NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY LOW VOLATILITY WORLD EX-US FUND - NON LENDING
| Measure | Date | Value |
|---|
| 2022 : NT COLLECTIVE QUALITY LOW VOLATILITY WORLD EX-US FUND - NON LENDING 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-07-31 | $-19,487,610 |
| Total unrealized appreciation/depreciation of assets | 2022-07-31 | $-19,487,610 |
| Total transfer of assets to this plan | 2022-07-31 | $323,700 |
| Total transfer of assets from this plan | 2022-07-31 | $24,344,597 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $19,529 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $28,191 |
| Total income from all sources (including contributions) | 2022-07-31 | $-13,042,676 |
| Total loss/gain on sale of assets | 2022-07-31 | $3,330,149 |
| Total of all expenses incurred | 2022-07-31 | $31,428 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-31 | $0 |
| Value of total assets at end of year | 2022-07-31 | $84,700,897 |
| Value of total assets at beginning of year | 2022-07-31 | $121,804,560 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-31 | $31,428 |
| Total interest from all sources | 2022-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-31 | $3,113,650 |
| Administrative expenses professional fees incurred | 2022-07-31 | $17,621 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-07-31 | $507,463 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-07-31 | $663,802 |
| Assets. Other investments not covered elsewhere at end of year | 2022-07-31 | $123,117 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-07-31 | $132,054 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-07-31 | $617,475 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-07-31 | $732,180 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-07-31 | $19,529 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-07-31 | $28,191 |
| Administrative expenses (other) incurred | 2022-07-31 | $13,807 |
| Total non interest bearing cash at end of year | 2022-07-31 | $278,984 |
| Total non interest bearing cash at beginning of year | 2022-07-31 | $546,778 |
| Value of net income/loss | 2022-07-31 | $-13,074,104 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-31 | $84,681,368 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-31 | $121,776,369 |
| Value of interest in common/collective trusts at end of year | 2022-07-31 | $240,596 |
| Value of interest in common/collective trusts at beginning of year | 2022-07-31 | $49,990 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-07-31 | $96,769 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-07-31 | $83,596 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-07-31 | $83,596 |
| Net investment gain or loss from common/collective trusts | 2022-07-31 | $1,135 |
| Income. Dividends from preferred stock | 2022-07-31 | $16,528 |
| Income. Dividends from common stock | 2022-07-31 | $3,097,122 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-07-31 | $82,836,493 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-07-31 | $119,596,160 |
| Aggregate proceeds on sale of assets | 2022-07-31 | $65,609,687 |
| Aggregate carrying amount (costs) on sale of assets | 2022-07-31 | $62,279,538 |
| 2021 : NT COLLECTIVE QUALITY LOW VOLATILITY WORLD EX-US FUND - NON LENDING 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-07-31 | $13,989,955 |
| Total unrealized appreciation/depreciation of assets | 2021-07-31 | $13,989,955 |
| Total transfer of assets to this plan | 2021-07-31 | $24,442,586 |
| Total transfer of assets from this plan | 2021-07-31 | $85,870,160 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $28,191 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $2,330,917 |
| Total income from all sources (including contributions) | 2021-07-31 | $29,305,348 |
| Total loss/gain on sale of assets | 2021-07-31 | $11,288,824 |
| Total of all expenses incurred | 2021-07-31 | $40,869 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-31 | $0 |
| Value of total assets at end of year | 2021-07-31 | $121,804,560 |
| Value of total assets at beginning of year | 2021-07-31 | $156,270,381 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-31 | $40,869 |
| Total interest from all sources | 2021-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-07-31 | $4,025,982 |
| Administrative expenses professional fees incurred | 2021-07-31 | $15,857 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-07-31 | $663,802 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-07-31 | $2,326,497 |
| Assets. Other investments not covered elsewhere at end of year | 2021-07-31 | $132,054 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-07-31 | $220,382 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-07-31 | $732,180 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-07-31 | $2,732,473 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-07-31 | $28,191 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-07-31 | $2,330,917 |
| Administrative expenses (other) incurred | 2021-07-31 | $25,012 |
| Total non interest bearing cash at end of year | 2021-07-31 | $546,778 |
| Total non interest bearing cash at beginning of year | 2021-07-31 | $640,087 |
| Value of net income/loss | 2021-07-31 | $29,264,479 |
| Value of net assets at end of year (total assets less liabilities) | 2021-07-31 | $121,776,369 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-07-31 | $153,939,464 |
| Value of interest in common/collective trusts at end of year | 2021-07-31 | $49,990 |
| Value of interest in common/collective trusts at beginning of year | 2021-07-31 | $1,201,980 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-07-31 | $83,596 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-07-31 | $246,884 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-07-31 | $246,884 |
| Net investment gain or loss from common/collective trusts | 2021-07-31 | $587 |
| Income. Dividends from preferred stock | 2021-07-31 | $12,099 |
| Income. Dividends from common stock | 2021-07-31 | $4,013,883 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-07-31 | $119,596,160 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-07-31 | $148,902,078 |
| Aggregate proceeds on sale of assets | 2021-07-31 | $142,896,602 |
| Aggregate carrying amount (costs) on sale of assets | 2021-07-31 | $131,607,778 |
| 2020 : NT COLLECTIVE QUALITY LOW VOLATILITY WORLD EX-US FUND - NON LENDING 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-07-31 | $3,590,493 |
| Total unrealized appreciation/depreciation of assets | 2020-07-31 | $3,590,493 |
| Total transfer of assets to this plan | 2020-07-31 | $117,638,300 |
| Total transfer of assets from this plan | 2020-07-31 | $1,485,675 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $2,330,917 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $13,422,538 |
| Total income from all sources (including contributions) | 2020-07-31 | $2,274,200 |
| Total loss/gain on sale of assets | 2020-07-31 | $-3,305,333 |
| Total of all expenses incurred | 2020-07-31 | $21,351 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-07-31 | $0 |
| Value of total assets at end of year | 2020-07-31 | $156,270,381 |
| Value of total assets at beginning of year | 2020-07-31 | $48,956,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-07-31 | $21,351 |
| Total interest from all sources | 2020-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-07-31 | $1,983,678 |
| Administrative expenses professional fees incurred | 2020-07-31 | $15,486 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-07-31 | $2,326,497 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-07-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-07-31 | $220,382 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-07-31 | $5,241 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-07-31 | $2,732,473 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-07-31 | $13,576,060 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-07-31 | $2,330,917 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-07-31 | $13,422,538 |
| Administrative expenses (other) incurred | 2020-07-31 | $5,865 |
| Total non interest bearing cash at end of year | 2020-07-31 | $640,087 |
| Total non interest bearing cash at beginning of year | 2020-07-31 | $251,728 |
| Value of net income/loss | 2020-07-31 | $2,252,849 |
| Value of net assets at end of year (total assets less liabilities) | 2020-07-31 | $153,939,464 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-07-31 | $35,533,990 |
| Value of interest in common/collective trusts at end of year | 2020-07-31 | $1,201,980 |
| Value of interest in common/collective trusts at beginning of year | 2020-07-31 | $3,590 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-07-31 | $246,884 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-07-31 | $15,163 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-07-31 | $15,163 |
| Net investment gain or loss from common/collective trusts | 2020-07-31 | $5,362 |
| Income. Dividends from preferred stock | 2020-07-31 | $30,925 |
| Income. Dividends from common stock | 2020-07-31 | $1,952,753 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-07-31 | $148,902,078 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-07-31 | $35,104,746 |
| Aggregate proceeds on sale of assets | 2020-07-31 | $27,043,263 |
| Aggregate carrying amount (costs) on sale of assets | 2020-07-31 | $30,348,596 |
| 2019 : NT COLLECTIVE QUALITY LOW VOLATILITY WORLD EX-US FUND - NON LENDING 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-07-31 | $50,018 |
| Total unrealized appreciation/depreciation of assets | 2019-07-31 | $50,018 |
| Total transfer of assets to this plan | 2019-07-31 | $35,453,135 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $13,422,538 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $0 |
| Total income from all sources (including contributions) | 2019-07-31 | $81,850 |
| Total loss/gain on sale of assets | 2019-07-31 | $-28,425 |
| Total of all expenses incurred | 2019-07-31 | $995 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-07-31 | $0 |
| Value of total assets at end of year | 2019-07-31 | $48,956,528 |
| Value of total assets at beginning of year | 2019-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-07-31 | $995 |
| Total interest from all sources | 2019-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $57,098 |
| Administrative expenses professional fees incurred | 2019-07-31 | $995 |
| Assets. Other investments not covered elsewhere at end of year | 2019-07-31 | $5,241 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-07-31 | $13,576,060 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-07-31 | $13,422,538 |
| Total non interest bearing cash at end of year | 2019-07-31 | $251,728 |
| Value of net income/loss | 2019-07-31 | $80,855 |
| Value of net assets at end of year (total assets less liabilities) | 2019-07-31 | $35,533,990 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-07-31 | $3,590 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-07-31 | $15,163 |
| Net investment gain or loss from common/collective trusts | 2019-07-31 | $3,159 |
| Income. Dividends from common stock | 2019-07-31 | $57,098 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-07-31 | $35,104,746 |
| Aggregate proceeds on sale of assets | 2019-07-31 | $-28,425 |
