NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE QUALITY LOW VOLATILITY US FUND - NON LENDING
| Measure | Date | Value |
|---|
| 2022 : NT COLLECTIVE QUALITY LOW VOLATILITY US FUND - NON LENDING 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-07-31 | $-32,217,336 |
| Total unrealized appreciation/depreciation of assets | 2022-07-31 | $-32,217,336 |
| Total transfer of assets to this plan | 2022-07-31 | $676,300 |
| Total transfer of assets from this plan | 2022-07-31 | $68,478,070 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $18,908 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-31 | $22,817 |
| Total income from all sources (including contributions) | 2022-07-31 | $-11,517,461 |
| Total loss/gain on sale of assets | 2022-07-31 | $15,774,251 |
| Total of all expenses incurred | 2022-07-31 | $68,427 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-31 | $0 |
| Value of total assets at end of year | 2022-07-31 | $304,937,162 |
| Value of total assets at beginning of year | 2022-07-31 | $384,328,729 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-31 | $68,427 |
| Total interest from all sources | 2022-07-31 | $840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-31 | $4,917,325 |
| Administrative expenses professional fees incurred | 2022-07-31 | $14,562 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-07-31 | $333,129 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-07-31 | $246,156 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-07-31 | $18,908 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-07-31 | $22,817 |
| Administrative expenses (other) incurred | 2022-07-31 | $53,865 |
| Value of net income/loss | 2022-07-31 | $-11,585,888 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-31 | $304,918,254 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-31 | $384,305,912 |
| Income. Interest from US Government securities | 2022-07-31 | $840 |
| Value of interest in common/collective trusts at end of year | 2022-07-31 | $2,360,483 |
| Value of interest in common/collective trusts at beginning of year | 2022-07-31 | $604,582 |
| Asset value of US Government securities at end of year | 2022-07-31 | $262,825 |
| Asset value of US Government securities at beginning of year | 2022-07-31 | $364,896 |
| Net investment gain or loss from common/collective trusts | 2022-07-31 | $7,459 |
| Income. Dividends from common stock | 2022-07-31 | $4,917,325 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-07-31 | $301,980,725 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-07-31 | $383,113,095 |
| Aggregate proceeds on sale of assets | 2022-07-31 | $192,623,794 |
| Aggregate carrying amount (costs) on sale of assets | 2022-07-31 | $176,849,543 |
| 2021 : NT COLLECTIVE QUALITY LOW VOLATILITY US FUND - NON LENDING 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-07-31 | $56,159,144 |
| Total unrealized appreciation/depreciation of assets | 2021-07-31 | $56,159,144 |
| Total transfer of assets to this plan | 2021-07-31 | $156,328,960 |
| Total transfer of assets from this plan | 2021-07-31 | $135,803,427 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $22,817 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-07-31 | $4,636,298 |
| Total income from all sources (including contributions) | 2021-07-31 | $82,608,844 |
| Total loss/gain on sale of assets | 2021-07-31 | $21,827,168 |
| Total of all expenses incurred | 2021-07-31 | $60,915 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-31 | $0 |
| Value of total assets at end of year | 2021-07-31 | $384,328,729 |
| Value of total assets at beginning of year | 2021-07-31 | $285,868,748 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-31 | $60,915 |
| Total interest from all sources | 2021-07-31 | $285 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-07-31 | $4,618,547 |
| Administrative expenses professional fees incurred | 2021-07-31 | $13,118 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-07-31 | $246,156 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-07-31 | $4,894,055 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-07-31 | $22,817 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-07-31 | $4,636,298 |
| Administrative expenses (other) incurred | 2021-07-31 | $47,797 |
| Value of net income/loss | 2021-07-31 | $82,547,929 |
| Value of net assets at end of year (total assets less liabilities) | 2021-07-31 | $384,305,912 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-07-31 | $281,232,450 |
| Income. Interest from US Government securities | 2021-07-31 | $285 |
| Value of interest in common/collective trusts at end of year | 2021-07-31 | $604,582 |
| Value of interest in common/collective trusts at beginning of year | 2021-07-31 | $1,435,728 |
| Asset value of US Government securities at end of year | 2021-07-31 | $364,896 |
| Asset value of US Government securities at beginning of year | 2021-07-31 | $184,904 |
| Net investment gain or loss from common/collective trusts | 2021-07-31 | $3,700 |
| Income. Dividends from common stock | 2021-07-31 | $4,618,547 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-07-31 | $383,113,095 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-07-31 | $279,354,061 |
| Aggregate proceeds on sale of assets | 2021-07-31 | $305,135,837 |
| Aggregate carrying amount (costs) on sale of assets | 2021-07-31 | $283,308,669 |
| 2020 : NT COLLECTIVE QUALITY LOW VOLATILITY US FUND - NON LENDING 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-07-31 | $12,899,511 |
| Total unrealized appreciation/depreciation of assets | 2020-07-31 | $12,899,511 |
| Total transfer of assets to this plan | 2020-07-31 | $240,638,488 |
| Total transfer of assets from this plan | 2020-07-31 | $40,477,659 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $4,636,298 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-07-31 | $23,591,689 |
| Total income from all sources (including contributions) | 2020-07-31 | $19,673,517 |
| Total loss/gain on sale of assets | 2020-07-31 | $3,900,566 |
| Total of all expenses incurred | 2020-07-31 | $27,576 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-07-31 | $0 |
| Value of total assets at end of year | 2020-07-31 | $285,868,748 |
| Value of total assets at beginning of year | 2020-07-31 | $85,017,369 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-07-31 | $27,576 |
| Total interest from all sources | 2020-07-31 | $889 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-07-31 | $2,857,993 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-07-31 | $169 |
| Administrative expenses professional fees incurred | 2020-07-31 | $12,785 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-07-31 | $4,894,055 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-07-31 | $23,679,289 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-07-31 | $4,636,298 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-07-31 | $23,591,689 |
| Administrative expenses (other) incurred | 2020-07-31 | $14,791 |
| Value of net income/loss | 2020-07-31 | $19,645,941 |
| Value of net assets at end of year (total assets less liabilities) | 2020-07-31 | $281,232,450 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-07-31 | $61,425,680 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-07-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-07-31 | $315,871 |
| Income. Interest from US Government securities | 2020-07-31 | $889 |
| Value of interest in common/collective trusts at end of year | 2020-07-31 | $1,435,728 |
| Value of interest in common/collective trusts at beginning of year | 2020-07-31 | $177,087 |
| Asset value of US Government securities at end of year | 2020-07-31 | $184,904 |
| Asset value of US Government securities at beginning of year | 2020-07-31 | $14,864 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-07-31 | $-1,411 |
| Net investment gain or loss from common/collective trusts | 2020-07-31 | $15,969 |
| Income. Dividends from common stock | 2020-07-31 | $2,857,824 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-07-31 | $279,354,061 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-07-31 | $60,830,258 |
| Aggregate proceeds on sale of assets | 2020-07-31 | $74,302,120 |
| Aggregate carrying amount (costs) on sale of assets | 2020-07-31 | $70,401,554 |
| 2019 : NT COLLECTIVE QUALITY LOW VOLATILITY US FUND - NON LENDING 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-07-31 | $1,579,310 |
| Total unrealized appreciation/depreciation of assets | 2019-07-31 | $1,579,310 |
| Total transfer of assets to this plan | 2019-07-31 | $59,734,211 |
| Total transfer of assets from this plan | 2019-07-31 | $1 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $23,591,689 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $0 |
| Total income from all sources (including contributions) | 2019-07-31 | $1,693,271 |
| Total loss/gain on sale of assets | 2019-07-31 | $4,281 |
| Total of all expenses incurred | 2019-07-31 | $1,801 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-07-31 | $0 |
| Value of total assets at end of year | 2019-07-31 | $85,017,369 |
| Value of total assets at beginning of year | 2019-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-07-31 | $1,801 |
| Total interest from all sources | 2019-07-31 | $49 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $106,006 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-07-31 | $361 |
| Administrative expenses professional fees incurred | 2019-07-31 | $1,801 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-07-31 | $23,679,289 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-07-31 | $23,591,689 |
| Value of net income/loss | 2019-07-31 | $1,691,470 |
| Value of net assets at end of year (total assets less liabilities) | 2019-07-31 | $61,425,680 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-07-31 | $315,871 |
| Income. Interest from US Government securities | 2019-07-31 | $49 |
| Value of interest in common/collective trusts at end of year | 2019-07-31 | $177,087 |
| Asset value of US Government securities at end of year | 2019-07-31 | $14,864 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-07-31 | $387 |
| Net investment gain or loss from common/collective trusts | 2019-07-31 | $3,238 |
| Income. Dividends from common stock | 2019-07-31 | $105,645 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-07-31 | $60,830,258 |
| Aggregate proceeds on sale of assets | 2019-07-31 | $2,543 |
| Aggregate carrying amount (costs) on sale of assets | 2019-07-31 | $-1,738 |
