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DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameDIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 002

DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIAKONIA GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:DIAKONIA GROUP, LLC
Employer identification number (EIN):460705501
NAIC Classification:333310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01VICKI HENDRICKS
0022016-01-01
0022015-01-01MICHAEL BERRY MICHAEL BERRY2016-10-13
0022014-01-01JORDAN BERRY2015-10-28 JORDAN BERRY2015-10-28
0022014-01-01JORDAN BERRY2015-10-14 JORDAN BERRY2015-10-14
0022013-01-01JORDAN BERRY2014-10-13 JORDAN BERRY2014-10-13
0022012-01-01COREY FAGER2013-07-30 COREY FAGER2013-07-30

Plan Statistics for DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01523
Total number of active participants reported on line 7a of the Form 55002022-01-01625
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01134
Total of all active and inactive participants2022-01-01759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01760
Number of participants with account balances2022-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01335
Total number of active participants reported on line 7a of the Form 55002021-01-01431
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0192
Total of all active and inactive participants2021-01-01523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01523
Number of participants with account balances2021-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01254
Total number of active participants reported on line 7a of the Form 55002020-01-01269
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0166
Total of all active and inactive participants2020-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01335
Number of participants with account balances2020-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01223
Total number of active participants reported on line 7a of the Form 55002019-01-01192
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0162
Total of all active and inactive participants2019-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01254
Number of participants with account balances2019-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01225
Total number of active participants reported on line 7a of the Form 55002018-01-01169
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01223
Number of participants with account balances2018-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0146
2017: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01207
Total number of active participants reported on line 7a of the Form 55002017-01-01179
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01225
Number of participants with account balances2017-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0131
2016: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01207
Total number of active participants reported on line 7a of the Form 55002016-01-01188
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01207
Number of participants with account balances2016-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01171
Total number of active participants reported on line 7a of the Form 55002015-01-01168
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01183
Number of participants with account balances2015-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017

Financial Data on DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$3,256,109
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$453,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$407,735
Expenses. Certain deemed distributions of participant loans2022-12-31$20,507
Value of total corrective distributions2022-12-31$16,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,534,335
Value of total assets at end of year2022-12-31$14,497,553
Value of total assets at beginning of year2022-12-31$11,695,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,556
Total interest from all sources2022-12-31$9,675
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$400,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,766,673
Participant contributions at end of year2022-12-31$154,643
Participant contributions at beginning of year2022-12-31$112,975
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$709,452
Administrative expenses (other) incurred2022-12-31$9,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$2,802,255
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,497,553
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,695,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,053,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$11,283,927
Interest on participant loans2022-12-31$6,428
Interest earned on other investments2022-12-31$3,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$289,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$298,396
Net investment gain/loss from pooled separate accounts2022-12-31$-2,287,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,058,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$407,735
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,060,233
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$382,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$361,084
Value of total corrective distributions2021-12-31$15,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,802,914
Value of total assets at end of year2021-12-31$11,695,298
Value of total assets at beginning of year2021-12-31$8,017,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,800
Total interest from all sources2021-12-31$7,422
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$400,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,542,574
Participant contributions at end of year2021-12-31$112,975
Participant contributions at beginning of year2021-12-31$82,145
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$90,240
Other income not declared elsewhere2021-12-31$7
Administrative expenses (other) incurred2021-12-31$5,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,677,508
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,695,298
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,017,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,283,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,772,399
Interest on participant loans2021-12-31$4,483
Interest earned on other investments2021-12-31$2,939
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$298,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$163,246
Net investment gain/loss from pooled separate accounts2021-12-31$1,249,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,170,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$361,084
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,845,890
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$392,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$375,969
Value of total corrective distributions2020-12-31$13,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,781,864
Value of total assets at end of year2020-12-31$8,017,790
Value of total assets at beginning of year2020-12-31$5,564,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,450
Total interest from all sources2020-12-31$5,863
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$400,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$946,943
Participant contributions at end of year2020-12-31$82,145
Participant contributions at beginning of year2020-12-31$101,651
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$158,245
Other income not declared elsewhere2020-12-31$17
Administrative expenses (other) incurred2020-12-31$2,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,453,634
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,017,790
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,564,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,772,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,223,813
Interest on participant loans2020-12-31$4,291
Interest earned on other investments2020-12-31$1,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$163,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$238,692
Net investment gain/loss from pooled separate accounts2020-12-31$1,058,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$676,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$375,969
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,784,069
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$984,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$978,889
Value of total corrective distributions2019-12-31$2,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$839,188
Value of total assets at end of year2019-12-31$5,564,156
Value of total assets at beginning of year2019-12-31$4,764,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,500
Total interest from all sources2019-12-31$8,448
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$400,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$585,606
Participant contributions at end of year2019-12-31$101,651
Participant contributions at beginning of year2019-12-31$89,633
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$29,562
Other income not declared elsewhere2019-12-31$1,902
Administrative expenses (other) incurred2019-12-31$3,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$799,388
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,564,156
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,764,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,223,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,253,916
Interest on participant loans2019-12-31$5,601
Interest earned on other investments2019-12-31$2,847
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$238,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$421,219
Net investment gain/loss from pooled separate accounts2019-12-31$934,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$224,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$978,889
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
2018 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$623,020
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,266,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,255,802
Expenses. Certain deemed distributions of participant loans2018-12-31$1,951
Value of total corrective distributions2018-12-31$2,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$908,396
Value of total assets at end of year2018-12-31$4,764,768
Value of total assets at beginning of year2018-12-31$5,408,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,800
Total interest from all sources2018-12-31$12,517
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$400,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$544,721
Participant contributions at end of year2018-12-31$89,633
Participant contributions at beginning of year2018-12-31$73,247
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$149,881
Other income not declared elsewhere2018-12-31$360
Administrative expenses (other) incurred2018-12-31$5,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-643,455
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,764,768
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,408,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,253,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,948,574
Interest on participant loans2018-12-31$4,691
Interest earned on other investments2018-12-31$7,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$421,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$386,402
Net investment gain/loss from pooled separate accounts2018-12-31$-298,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$213,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,255,802
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,157,251
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$676,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$669,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,518,212
Value of total assets at end of year2017-12-31$5,408,223
Value of total assets at beginning of year2017-12-31$3,927,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,369
Total interest from all sources2017-12-31$8,282
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$400,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$608,600
Participant contributions at end of year2017-12-31$73,247
Participant contributions at beginning of year2017-12-31$84,734
Participant contributions at beginning of year2017-12-31$174
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$674,181
Other income not declared elsewhere2017-12-31$-4,123
Administrative expenses (other) incurred2017-12-31$7,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,480,678
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,408,223
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,927,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,948,574
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,494,279
Interest on participant loans2017-12-31$3,880
Interest earned on other investments2017-12-31$4,402
Value of interest in common/collective trusts at beginning of year2017-12-31$340,185
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$386,402
Net investment gain/loss from pooled separate accounts2017-12-31$634,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$235,431
Employer contributions (assets) at beginning of year2017-12-31$5,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$669,204
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$707,954
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$278,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$256,224
Expenses. Certain deemed distributions of participant loans2016-12-31$3,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$477,184
Value of total assets at end of year2016-12-31$3,927,545
Value of total assets at beginning of year2016-12-31$3,498,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,217
Total interest from all sources2016-12-31$11,038
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$400,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$325,865
Participant contributions at end of year2016-12-31$84,734
Participant contributions at beginning of year2016-12-31$100,221
Participant contributions at end of year2016-12-31$174
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$33,592
Other income not declared elsewhere2016-12-31$2,169
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$429,026
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,927,545
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,498,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,494,279
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,067,399
Interest on participant loans2016-12-31$4,947
Interest earned on other investments2016-12-31$6,091
Value of interest in common/collective trusts at end of year2016-12-31$340,185
Value of interest in common/collective trusts at beginning of year2016-12-31$324,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,694
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,189
Net investment gain/loss from pooled separate accounts2016-12-31$217,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$117,727
Employer contributions (assets) at end of year2016-12-31$5,479
Employer contributions (assets) at beginning of year2016-12-31$2,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$256,224
Contract administrator fees2016-12-31$19,217
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$516,742
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$147,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$120,830
Expenses. Certain deemed distributions of participant loans2015-12-31$8,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$557,907
Value of total assets at end of year2015-12-31$3,498,519
Value of total assets at beginning of year2015-12-31$3,129,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,120
Total interest from all sources2015-12-31$10,468
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$317,382
Participant contributions at end of year2015-12-31$100,221
Participant contributions at beginning of year2015-12-31$97,986
Participant contributions at beginning of year2015-12-31$6,008
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$141,004
Other income not declared elsewhere2015-12-31$1,984
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$369,355
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,498,519
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,129,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,067,399
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,711,354
Interest on participant loans2015-12-31$4,595
Interest earned on other investments2015-12-31$5,873
Value of interest in common/collective trusts at end of year2015-12-31$324,575
Value of interest in common/collective trusts at beginning of year2015-12-31$310,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,189
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,712
Net investment gain/loss from pooled separate accounts2015-12-31$-53,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$99,521
Employer contributions (assets) at end of year2015-12-31$2,135
Employer contributions (assets) at beginning of year2015-12-31$846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$120,830
Contract administrator fees2015-12-31$18,120
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260

Form 5500 Responses for DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN

2022: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIAKONIA GROUP, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH5090
Policy instance 1
Insurance contract or identification numberYH5090
Number of Individuals Covered760
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH5090
Policy instance 1
Insurance contract or identification numberYH5090
Number of Individuals Covered523
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH5090
Policy instance 1
Insurance contract or identification numberYH5090
Number of Individuals Covered335
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH5090
Policy instance 1
Insurance contract or identification numberYH5090
Number of Individuals Covered254
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH5090
Policy instance 1
Insurance contract or identification numberYH5090
Number of Individuals Covered225
Insurance policy start date2017-05-10
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55616
Policy instance 2
Insurance contract or identification number55616
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-05-10
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,149
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1149
Additional information about fees paid to insurance brokerTPA FEES PAID AND COMPENSATION
Insurance broker organization code?5
Insurance broker nameEMPLOYEE BENEFIT SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number55616
Policy instance 1
Insurance contract or identification number55616
Number of Individuals Covered96
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $16,805
Total amount of fees paid to insurance companyUSD $2,589
Commission paid to Insurance BrokerUSD $16,805
Amount paid for insurance broker fees0
Insurance broker organization code?4
Additional information about fees paid to insurance brokerTPA FEES PAID AND COMPENSATION
Insurance broker nameEMPLOYEE BENEFIT SERVICES, INC.

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