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-07-31	$3,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-07-31	$-6,125
Net investment gain or loss from common/collective trusts	2015-07-31	$27
Income. Dividends from common stock	2015-07-31	$131,570
Asset. Corporate debt instrument debt (other) at end of year	2015-07-31	$7,213
Asset. Corporate debt instrument debt (other) at beginning of year	2015-07-31	$5,773
Assets. Corporate common stocks other than exployer securities at end of year	2015-07-31	$1,897,609
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-07-31	$7,062,428
Aggregate proceeds on sale of assets	2015-07-31	$6,839,518
Aggregate carrying amount (costs) on sale of assets	2015-07-31	$6,745,731
2014 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-07-31	$1,012,260
Total unrealized appreciation/depreciation of assets	2014-07-31	$1,012,260
Total transfer of assets to this plan	2014-07-31	$2,486,069
Total transfer of assets from this plan	2014-07-31	$918,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$36,855
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$119,189
Total income from all sources (including contributions)	2014-07-31	$1,416,755
Total loss/gain on sale of assets	2014-07-31	$189,501
Total of all expenses incurred	2014-07-31	$4,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-07-31	$0
Value of total assets at end of year	2014-07-31	$7,219,973
Value of total assets at beginning of year	2014-07-31	$4,321,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-07-31	$4,097
Total interest from all sources	2014-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-07-31	$209,856
Administrative expenses professional fees incurred	2014-07-31	$4,097
Assets. Other investments not covered elsewhere at end of year	2014-07-31	$11,006
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-07-31	$22,873
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-07-31	$45,386
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-07-31	$36,855
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-07-31	$119,189
Total non interest bearing cash at end of year	2014-07-31	$36,880
Total non interest bearing cash at beginning of year	2014-07-31	$46,766
Value of net income/loss	2014-07-31	$1,412,658
Value of net assets at end of year (total assets less liabilities)	2014-07-31	$7,183,118
Value of net assets at beginning of year (total assets less liabilities)	2014-07-31	$4,202,391
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-07-31	$20,400
Value of interest in common/collective trusts at end of year	2014-07-31	$60,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-07-31	$20,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-07-31	$20,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-07-31	$5,092
Net investment gain or loss from common/collective trusts	2014-07-31	$46
Income. Dividends from common stock	2014-07-31	$209,856
Asset. Corporate debt instrument debt (other) at end of year	2014-07-31	$5,773
Asset. Corporate debt instrument debt (other) at beginning of year	2014-07-31	$4,536
Assets. Corporate common stocks other than exployer securities at end of year	2014-07-31	$7,062,428
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-07-31	$4,204,642
Aggregate proceeds on sale of assets	2014-07-31	$1,056,053
Aggregate carrying amount (costs) on sale of assets	2014-07-31	$866,552
2013 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-07-31	$1,625,157
Total unrealized appreciation/depreciation of assets	2013-07-31	$1,625,157
Total transfer of assets to this plan	2013-07-31	$935,826
Total transfer of assets from this plan	2013-07-31	$12,693,812
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$119,189
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$147,701
Total income from all sources (including contributions)	2013-07-31	$3,422,021
Total loss/gain on sale of assets	2013-07-31	$1,250,911
Total of all expenses incurred	2013-07-31	$11,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-07-31	$0
Value of total assets at end of year	2013-07-31	$4,321,580
Value of total assets at beginning of year	2013-07-31	$12,697,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-07-31	$11,534
Total interest from all sources	2013-07-31	$647
Total dividends received (eg from common stock, registered investment company shares)	2013-07-31	$545,192
Administrative expenses professional fees incurred	2013-07-31	$1,627
Assets. Other investments not covered elsewhere at end of year	2013-07-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-07-31	$12,125
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-07-31	$45,386
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-07-31	$158,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-07-31	$119,189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-07-31	$147,701
Administrative expenses (other) incurred	2013-07-31	$9,907
Total non interest bearing cash at end of year	2013-07-31	$46,766
Total non interest bearing cash at beginning of year	2013-07-31	$79,141
Value of net income/loss	2013-07-31	$3,410,487
Value of net assets at end of year (total assets less liabilities)	2013-07-31	$4,202,391
Value of net assets at beginning of year (total assets less liabilities)	2013-07-31	$12,549,890
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-07-31	$0
Income. Interest from corporate debt instruments	2013-07-31	$647
Value of interest in common/collective trusts at end of year	2013-07-31	$0
Value of interest in common/collective trusts at beginning of year	2013-07-31	$32,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-07-31	$20,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-07-31	$110,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-07-31	$110,290
Net investment gain or loss from common/collective trusts	2013-07-31	$114
Income. Dividends from common stock	2013-07-31	$545,192
Asset. Corporate debt instrument debt (other) at end of year	2013-07-31	$4,536
Asset. Corporate debt instrument debt (other) at beginning of year	2013-07-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-07-31	$4,204,642
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-07-31	$12,304,872
Aggregate proceeds on sale of assets	2013-07-31	$13,426,222
Aggregate carrying amount (costs) on sale of assets	2013-07-31	$12,175,311
2012 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-07-31	$-1,708,468
Total unrealized appreciation/depreciation of assets	2012-07-31	$-1,708,468
Total transfer of assets to this plan	2012-07-31	$5,268,000
Total transfer of assets from this plan	2012-07-31	$1,385,379
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-31	$147,701
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-31	$107,197
Total income from all sources (including contributions)	2012-07-31	$-1,732,127
Total loss/gain on sale of assets	2012-07-31	$-408,242
Total of all expenses incurred	2012-07-31	$69,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-07-31	$0
Value of total assets at end of year	2012-07-31	$12,697,591
Value of total assets at beginning of year	2012-07-31	$10,576,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-07-31	$69,831
Total interest from all sources	2012-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-07-31	$390,076
Administrative expenses professional fees incurred	2012-07-31	$13,750
Assets. Other investments not covered elsewhere at end of year	2012-07-31	$12,125
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-07-31	$158,340
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-07-31	$18,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-07-31	$147,701
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-07-31	$107,197
Administrative expenses (other) incurred	2012-07-31	$56,081
Total non interest bearing cash at end of year	2012-07-31	$79,141
Total non interest bearing cash at beginning of year	2012-07-31	$289,156
Value of net income/loss	2012-07-31	$-1,801,958
Value of net assets at end of year (total assets less liabilities)	2012-07-31	$12,549,890
Value of net assets at beginning of year (total assets less liabilities)	2012-07-31	$10,469,227
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-07-31	$215,605
Value of interest in common/collective trusts at end of year	2012-07-31	$32,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-07-31	$110,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-07-31	$192,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-07-31	$192,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-07-31	$-5,680
Net investment gain or loss from common/collective trusts	2012-07-31	$187
Income. Dividends from common stock	2012-07-31	$390,076
Assets. Corporate common stocks other than exployer securities at end of year	2012-07-31	$12,304,872
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-07-31	$9,861,056
Aggregate proceeds on sale of assets	2012-07-31	$2,555,223
Aggregate carrying amount (costs) on sale of assets	2012-07-31	$2,963,465
2011 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-07-31	$-458,250
Total unrealized appreciation/depreciation of assets	2011-07-31	$-458,250
Total transfer of assets from this plan	2011-07-31	$13,299,999
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-07-31	$107,197
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-07-31	$1,209,041
Total income from all sources (including contributions)	2011-07-31	$961,852
Total loss/gain on sale of assets	2011-07-31	$733,573
Total of all expenses incurred	2011-07-31	$48,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-07-31	$0
Value of total assets at end of year	2011-07-31	$10,576,424
Value of total assets at beginning of year	2011-07-31	$24,064,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-07-31	$48,244
Total interest from all sources	2011-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-07-31	$744,743
Total dividends received from registered investment company shares (eg mutual funds)	2011-07-31	$7,638
Administrative expenses professional fees incurred	2011-07-31	$14,561
Assets. Other investments not covered elsewhere at beginning of year	2011-07-31	$94,504
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-07-31	$18,114
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-07-31	$1,079,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-07-31	$107,197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-07-31	$1,209,041
Administrative expenses (other) incurred	2011-07-31	$33,683
Total non interest bearing cash at end of year	2011-07-31	$289,156
Total non interest bearing cash at beginning of year	2011-07-31	$83,222
Value of net income/loss	2011-07-31	$913,608
Value of net assets at end of year (total assets less liabilities)	2011-07-31	$10,469,227
Value of net assets at beginning of year (total assets less liabilities)	2011-07-31	$22,855,618
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-07-31	$215,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-07-31	$560,360
Value of interest in common/collective trusts at beginning of year	2011-07-31	$38,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-07-31	$192,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-07-31	$-58,214
Income. Dividends from common stock	2011-07-31	$737,105
Assets. Corporate common stocks other than exployer securities at end of year	2011-07-31	$9,861,056
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-07-31	$22,209,415
Aggregate proceeds on sale of assets	2011-07-31	$16,696,545
Aggregate carrying amount (costs) on sale of assets	2011-07-31	$15,962,972
2010 : NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-07-31	$528,417
Total unrealized appreciation/depreciation of assets	2010-07-31	$528,417
Total transfer of assets to this plan	2010-07-31	$22,000,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-07-31	$1,209,041
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-07-31	$0
Total income from all sources (including contributions)	2010-07-31	$888,107
Total loss/gain on sale of assets	2010-07-31	$41,519
Total of all expenses incurred	2010-07-31	$32,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-07-31	$0
Value of total assets at end of year	2010-07-31	$24,064,659
Value of total assets at beginning of year	2010-07-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-07-31	$32,489
Total interest from all sources	2010-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-07-31	$286,661
Administrative expenses professional fees incurred	2010-07-31	$13,300
Assets. Other investments not covered elsewhere at end of year	2010-07-31	$94,504
Assets. Other investments not covered elsewhere at beginning of year	2010-07-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-07-31	$1,079,092
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-07-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-07-31	$1,209,041
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-07-31	$0
Administrative expenses (other) incurred	2010-07-31	$19,189
Total non interest bearing cash at end of year	2010-07-31	$83,222
Total non interest bearing cash at beginning of year	2010-07-31	$0
Value of net income/loss	2010-07-31	$855,618
Value of net assets at end of year (total assets less liabilities)	2010-07-31	$22,855,618
Value of net assets at beginning of year (total assets less liabilities)	2010-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-07-31	$560,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-07-31	$0
Value of interest in common/collective trusts at end of year	2010-07-31	$38,066
Value of interest in common/collective trusts at beginning of year	2010-07-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-07-31	$31,510
Income. Dividends from common stock	2010-07-31	$286,661
Assets. Corporate common stocks other than exployer securities at end of year	2010-07-31	$22,209,415
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-07-31	$0
Aggregate proceeds on sale of assets	2010-07-31	$1,008,475
Aggregate carrying amount (costs) on sale of assets	2010-07-31	$966,956

Form 5500 Responses for NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND

2015: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2015 form 5500 responses
2015-08-01	Type of plan entity	DFE (Diect Filing Entity)
2015-08-01	Submission has been amended	No
2015-08-01	This submission is the final filing	No
2015-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-08-01	Plan is a collectively bargained plan	No
2014: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2014 form 5500 responses
2014-08-01	Type of plan entity	DFE (Diect Filing Entity)
2014-08-01	Submission has been amended	Yes
2014-08-01	This submission is the final filing	No
2014-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-08-01	Plan is a collectively bargained plan	No
2013: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2013 form 5500 responses
2013-08-01	Type of plan entity	DFE (Diect Filing Entity)
2013-08-01	Submission has been amended	No
2013-08-01	This submission is the final filing	No
2013-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-08-01	Plan is a collectively bargained plan	No
2012: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2012 form 5500 responses
2012-08-01	Type of plan entity	DFE (Diect Filing Entity)
2012-08-01	Submission has been amended	No
2012-08-01	This submission is the final filing	No
2012-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-08-01	Plan is a collectively bargained plan	No
2011: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2011 form 5500 responses
2011-08-01	Type of plan entity	DFE (Diect Filing Entity)
2011-08-01	Submission has been amended	No
2011-08-01	This submission is the final filing	No
2011-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-08-01	Plan is a collectively bargained plan	No
2010: NT COLLECTIVE DIVERSIFIED FRONTIER MARKETS FUND 2010 form 5500 responses
2010-08-01	Type of plan entity	DFE (Diect Filing Entity)
2010-08-01	Submission has been amended	No
2010-08-01	This submission is the final filing	No
2010-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-08-01	Plan is a collectively bargained plan	No
2010-05-27	Type of plan entity	DFE (Diect Filing Entity)
2010-05-27	First time form 5500 has been submitted	Yes
2010-05-27	Submission has been amended	No
2010-05-27	This submission is the final filing	No
2010-05-27	This return/report is a short plan year return/report (less than 12 months)	Yes
2010-05-27	Plan is a collectively bargained plan	No

Potentially related plans

NT COLLECTIVE DAILY AGGREGATE BOND INDEX - SANT4 [EIN = 061050034]

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Company Name:	NORTHERN TRUST INVESTMENTS, INC.
Employer identification number (EIN):	456138589