NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-18 | $-2,976 |
| Total unrealized appreciation/depreciation of assets | 2012-07-18 | $-2,976 |
| Total transfer of assets to this plan | 2012-07-18 | $9,228,679 |
| Total transfer of assets from this plan | 2012-07-18 | $46,052,382 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $6,380 |
| Total income from all sources (including contributions) | 2012-07-18 | $1,413,950 |
| Total loss/gain on sale of assets | 2012-07-18 | $-7,060 |
| Total of all expenses incurred | 2012-07-18 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-18 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-18 | $0 |
| Value of total assets at end of year | 2012-07-18 | $0 |
| Value of total assets at beginning of year | 2012-07-18 | $35,416,133 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-18 | $0 |
| Total interest from all sources | 2012-07-18 | $24 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-18 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-18 | $5,760 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-18 | $6,380 |
| Value of net income/loss | 2012-07-18 | $1,413,950 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-18 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-18 | $35,409,753 |
| Income. Interest from US Government securities | 2012-07-18 | $24 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-18 | $35,390,379 |
| Asset value of US Government securities at beginning of year | 2012-07-18 | $19,994 |
| Net investment gain or loss from common/collective trusts | 2012-07-18 | $1,423,962 |
| Aggregate proceeds on sale of assets | 2012-07-18 | $42,920 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-18 | $49,980 |
| 2011 : NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $-7,857 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $-7,857 |
| Total transfer of assets to this plan | 2011-07-31 | $17,134,506 |
| Total transfer of assets from this plan | 2011-07-31 | $8,294,741 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $6,380 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $5,500 |
| Total income from all sources (including contributions) | 2011-07-31 | $5,225,083 |
| Total loss/gain on sale of assets | 2011-07-31 | $45,434 |
| Total of all expenses incurred | 2011-07-31 | $312 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $35,416,133 |
| Value of total assets at beginning of year | 2011-07-31 | $21,350,717 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $312 |
| Total interest from all sources | 2011-07-31 | $30 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $312 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $5,760 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $6,118 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $6,380 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $5,500 |
| Value of net income/loss | 2011-07-31 | $5,224,771 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $35,409,753 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $21,345,217 |
| Income. Interest from US Government securities | 2011-07-31 | $30 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $35,390,379 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $21,324,608 |
| Asset value of US Government securities at end of year | 2011-07-31 | $19,994 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $19,991 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $5,187,476 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $85,434 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $40,000 |
| 2011: NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING 2011 form 5500 responses |
|---|
| 2011-08-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2011-08-01 | Submission has been amended | No |
| 2011-08-01 | This submission is the final filing | Yes |
| 2011-08-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2011-08-01 | Plan is a collectively bargained plan | No |
| 2010: NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING 2010 form 5500 responses |
|---|
| 2010-08-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2010-08-01 | Submission has been amended | No |
| 2010-08-01 | This submission is the final filing | No |
| 2010-08-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-08-01 | Plan is a collectively bargained plan | No |
| 2009: NT COLLECTIVE RUSSELL 2000 INDEX FUND -TD - NON LENDING 2009 form 5500 responses |
|---|
| 2009-10-09 | Type of plan entity | DFE (Diect Filing Entity) |
| 2009-10-09 | First time form 5500 has been submitted | Yes |
| 2009-10-09 | Submission has been amended | No |
| 2009-10-09 | This submission is the final filing | No |
| 2009-10-09 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2009-10-09 | Plan is a collectively bargained plan | No |
