401k Plan data: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND

NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 401k Plan overview

Plan Name	NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING
Plan identification number	147

NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING Benefits

No plan benefit data available

401k Sponsoring company profile

NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHERN TRUST INVESTMENTS, INC.

Employer identification number (EIN): 456138589

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
147 2020-08-01
147 2019-08-01
147 2018-08-01
147 2017-08-01
147 2016-08-01 2018-05-09
147 2015-08-01 2017-05-11
147 2014-10-06 2016-05-13
147 2014-10-06 2017-09-21

Financial Data on NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING

Measure	Date	Value
2021 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-28	$0
Total transfer of assets from this plan	2021-06-28	$42,055,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-28	$7,962
Total income from all sources (including contributions)	2021-06-28	$6,786,552
Total loss/gain on sale of assets	2021-06-28	$0
Total of all expenses incurred	2021-06-28	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-28	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-28	$0
Value of total assets at end of year	2021-06-28	$0
Value of total assets at beginning of year	2021-06-28	$35,276,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-28	$0
Total interest from all sources	2021-06-28	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-06-28	$0
Administrative expenses professional fees incurred	2021-06-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-06-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-06-28	$2,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-06-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-06-28	$7,962
Value of net income/loss	2021-06-28	$6,786,552
Value of net assets at end of year (total assets less liabilities)	2021-06-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-06-28	$35,268,598
Value of interest in common/collective trusts at end of year	2021-06-28	$0
Value of interest in common/collective trusts at beginning of year	2021-06-28	$35,274,122
Net investment gain or loss from common/collective trusts	2021-06-28	$6,786,552
2020 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-07-31	$0
Total transfer of assets from this plan	2020-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-07-31	$7,962
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-07-31	$7,800
Total income from all sources (including contributions)	2020-07-31	$-655,020
Total loss/gain on sale of assets	2020-07-31	$0
Total of all expenses incurred	2020-07-31	$643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-07-31	$0
Value of total assets at end of year	2020-07-31	$35,276,560
Value of total assets at beginning of year	2020-07-31	$35,932,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-07-31	$643
Total interest from all sources	2020-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-07-31	$0
Administrative expenses professional fees incurred	2020-07-31	$643
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-07-31	$2,438
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-07-31	$2,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-07-31	$7,962
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-07-31	$7,800
Value of net income/loss	2020-07-31	$-655,663
Value of net assets at end of year (total assets less liabilities)	2020-07-31	$35,268,598
Value of net assets at beginning of year (total assets less liabilities)	2020-07-31	$35,924,261
Value of interest in common/collective trusts at end of year	2020-07-31	$35,274,122
Value of interest in common/collective trusts at beginning of year	2020-07-31	$35,929,613
Net investment gain or loss from common/collective trusts	2020-07-31	$-655,020
2019 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-07-31	$0
Total transfer of assets from this plan	2019-07-31	$6,000,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-07-31	$7,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-07-31	$7,623
Total income from all sources (including contributions)	2019-07-31	$-809,671
Total loss/gain on sale of assets	2019-07-31	$0
Total of all expenses incurred	2019-07-31	$670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-07-31	$0
Value of total assets at end of year	2019-07-31	$35,932,061
Value of total assets at beginning of year	2019-07-31	$42,742,225
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-07-31	$670
Total interest from all sources	2019-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-07-31	$0
Administrative expenses professional fees incurred	2019-07-31	$670
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-07-31	$2,448
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-07-31	$140
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-07-31	$7,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-07-31	$7,623
Value of net income/loss	2019-07-31	$-810,341
Value of net assets at end of year (total assets less liabilities)	2019-07-31	$35,924,261
Value of net assets at beginning of year (total assets less liabilities)	2019-07-31	$42,734,602
Value of interest in common/collective trusts at end of year	2019-07-31	$35,929,613
Value of interest in common/collective trusts at beginning of year	2019-07-31	$42,742,085
Net investment gain or loss from common/collective trusts	2019-07-31	$-809,671
2018 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-07-31	$7,623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-07-31	$7,180
Total income from all sources (including contributions)	2018-07-31	$4,924,235
Total loss/gain on sale of assets	2018-07-31	$0
Total of all expenses incurred	2018-07-31	$3,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-07-31	$0
Value of total assets at end of year	2018-07-31	$42,742,225
Value of total assets at beginning of year	2018-07-31	$37,820,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-07-31	$3,062
Total interest from all sources	2018-07-31	$14
Total dividends received (eg from common stock, registered investment company shares)	2018-07-31	$0
Administrative expenses professional fees incurred	2018-07-31	$3,062
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-07-31	$140
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-07-31	$755
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-07-31	$7,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-07-31	$7,180
Value of net income/loss	2018-07-31	$4,921,173
Value of net assets at end of year (total assets less liabilities)	2018-07-31	$42,734,602
Value of net assets at beginning of year (total assets less liabilities)	2018-07-31	$37,813,429
Value of interest in common/collective trusts at end of year	2018-07-31	$42,742,085
Value of interest in common/collective trusts at beginning of year	2018-07-31	$37,819,854
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-07-31	$14
Net investment gain or loss from common/collective trusts	2018-07-31	$4,924,221
2017 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-07-31	$0
Total transfer of assets to this plan	2017-07-31	$10,000,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-31	$7,180
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-31	$7,010
Total income from all sources (including contributions)	2017-07-31	$5,319,156
Total loss/gain on sale of assets	2017-07-31	$0
Total of all expenses incurred	2017-07-31	$25
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-07-31	$0
Value of total assets at end of year	2017-07-31	$37,820,609
Value of total assets at beginning of year	2017-07-31	$22,501,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-07-31	$25
Total interest from all sources	2017-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-07-31	$0
Administrative expenses professional fees incurred	2017-07-31	$25
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-07-31	$755
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-07-31	$663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-07-31	$7,180
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-07-31	$7,010
Value of net income/loss	2017-07-31	$5,319,131
Value of net assets at end of year (total assets less liabilities)	2017-07-31	$37,813,429
Value of net assets at beginning of year (total assets less liabilities)	2017-07-31	$22,494,298
Value of interest in common/collective trusts at end of year	2017-07-31	$37,819,854
Value of interest in common/collective trusts at beginning of year	2017-07-31	$22,500,645
Net investment gain or loss from common/collective trusts	2017-07-31	$5,319,156
2016 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-07-31	$0
Total transfer of assets to this plan	2016-07-31	$0
Total transfer of assets from this plan	2016-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$7,010
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$6,910
Total income from all sources (including contributions)	2016-07-31	$625,924
Total loss/gain on sale of assets	2016-07-31	$0
Total of all expenses incurred	2016-07-31	$25
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-31	$0
Value of total assets at end of year	2016-07-31	$22,501,308
Value of total assets at beginning of year	2016-07-31	$21,875,309
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-31	$25
Total interest from all sources	2016-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-07-31	$0
Administrative expenses professional fees incurred	2016-07-31	$25
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-31	$663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-31	$639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-07-31	$7,010
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-07-31	$6,910
Administrative expenses (other) incurred	2016-07-31	$0
Value of net income/loss	2016-07-31	$625,899
Value of net assets at end of year (total assets less liabilities)	2016-07-31	$22,494,298
Value of net assets at beginning of year (total assets less liabilities)	2016-07-31	$21,868,399
Value of interest in common/collective trusts at end of year	2016-07-31	$22,500,645
Value of interest in common/collective trusts at beginning of year	2016-07-31	$21,874,670
Net investment gain or loss from common/collective trusts	2016-07-31	$625,924
2015 : NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-07-31	$0
Total transfer of assets to this plan	2015-07-31	$20,000,000
Total transfer of assets from this plan	2015-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$6,910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$0
Total income from all sources (including contributions)	2015-07-31	$1,868,399
Total loss/gain on sale of assets	2015-07-31	$0
Total of all expenses incurred	2015-07-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-07-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-07-31	$0
Value of total assets at end of year	2015-07-31	$21,875,309
Value of total assets at beginning of year	2015-07-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-07-31	$0
Total interest from all sources	2015-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-07-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-07-31	$639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-07-31	$6,910
Value of net income/loss	2015-07-31	$1,868,399
Value of net assets at end of year (total assets less liabilities)	2015-07-31	$21,868,399
Value of net assets at beginning of year (total assets less liabilities)	2015-07-31	$0
Value of interest in common/collective trusts at end of year	2015-07-31	$21,874,670
Net investment gain or loss from common/collective trusts	2015-07-31	$1,868,399

Form 5500 Responses for NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING

2020: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2020 form 5500 responses
2020-08-01	Type of plan entity	DFE (Diect Filing Entity)
2020-08-01	Submission has been amended	No
2020-08-01	This submission is the final filing	Yes
2020-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-08-01	Plan is a collectively bargained plan	No
2019: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2019 form 5500 responses
2019-08-01	Type of plan entity	DFE (Diect Filing Entity)
2019-08-01	Submission has been amended	No
2019-08-01	This submission is the final filing	No
2019-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-08-01	Plan is a collectively bargained plan	No
2018: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2018 form 5500 responses
2018-08-01	Type of plan entity	DFE (Diect Filing Entity)
2018-08-01	Submission has been amended	No
2018-08-01	This submission is the final filing	No
2018-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-08-01	Plan is a collectively bargained plan	No
2017: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2017 form 5500 responses
2017-08-01	Type of plan entity	DFE (Diect Filing Entity)
2017-08-01	Submission has been amended	No
2017-08-01	This submission is the final filing	No
2017-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-08-01	Plan is a collectively bargained plan	No
2016: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2016 form 5500 responses
2016-08-01	Type of plan entity	DFE (Diect Filing Entity)
2016-08-01	Submission has been amended	No
2016-08-01	This submission is the final filing	No
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-08-01	Plan is a collectively bargained plan	No
2015: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2015 form 5500 responses
2015-08-01	Type of plan entity	DFE (Diect Filing Entity)
2015-08-01	Submission has been amended	No
2015-08-01	This submission is the final filing	No
2015-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-08-01	Plan is a collectively bargained plan	No
2014: NT COLLECTIVE QUALITY SMALL CAP CORE GLOBAL FUND - NON LENDING 2014 form 5500 responses
2014-10-06	Type of plan entity	DFE (Diect Filing Entity)
2014-10-06	First time form 5500 has been submitted	Yes
2014-10-06	Submission has been amended	No
2014-10-06	This submission is the final filing	No
2014-10-06	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-10-06	Plan is a collectively bargained plan	No

Potentially related plans

NT COLLECTIVE DAILY AGGREGATE BOND INDEX - SANT4 [EIN = 061050034]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NORTHERN TRUST INVESTMENTS, INC.
Employer identification number (EIN):	456138589