NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE UNITED STATES INVESTABLE MARKET INDEX FUND-LENDING
| Measure | Date | Value |
|---|
| 2015 : NT COLLECTIVE UNITED STATES INVESTABLE MARKET INDEX FUND-LENDING 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-04-14 | $-15,859,451 |
| Total unrealized appreciation/depreciation of assets | 2015-04-14 | $-15,859,451 |
| Total transfer of assets to this plan | 2015-04-14 | $786,372 |
| Total transfer of assets from this plan | 2015-04-14 | $99,023,099 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-14 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-14 | $14,595,692 |
| Total income from all sources (including contributions) | 2015-04-14 | $9,081,214 |
| Total loss/gain on sale of assets | 2015-04-14 | $23,611,159 |
| Total of all expenses incurred | 2015-04-14 | $12,398 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-14 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-14 | $0 |
| Value of total assets at end of year | 2015-04-14 | $0 |
| Value of total assets at beginning of year | 2015-04-14 | $103,763,603 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-14 | $12,398 |
| Total interest from all sources | 2015-04-14 | $25,600 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-04-14 | $1,301,616 |
| Administrative expenses professional fees incurred | 2015-04-14 | $5,229 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-04-14 | $14,541,794 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-04-14 | $91,982 |
| Assets. Loans (other than to participants) at beginning of year | 2015-04-14 | $13,994,838 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-04-14 | $14,595,692 |
| Administrative expenses (other) incurred | 2015-04-14 | $7,169 |
| Value of net income/loss | 2015-04-14 | $9,068,816 |
| Value of net assets at end of year (total assets less liabilities) | 2015-04-14 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-04-14 | $89,167,911 |
| Income. Interest from loans (other than to participants) | 2015-04-14 | $25,576 |
| Income. Interest from US Government securities | 2015-04-14 | $24 |
| Value of interest in common/collective trusts at beginning of year | 2015-04-14 | $1,880,696 |
| Asset value of US Government securities at beginning of year | 2015-04-14 | $114,998 |
| Net investment gain or loss from common/collective trusts | 2015-04-14 | $2,290 |
| Income. Dividends from common stock | 2015-04-14 | $1,301,616 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-04-14 | $73,139,295 |
| Aggregate proceeds on sale of assets | 2015-04-14 | $98,779,837 |
| Aggregate carrying amount (costs) on sale of assets | 2015-04-14 | $75,168,678 |
| 2014 : NT COLLECTIVE UNITED STATES INVESTABLE MARKET INDEX FUND-LENDING 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-07-31 | $9,196,808 |
| Total unrealized appreciation/depreciation of assets | 2014-07-31 | $9,196,808 |
| Total transfer of assets from this plan | 2014-07-31 | $14,569,952 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $14,595,692 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $16,121,350 |
| Total income from all sources (including contributions) | 2014-07-31 | $12,926,318 |
| Total loss/gain on sale of assets | 2014-07-31 | $2,046,534 |
| Total of all expenses incurred | 2014-07-31 | $16,470 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-07-31 | $0 |
| Value of total corrective distributions | 2014-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-07-31 | $0 |
| Value of total assets at end of year | 2014-07-31 | $103,763,603 |
| Value of total assets at beginning of year | 2014-07-31 | $106,949,365 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-07-31 | $16,470 |
| Total interest from all sources | 2014-07-31 | $33,594 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-07-31 | $1,651,930 |
| Administrative expenses professional fees incurred | 2014-07-31 | $10,657 |
| Assets. Other investments not covered elsewhere at end of year | 2014-07-31 | $14,541,794 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-07-31 | $13,326,953 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-07-31 | $91,982 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-07-31 | $2,886,973 |
| Assets. Loans (other than to participants) at end of year | 2014-07-31 | $13,994,838 |
| Assets. Loans (other than to participants) at beginning of year | 2014-07-31 | $13,109,462 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-07-31 | $14,595,692 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-07-31 | $16,121,350 |
| Administrative expenses (other) incurred | 2014-07-31 | $5,813 |
| Value of net income/loss | 2014-07-31 | $12,909,848 |
| Value of net assets at end of year (total assets less liabilities) | 2014-07-31 | $89,167,911 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-07-31 | $90,828,015 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-07-31 | $94,540 |
| Income. Interest from loans (other than to participants) | 2014-07-31 | $33,539 |
| Income. Interest from US Government securities | 2014-07-31 | $55 |
| Value of interest in common/collective trusts at end of year | 2014-07-31 | $1,880,696 |
| Value of interest in common/collective trusts at beginning of year | 2014-07-31 | $1,464,304 |
| Asset value of US Government securities at end of year | 2014-07-31 | $114,998 |
| Asset value of US Government securities at beginning of year | 2014-07-31 | $99,995 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-07-31 | $-5,485 |
| Net investment gain or loss from common/collective trusts | 2014-07-31 | $2,937 |
| Income. Dividends from common stock | 2014-07-31 | $1,651,930 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-07-31 | $73,139,295 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-07-31 | $75,967,138 |
| Aggregate proceeds on sale of assets | 2014-07-31 | $16,950,980 |
| Aggregate carrying amount (costs) on sale of assets | 2014-07-31 | $14,904,446 |
| 2013 : NT COLLECTIVE UNITED STATES INVESTABLE MARKET INDEX FUND-LENDING 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-07-31 | $6,662,642 |
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $6,662,642 |
| Total transfer of assets to this plan | 2013-07-31 | $98,705,615 |
| Total transfer of assets from this plan | 2013-07-31 | $15,435,435 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $16,121,350 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $0 |
| Total income from all sources (including contributions) | 2013-07-31 | $7,563,891 |
| Total loss/gain on sale of assets | 2013-07-31 | $313,076 |
| Total of all expenses incurred | 2013-07-31 | $6,056 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $106,949,365 |
| Value of total assets at beginning of year | 2013-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $6,056 |
| Total interest from all sources | 2013-07-31 | $12,931 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $571,236 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-07-31 | $2,422 |
| Administrative expenses professional fees incurred | 2013-07-31 | $6,056 |
| Assets. Other investments not covered elsewhere at end of year | 2013-07-31 | $13,326,953 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $2,886,973 |
| Assets. Loans (other than to participants) at end of year | 2013-07-31 | $13,109,462 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $16,121,350 |
| Value of net income/loss | 2013-07-31 | $7,557,835 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $90,828,015 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-07-31 | $94,540 |
| Income. Interest from loans (other than to participants) | 2013-07-31 | $12,909 |
| Income. Interest from US Government securities | 2013-07-31 | $22 |
| Value of interest in common/collective trusts at end of year | 2013-07-31 | $1,464,304 |
| Asset value of US Government securities at end of year | 2013-07-31 | $99,995 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-07-31 | $-165 |
| Net investment gain or loss from common/collective trusts | 2013-07-31 | $4,171 |
| Income. Dividends from common stock | 2013-07-31 | $568,814 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-07-31 | $75,967,138 |
| Aggregate proceeds on sale of assets | 2013-07-31 | $15,838,030 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $15,524,954 |
