NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY VALUE U. S. FUND - NON LENDING
| Measure | Date | Value |
|---|
| 2018 : NT COLLECTIVE QUALITY VALUE U. S. FUND - NON LENDING 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-24 | $-3,976,004 |
| Total unrealized appreciation/depreciation of assets | 2018-12-24 | $-3,976,004 |
| Total transfer of assets from this plan | 2018-12-24 | $32,063,257 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-24 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-24 | $13,089 |
| Total income from all sources (including contributions) | 2018-12-24 | $-4,479,735 |
| Total loss/gain on sale of assets | 2018-12-24 | $-830,603 |
| Total of all expenses incurred | 2018-12-24 | $1,556 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-24 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-24 | $0 |
| Value of total assets at end of year | 2018-12-24 | $0 |
| Value of total assets at beginning of year | 2018-12-24 | $36,557,637 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-24 | $1,556 |
| Total interest from all sources | 2018-12-24 | $292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-24 | $326,120 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-24 | $184 |
| Administrative expenses professional fees incurred | 2018-12-24 | $1,556 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-24 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-24 | $25,941 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-24 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-24 | $13,089 |
| Value of net income/loss | 2018-12-24 | $-4,481,291 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-24 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-24 | $36,544,548 |
| Income. Interest from US Government securities | 2018-12-24 | $292 |
| Value of interest in common/collective trusts at end of year | 2018-12-24 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-24 | $154,292 |
| Asset value of US Government securities at end of year | 2018-12-24 | $0 |
| Asset value of US Government securities at beginning of year | 2018-12-24 | $64,384 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-24 | $-1,608 |
| Net investment gain or loss from common/collective trusts | 2018-12-24 | $2,068 |
| Income. Dividends from common stock | 2018-12-24 | $325,936 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-24 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-24 | $36,313,020 |
| Aggregate proceeds on sale of assets | 2018-12-24 | $52,085,596 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-24 | $52,916,199 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-07-31 | $-1,008,278 |
| Total unrealized appreciation/depreciation of assets | 2018-07-31 | $-1,008,278 |
| Total transfer of assets from this plan | 2018-07-31 | $34,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-07-31 | $13,089 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-07-31 | $13,284 |
| Total income from all sources (including contributions) | 2018-07-31 | $7,808,751 |
| Total loss/gain on sale of assets | 2018-07-31 | $7,532,478 |
| Total of all expenses incurred | 2018-07-31 | $6,354 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-07-31 | $0 |
| Value of total assets at end of year | 2018-07-31 | $36,557,637 |
| Value of total assets at beginning of year | 2018-07-31 | $62,755,435 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-07-31 | $6,354 |
| Total interest from all sources | 2018-07-31 | $871 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-07-31 | $1,270,472 |
| Administrative expenses professional fees incurred | 2018-07-31 | $6,354 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-07-31 | $25,941 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-07-31 | $49,610 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-07-31 | $13,089 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-07-31 | $13,284 |
| Value of net income/loss | 2018-07-31 | $7,802,397 |
| Value of net assets at end of year (total assets less liabilities) | 2018-07-31 | $36,544,548 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-07-31 | $62,742,151 |
| Income. Interest from US Government securities | 2018-07-31 | $871 |
| Value of interest in common/collective trusts at end of year | 2018-07-31 | $154,292 |
| Value of interest in common/collective trusts at beginning of year | 2018-07-31 | $574,495 |
| Asset value of US Government securities at end of year | 2018-07-31 | $64,384 |
| Asset value of US Government securities at beginning of year | 2018-07-31 | $64,972 |
| Net investment gain or loss from common/collective trusts | 2018-07-31 | $13,208 |
| Income. Dividends from common stock | 2018-07-31 | $1,270,472 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-07-31 | $36,313,020 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-07-31 | $62,066,358 |
| Aggregate proceeds on sale of assets | 2018-07-31 | $69,275,099 |
| Aggregate carrying amount (costs) on sale of assets | 2018-07-31 | $61,742,621 |
| 2017 : NT COLLECTIVE QUALITY VALUE U. S. FUND - NON LENDING 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-07-31 | $1,930,158 |
| Total unrealized appreciation/depreciation of assets | 2017-07-31 | $1,930,158 |
| Total transfer of assets to this plan | 2017-07-31 | $0 |
| Total transfer of assets from this plan | 2017-07-31 | $10,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-07-31 | $13,284 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-07-31 | $11,302 |
| Total income from all sources (including contributions) | 2017-07-31 | $10,100,406 |
| Total loss/gain on sale of assets | 2017-07-31 | $6,646,307 |
| Total of all expenses incurred | 2017-07-31 | $5,899 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-07-31 | $0 |
| Value of total assets at end of year | 2017-07-31 | $62,755,435 |
| Value of total assets at beginning of year | 2017-07-31 | $62,658,946 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-07-31 | $5,899 |
| Total interest from all sources | 2017-07-31 | $319 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-07-31 | $1,515,840 |
| Administrative expenses professional fees incurred | 2017-07-31 | $5,899 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-07-31 | $49,610 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-07-31 | $29,349 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-07-31 | $13,284 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-07-31 | $11,302 |
| Value of net income/loss | 2017-07-31 | $10,094,507 |
| Value of net assets at end of year (total assets less liabilities) | 2017-07-31 | $62,742,151 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-07-31 | $62,647,644 |
| Income. Interest from US Government securities | 2017-07-31 | $319 |
| Value of interest in common/collective trusts at end of year | 2017-07-31 | $574,495 |
| Value of interest in common/collective trusts at beginning of year | 2017-07-31 | $262,498 |
| Asset value of US Government securities at end of year | 2017-07-31 | $64,972 |
| Asset value of US Government securities at beginning of year | 2017-07-31 | $34,991 |
| Net investment gain or loss from common/collective trusts | 2017-07-31 | $7,782 |
| Income. Dividends from common stock | 2017-07-31 | $1,515,840 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-07-31 | $62,066,358 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-07-31 | $62,332,108 |
| Aggregate proceeds on sale of assets | 2017-07-31 | $63,213,951 |
| Aggregate carrying amount (costs) on sale of assets | 2017-07-31 | $56,567,644 |
| 2016 : NT COLLECTIVE QUALITY VALUE U. S. FUND - NON LENDING 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-07-31 | $3,054,124 |
| Total unrealized appreciation/depreciation of assets | 2016-07-31 | $3,054,124 |
| Total transfer of assets to this plan | 2016-07-31 | $59,078,366 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $11,302 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $0 |
| Total income from all sources (including contributions) | 2016-07-31 | $3,570,625 |
| Total loss/gain on sale of assets | 2016-07-31 | $126,173 |
| Total of all expenses incurred | 2016-07-31 | $1,347 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-07-31 | $0 |
| Value of total assets at end of year | 2016-07-31 | $62,658,946 |
| Value of total assets at beginning of year | 2016-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-07-31 | $1,347 |
| Total interest from all sources | 2016-07-31 | $18 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-07-31 | $389,695 |
| Administrative expenses professional fees incurred | 2016-07-31 | $1,347 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-07-31 | $29,349 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-07-31 | $11,302 |
| Value of net income/loss | 2016-07-31 | $3,569,278 |
| Value of net assets at end of year (total assets less liabilities) | 2016-07-31 | $62,647,644 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-07-31 | $0 |
| Income. Interest from US Government securities | 2016-07-31 | $18 |
| Value of interest in common/collective trusts at end of year | 2016-07-31 | $262,498 |
| Asset value of US Government securities at end of year | 2016-07-31 | $34,991 |
| Net investment gain or loss from common/collective trusts | 2016-07-31 | $615 |
| Income. Dividends from common stock | 2016-07-31 | $389,695 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-07-31 | $62,332,108 |
| Aggregate proceeds on sale of assets | 2016-07-31 | $344,730 |
| Aggregate carrying amount (costs) on sale of assets | 2016-07-31 | $218,557 |
