NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-18 | $-8,965 |
| Total unrealized appreciation/depreciation of assets | 2012-07-18 | $-8,965 |
| Total transfer of assets to this plan | 2012-07-18 | $72,646,828 |
| Total transfer of assets from this plan | 2012-07-18 | $415,142,062 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-18 | $993,431 |
| Total income from all sources (including contributions) | 2012-07-18 | $26,500,096 |
| Total loss/gain on sale of assets | 2012-07-18 | $119,834 |
| Total of all expenses incurred | 2012-07-18 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-18 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-18 | $0 |
| Value of total assets at end of year | 2012-07-18 | $0 |
| Value of total assets at beginning of year | 2012-07-18 | $316,988,569 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-18 | $0 |
| Total interest from all sources | 2012-07-18 | $184 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-18 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-18 | $964,807 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-18 | $993,431 |
| Value of net income/loss | 2012-07-18 | $26,500,096 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-18 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-18 | $315,995,138 |
| Income. Interest from US Government securities | 2012-07-18 | $184 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-18 | $315,648,876 |
| Asset value of US Government securities at beginning of year | 2012-07-18 | $374,886 |
| Net investment gain or loss from common/collective trusts | 2012-07-18 | $26,389,043 |
| Aggregate proceeds on sale of assets | 2012-07-18 | $494,685 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-18 | $374,851 |
| 2011 : NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $-34,986 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $-34,986 |
| Total transfer of assets to this plan | 2011-07-31 | $181,954,208 |
| Total transfer of assets from this plan | 2011-07-31 | $126,548,676 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $993,431 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $5,500 |
| Total income from all sources (including contributions) | 2011-07-31 | $43,537,639 |
| Total loss/gain on sale of assets | 2011-07-31 | $359,873 |
| Total of all expenses incurred | 2011-07-31 | $3,968 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $316,988,569 |
| Value of total assets at beginning of year | 2011-07-31 | $217,061,435 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $3,968 |
| Total interest from all sources | 2011-07-31 | $435 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $0 |
| Administrative expenses professional fees incurred | 2011-07-31 | $6,012 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $964,807 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $379,560 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $993,431 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $5,500 |
| Administrative expenses (other) incurred | 2011-07-31 | $-2,044 |
| Value of net income/loss | 2011-07-31 | $43,533,671 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $315,995,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $217,055,935 |
| Income. Interest from US Government securities | 2011-07-31 | $435 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $315,648,876 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $216,422,032 |
| Asset value of US Government securities at end of year | 2011-07-31 | $374,886 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $259,843 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $43,212,317 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $994,873 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $635,000 |
| 2011: NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING 2011 form 5500 responses |
|---|
| 2011-08-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2011-08-01 | Submission has been amended | No |
| 2011-08-01 | This submission is the final filing | Yes |
| 2011-08-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2011-08-01 | Plan is a collectively bargained plan | No |
| 2010: NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING 2010 form 5500 responses |
|---|
| 2010-08-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2010-08-01 | Submission has been amended | No |
| 2010-08-01 | This submission is the final filing | No |
| 2010-08-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-08-01 | Plan is a collectively bargained plan | No |
| 2009: NT COLLECTIVE S&P 500 INDEX FUND - TD - NON LENDING 2009 form 5500 responses |
|---|
| 2009-10-09 | Type of plan entity | DFE (Diect Filing Entity) |
| 2009-10-09 | First time form 5500 has been submitted | Yes |
| 2009-10-09 | Submission has been amended | No |
| 2009-10-09 | This submission is the final filing | No |
| 2009-10-09 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2009-10-09 | Plan is a collectively bargained plan | No |
