NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON
| Measure | Date | Value |
|---|
| 2022 : NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-07-31 | $982,244 |
| Total unrealized appreciation/depreciation of assets | 2022-07-31 | $982,244 |
| Total transfer of assets to this plan | 2022-07-31 | $4,892,886 |
| Total transfer of assets from this plan | 2022-07-31 | $9,074,032 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $42,177 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $84,761 |
| Total income from all sources (including contributions) | 2022-07-31 | $350,364 |
| Total loss/gain on sale of assets | 2022-07-31 | $-1,917,695 |
| Total of all expenses incurred | 2022-07-31 | $366,117 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-31 | $0 |
| Value of total assets at end of year | 2022-07-31 | $63,449,873 |
| Value of total assets at beginning of year | 2022-07-31 | $67,689,356 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-31 | $366,117 |
| Total interest from all sources | 2022-07-31 | $765 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-31 | $1,277,487 |
| Administrative expenses professional fees incurred | 2022-07-31 | $14,562 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-07-31 | $765,826 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-07-31 | $106,473 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-07-31 | $42,177 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-07-31 | $84,761 |
| Administrative expenses (other) incurred | 2022-07-31 | $351,555 |
| Value of net income/loss | 2022-07-31 | $-15,753 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-31 | $63,407,696 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-31 | $67,604,595 |
| Income. Interest from US Government securities | 2022-07-31 | $765 |
| Value of interest in common/collective trusts at end of year | 2022-07-31 | $1,298,866 |
| Value of interest in common/collective trusts at beginning of year | 2022-07-31 | $289,303 |
| Asset value of US Government securities at end of year | 2022-07-31 | $242,989 |
| Asset value of US Government securities at beginning of year | 2022-07-31 | $244,931 |
| Net investment gain or loss from common/collective trusts | 2022-07-31 | $7,563 |
| Income. Dividends from common stock | 2022-07-31 | $1,277,487 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-07-31 | $61,142,192 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-07-31 | $67,048,649 |
| Aggregate proceeds on sale of assets | 2022-07-31 | $20,118,797 |
| Aggregate carrying amount (costs) on sale of assets | 2022-07-31 | $22,036,492 |
| 2021 : NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-07-31 | $21,577,071 |
| Total unrealized appreciation/depreciation of assets | 2021-07-31 | $21,577,071 |
| Total transfer of assets to this plan | 2021-07-31 | $6,162,101 |
| Total transfer of assets from this plan | 2021-07-31 | $17,057,370 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $84,761 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $49,670 |
| Total income from all sources (including contributions) | 2021-07-31 | $24,529,788 |
| Total loss/gain on sale of assets | 2021-07-31 | $1,828,846 |
| Total of all expenses incurred | 2021-07-31 | $351,121 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-31 | $0 |
| Value of total assets at end of year | 2021-07-31 | $67,689,356 |
| Value of total assets at beginning of year | 2021-07-31 | $54,370,867 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-31 | $351,121 |
| Total interest from all sources | 2021-07-31 | $152 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-07-31 | $1,120,563 |
| Administrative expenses professional fees incurred | 2021-07-31 | $13,108 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-07-31 | $106,473 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-07-31 | $266,846 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-07-31 | $84,761 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-07-31 | $49,670 |
| Administrative expenses (other) incurred | 2021-07-31 | $338,013 |
| Value of net income/loss | 2021-07-31 | $24,178,667 |
| Value of net assets at end of year (total assets less liabilities) | 2021-07-31 | $67,604,595 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-07-31 | $54,321,197 |
| Income. Interest from US Government securities | 2021-07-31 | $152 |
| Value of interest in common/collective trusts at end of year | 2021-07-31 | $289,303 |
| Value of interest in common/collective trusts at beginning of year | 2021-07-31 | $868,356 |
| Asset value of US Government securities at end of year | 2021-07-31 | $244,931 |
| Asset value of US Government securities at beginning of year | 2021-07-31 | $159,917 |
| Net investment gain or loss from common/collective trusts | 2021-07-31 | $3,156 |
| Income. Dividends from common stock | 2021-07-31 | $1,120,563 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-07-31 | $67,048,649 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-07-31 | $53,075,748 |
| Aggregate proceeds on sale of assets | 2021-07-31 | $31,431,606 |
| Aggregate carrying amount (costs) on sale of assets | 2021-07-31 | $29,602,760 |
| 2020 : NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-07-31 | $-13,252,716 |
| Total unrealized appreciation/depreciation of assets | 2020-07-31 | $-13,252,716 |
| Total transfer of assets to this plan | 2020-07-31 | $13,443,154 |
| Total transfer of assets from this plan | 2020-07-31 | $16,093,627 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $49,670 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $75,297 |
| Total income from all sources (including contributions) | 2020-07-31 | $-14,268,557 |
| Total loss/gain on sale of assets | 2020-07-31 | $-2,459,517 |
| Total of all expenses incurred | 2020-07-31 | $366,525 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-07-31 | $0 |
| Value of total assets at end of year | 2020-07-31 | $54,370,867 |
| Value of total assets at beginning of year | 2020-07-31 | $71,682,049 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-07-31 | $366,525 |
| Total interest from all sources | 2020-07-31 | $1,682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-07-31 | $1,417,906 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-07-31 | $560 |
| Administrative expenses professional fees incurred | 2020-07-31 | $12,795 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-07-31 | $172,109 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-07-31 | $266,846 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-07-31 | $41,490 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-07-31 | $49,670 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-07-31 | $75,297 |
| Other income not declared elsewhere | 2020-07-31 | $9,907 |
| Administrative expenses (other) incurred | 2020-07-31 | $353,730 |
| Value of net income/loss | 2020-07-31 | $-14,635,082 |
| Value of net assets at end of year (total assets less liabilities) | 2020-07-31 | $54,321,197 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-07-31 | $71,606,752 |
| Income. Interest from US Government securities | 2020-07-31 | $1,682 |
| Value of interest in common/collective trusts at end of year | 2020-07-31 | $868,356 |
| Value of interest in common/collective trusts at beginning of year | 2020-07-31 | $337,556 |
| Asset value of US Government securities at end of year | 2020-07-31 | $159,917 |
| Asset value of US Government securities at beginning of year | 2020-07-31 | $148,635 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-07-31 | $-7,198 |
| Net investment gain or loss from common/collective trusts | 2020-07-31 | $21,379 |
| Income. Dividends from common stock | 2020-07-31 | $1,417,346 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-07-31 | $53,075,748 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-07-31 | $70,982,259 |
| Aggregate proceeds on sale of assets | 2020-07-31 | $25,357,698 |
| Aggregate carrying amount (costs) on sale of assets | 2020-07-31 | $27,817,215 |
| 2019 : NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-07-31 | $-4,375,120 |
| Total unrealized appreciation/depreciation of assets | 2019-07-31 | $-4,375,120 |
| Total transfer of assets to this plan | 2019-07-31 | $3,286,449 |
| Total transfer of assets from this plan | 2019-07-31 | $9,279,190 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $75,297 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $50,853 |
| Total income from all sources (including contributions) | 2019-07-31 | $-3,473,066 |
| Total loss/gain on sale of assets | 2019-07-31 | $-588,728 |
| Total of all expenses incurred | 2019-07-31 | $404,167 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-07-31 | $0 |
| Value of total assets at end of year | 2019-07-31 | $71,682,049 |
| Value of total assets at beginning of year | 2019-07-31 | $81,527,579 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-07-31 | $404,167 |
| Total interest from all sources | 2019-07-31 | $3,466 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $1,427,731 |
| Administrative expenses professional fees incurred | 2019-07-31 | $12,599 |
| Assets. Other investments not covered elsewhere at end of year | 2019-07-31 | $172,109 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-07-31 | $150,075 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-07-31 | $41,490 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-07-31 | $121,314 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-07-31 | $75,297 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-07-31 | $50,853 |
| Other income not declared elsewhere | 2019-07-31 | $12,711 |
| Administrative expenses (other) incurred | 2019-07-31 | $391,568 |
| Value of net income/loss | 2019-07-31 | $-3,877,233 |
| Value of net assets at end of year (total assets less liabilities) | 2019-07-31 | $71,606,752 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $81,476,726 |
| Income. Interest from US Government securities | 2019-07-31 | $3,466 |
| Value of interest in common/collective trusts at end of year | 2019-07-31 | $337,556 |
| Value of interest in common/collective trusts at beginning of year | 2019-07-31 | $3,072,998 |
| Asset value of US Government securities at end of year | 2019-07-31 | $148,635 |
| Asset value of US Government securities at beginning of year | 2019-07-31 | $148,577 |
| Net investment gain or loss from common/collective trusts | 2019-07-31 | $46,874 |
| Income. Dividends from common stock | 2019-07-31 | $1,427,731 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-07-31 | $70,982,259 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-07-31 | $78,034,615 |
| Aggregate proceeds on sale of assets | 2019-07-31 | $17,343,705 |
| Aggregate carrying amount (costs) on sale of assets | 2019-07-31 | $17,932,433 |
| 2018 : NT COLLECTIVE QUALITY SMALL CAP VALUE FUND - NON 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-07-31 | $3,965,749 |
| Total unrealized appreciation/depreciation of assets | 2018-07-31 | $3,965,749 |
| Total transfer of assets to this plan | 2018-07-31 | $80,891,178 |
| Total transfer of assets from this plan | 2018-07-31 | $4,402,841 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-07-31 | $50,853 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-07-31 | $0 |
| Total income from all sources (including contributions) | 2018-07-31 | $5,177,013 |
| Total loss/gain on sale of assets | 2018-07-31 | $525,056 |
| Total of all expenses incurred | 2018-07-31 | $188,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-07-31 | $0 |
| Value of total assets at end of year | 2018-07-31 | $81,527,579 |
| Value of total assets at beginning of year | 2018-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-07-31 | $188,624 |
| Total interest from all sources | 2018-07-31 | $722 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-07-31 | $581,425 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-07-31 | $7,992 |
| Administrative expenses professional fees incurred | 2018-07-31 | $12,171 |
| Assets. Other investments not covered elsewhere at end of year | 2018-07-31 | $150,075 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-07-31 | $121,314 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-07-31 | $50,853 |
| Other income not declared elsewhere | 2018-07-31 | $6,126 |
| Administrative expenses (other) incurred | 2018-07-31 | $176,453 |
| Value of net income/loss | 2018-07-31 | $4,988,389 |
| Value of net assets at end of year (total assets less liabilities) | 2018-07-31 | $81,476,726 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-07-31 | $0 |
| Income. Interest from US Government securities | 2018-07-31 | $722 |
| Value of interest in common/collective trusts at end of year | 2018-07-31 | $3,072,998 |
| Asset value of US Government securities at end of year | 2018-07-31 | $148,577 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-07-31 | $75,809 |
| Net investment gain or loss from common/collective trusts | 2018-07-31 | $22,126 |
| Income. Dividends from common stock | 2018-07-31 | $573,433 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-07-31 | $78,034,615 |
| Aggregate proceeds on sale of assets | 2018-07-31 | $11,353,736 |
| Aggregate carrying amount (costs) on sale of assets | 2018-07-31 | $10,828,680 |
