NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE GLOBAL NATURAL RESOURCES INDEX FUND
| Measure | Date | Value |
|---|
| 2022 : NT COLLECTIVE GLOBAL NATURAL RESOURCES INDEX FUND 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-07-31 | $-18,221,370 |
| Total unrealized appreciation/depreciation of assets | 2022-07-31 | $-18,221,370 |
| Total transfer of assets to this plan | 2022-07-31 | $5,499,659 |
| Total transfer of assets from this plan | 2022-07-31 | $135,078,904 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $22,729 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $6,519,585 |
| Total income from all sources (including contributions) | 2022-07-31 | $14,035,989 |
| Total loss/gain on sale of assets | 2022-07-31 | $24,047,869 |
| Total of all expenses incurred | 2022-07-31 | $59,583 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-31 | $0 |
| Value of total assets at end of year | 2022-07-31 | $114,379,416 |
| Value of total assets at beginning of year | 2022-07-31 | $236,479,111 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-31 | $59,583 |
| Total interest from all sources | 2022-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-31 | $8,205,496 |
| Administrative expenses professional fees incurred | 2022-07-31 | $17,621 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-07-31 | $1,583,167 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-07-31 | $1,948,593 |
| Assets. Other investments not covered elsewhere at end of year | 2022-07-31 | $269,435 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-07-31 | $575,569 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-07-31 | $738,810 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-07-31 | $5,239,042 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-07-31 | $22,729 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-07-31 | $6,519,585 |
| Administrative expenses (other) incurred | 2022-07-31 | $41,962 |
| Total non interest bearing cash at end of year | 2022-07-31 | $451,707 |
| Total non interest bearing cash at beginning of year | 2022-07-31 | $2,459,324 |
| Value of net income/loss | 2022-07-31 | $13,976,406 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-31 | $114,356,687 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-31 | $229,959,526 |
| Value of interest in common/collective trusts at end of year | 2022-07-31 | $712,138 |
| Value of interest in common/collective trusts at beginning of year | 2022-07-31 | $4,869,834 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-07-31 | $99,114 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-07-31 | $177,694 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-07-31 | $177,694 |
| Net investment gain or loss from common/collective trusts | 2022-07-31 | $3,994 |
| Income. Dividends from preferred stock | 2022-07-31 | $74,155 |
| Income. Dividends from common stock | 2022-07-31 | $8,131,341 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-07-31 | $110,525,045 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-07-31 | $221,209,055 |
| Aggregate proceeds on sale of assets | 2022-07-31 | $163,509,651 |
| Aggregate carrying amount (costs) on sale of assets | 2022-07-31 | $139,461,782 |
| 2021 : NT COLLECTIVE GLOBAL NATURAL RESOURCES INDEX FUND 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-07-31 | $68,498,391 |
| Total unrealized appreciation/depreciation of assets | 2021-07-31 | $68,498,391 |
| Total transfer of assets to this plan | 2021-07-31 | $194,482,049 |
| Total transfer of assets from this plan | 2021-07-31 | $464,215,544 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $6,519,585 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $101,553 |
| Total income from all sources (including contributions) | 2021-07-31 | $138,570,271 |
| Total loss/gain on sale of assets | 2021-07-31 | $57,894,433 |
| Total of all expenses incurred | 2021-07-31 | $130,990 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-31 | $0 |
| Value of total assets at end of year | 2021-07-31 | $236,479,111 |
| Value of total assets at beginning of year | 2021-07-31 | $361,355,293 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-31 | $130,990 |
| Total interest from all sources | 2021-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-07-31 | $12,170,329 |
| Administrative expenses professional fees incurred | 2021-07-31 | $15,857 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-07-31 | $1,948,593 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-07-31 | $2,354,855 |
| Assets. Other investments not covered elsewhere at end of year | 2021-07-31 | $575,569 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-07-31 | $426,853 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-07-31 | $5,239,042 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-07-31 | $1,662,384 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-07-31 | $6,519,585 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-07-31 | $101,553 |
| Administrative expenses (other) incurred | 2021-07-31 | $115,133 |
| Total non interest bearing cash at end of year | 2021-07-31 | $2,459,324 |
| Total non interest bearing cash at beginning of year | 2021-07-31 | $2,035,082 |
| Value of net income/loss | 2021-07-31 | $138,439,281 |
| Value of net assets at end of year (total assets less liabilities) | 2021-07-31 | $229,959,526 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-07-31 | $361,253,740 |
| Value of interest in common/collective trusts at end of year | 2021-07-31 | $4,869,834 |
| Value of interest in common/collective trusts at beginning of year | 2021-07-31 | $1,819,850 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-07-31 | $177,694 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-07-31 | $564,671 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-07-31 | $564,671 |
| Net investment gain or loss from common/collective trusts | 2021-07-31 | $7,118 |
| Income. Dividends from preferred stock | 2021-07-31 | $29,801 |
| Income. Dividends from common stock | 2021-07-31 | $12,140,528 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-07-31 | $221,209,055 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-07-31 | $352,491,598 |
| Aggregate proceeds on sale of assets | 2021-07-31 | $511,317,464 |
| Aggregate carrying amount (costs) on sale of assets | 2021-07-31 | $453,423,031 |
| 2020 : NT COLLECTIVE GLOBAL NATURAL RESOURCES INDEX FUND 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-07-31 | $-48,576,040 |
| Total unrealized appreciation/depreciation of assets | 2020-07-31 | $-48,576,040 |
| Total transfer of assets to this plan | 2020-07-31 | $89,435,126 |
| Total transfer of assets from this plan | 2020-07-31 | $198,023,374 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $101,553 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $1,253,475 |
| Total income from all sources (including contributions) | 2020-07-31 | $-38,308,014 |
| Total loss/gain on sale of assets | 2020-07-31 | $-6,018,021 |
| Total of all expenses incurred | 2020-07-31 | $152,428 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-07-31 | $0 |
| Value of total assets at end of year | 2020-07-31 | $361,355,293 |
| Value of total assets at beginning of year | 2020-07-31 | $509,555,905 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-07-31 | $152,428 |
| Total interest from all sources | 2020-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-07-31 | $16,223,241 |
| Administrative expenses professional fees incurred | 2020-07-31 | $15,486 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-07-31 | $2,354,855 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-07-31 | $2,155,011 |
| Assets. Other investments not covered elsewhere at end of year | 2020-07-31 | $426,853 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-07-31 | $286,497 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-07-31 | $1,662,384 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-07-31 | $2,536,682 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-07-31 | $101,553 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-07-31 | $1,253,475 |
| Administrative expenses (other) incurred | 2020-07-31 | $136,942 |
| Total non interest bearing cash at end of year | 2020-07-31 | $2,035,082 |
| Total non interest bearing cash at beginning of year | 2020-07-31 | $903,879 |
| Value of net income/loss | 2020-07-31 | $-38,460,442 |
| Value of net assets at end of year (total assets less liabilities) | 2020-07-31 | $361,253,740 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-07-31 | $508,302,430 |
| Value of interest in common/collective trusts at end of year | 2020-07-31 | $1,819,850 |
| Value of interest in common/collective trusts at beginning of year | 2020-07-31 | $3,751,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-07-31 | $564,671 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-07-31 | $170,523 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-07-31 | $170,523 |
| Net investment gain or loss from common/collective trusts | 2020-07-31 | $62,806 |
| Income. Dividends from preferred stock | 2020-07-31 | $51,806 |
| Income. Dividends from common stock | 2020-07-31 | $16,171,435 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-07-31 | $352,491,598 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-07-31 | $499,752,294 |
| Aggregate proceeds on sale of assets | 2020-07-31 | $230,581,710 |
| Aggregate carrying amount (costs) on sale of assets | 2020-07-31 | $236,599,731 |
| 2019 : NT COLLECTIVE GLOBAL NATURAL RESOURCES INDEX FUND 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-07-31 | $7,294,789 |
| Total unrealized appreciation/depreciation of assets | 2019-07-31 | $7,294,789 |
| Total transfer of assets to this plan | 2019-07-31 | $520,455,257 |
| Total transfer of assets from this plan | 2019-07-31 | $32,000,830 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $1,253,475 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $0 |
| Total income from all sources (including contributions) | 2019-07-31 | $19,953,499 |
| Total loss/gain on sale of assets | 2019-07-31 | $1,856,298 |
| Total of all expenses incurred | 2019-07-31 | $105,496 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-07-31 | $0 |
| Value of total assets at end of year | 2019-07-31 | $509,555,905 |
| Value of total assets at beginning of year | 2019-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-07-31 | $105,496 |
| Total interest from all sources | 2019-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $10,624,051 |
| Administrative expenses professional fees incurred | 2019-07-31 | $15,140 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-07-31 | $2,155,011 |
| Assets. Other investments not covered elsewhere at end of year | 2019-07-31 | $286,497 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-07-31 | $2,536,682 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-07-31 | $1,253,475 |
| Administrative expenses (other) incurred | 2019-07-31 | $90,356 |
| Total non interest bearing cash at end of year | 2019-07-31 | $903,879 |
| Value of net income/loss | 2019-07-31 | $19,848,003 |
| Value of net assets at end of year (total assets less liabilities) | 2019-07-31 | $508,302,430 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-07-31 | $3,751,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-07-31 | $170,523 |
| Net investment gain or loss from common/collective trusts | 2019-07-31 | $178,361 |
| Income. Dividends from preferred stock | 2019-07-31 | $33,685 |
| Income. Dividends from common stock | 2019-07-31 | $10,590,366 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-07-31 | $499,752,294 |
| Aggregate proceeds on sale of assets | 2019-07-31 | $36,124,914 |
| Aggregate carrying amount (costs) on sale of assets | 2019-07-31 | $34,268,616 |
