NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE S&P 400 INDEX FUND-TD-NON LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COLLECTIVE S&P 400 INDEX FUND-TD-NON LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-18 | $788 |
| Total unrealized appreciation/depreciation of assets | 2012-07-18 | $788 |
| Total transfer of assets to this plan | 2012-07-18 | $11,391,027 |
| Total transfer of assets from this plan | 2012-07-18 | $61,938,160 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $47,300 |
| Total income from all sources (including contributions) | 2012-07-18 | $1,442,679 |
| Total loss/gain on sale of assets | 2012-07-18 | $64,667 |
| Total of all expenses incurred | 2012-07-18 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-18 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-18 | $0 |
| Value of total assets at end of year | 2012-07-18 | $0 |
| Value of total assets at beginning of year | 2012-07-18 | $49,151,754 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-18 | $0 |
| Total interest from all sources | 2012-07-18 | $27 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-18 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-18 | $46,655 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-18 | $47,300 |
| Value of net income/loss | 2012-07-18 | $1,442,679 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-18 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-18 | $49,104,454 |
| Income. Interest from US Government securities | 2012-07-18 | $27 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-18 | $49,075,108 |
| Asset value of US Government securities at beginning of year | 2012-07-18 | $29,991 |
| Net investment gain or loss from common/collective trusts | 2012-07-18 | $1,377,197 |
| Aggregate proceeds on sale of assets | 2012-07-18 | $124,643 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-18 | $59,976 |
| 2011 : NT COLLECTIVE S&P 400 INDEX FUND-TD-NON LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $-15,009 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $-15,009 |
| Total transfer of assets to this plan | 2011-07-31 | $22,580,216 |
| Total transfer of assets from this plan | 2011-07-31 | $9,836,340 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $47,300 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $8,214 |
| Total income from all sources (including contributions) | 2011-07-31 | $7,376,485 |
| Total loss/gain on sale of assets | 2011-07-31 | $65,508 |
| Total of all expenses incurred | 2011-07-31 | $312 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $49,151,754 |
| Value of total assets at beginning of year | 2011-07-31 | $28,992,619 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $312 |
| Total interest from all sources | 2011-07-31 | $44 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $6,012 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $46,655 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $9,770 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $47,300 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $8,214 |
| Administrative expenses (other) incurred | 2011-07-31 | $-5,700 |
| Value of net income/loss | 2011-07-31 | $7,376,173 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $49,104,454 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $28,984,405 |
| Income. Interest from US Government securities | 2011-07-31 | $44 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $49,075,108 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $28,952,863 |
| Asset value of US Government securities at end of year | 2011-07-31 | $29,991 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $29,986 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $7,325,942 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $65,508 |
