401k Plan data: MIDDLEBURG 401(K) PLAN plan

MIDDLEBURG 401(K) PLAN 401k Plan overview

Plan Name	MIDDLEBURG 401(K) PLAN
Plan identification number	001

MIDDLEBURG 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MIDDLEBURG MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: MIDDLEBURG MANAGEMENT, LLC

Employer identification number (EIN): 460927391

NAIC Classification: 531310

Additional information about MIDDLEBURG MANAGEMENT, LLC

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 2012-09-04

Company Identification Number: S421054

Legal Registered Office Address: 3201 JERMANTOWN RD STE 220

FAIRFAX
United States of America (USA)
22030

More information about MIDDLEBURG MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MIDDLEBURG 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 COREY GIBSON 2023-08-04
001 2021-01-01 COREY GIBSON 2022-10-14
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2015-01-01
001 2014-01-01 COREY GIBSON
001 2013-01-01 COREY GIBSON 2014-09-26

Plan Statistics for MIDDLEBURG 401(K) PLAN

401k plan membership statisitcs for MIDDLEBURG 401(K) PLAN

Measure Date Value
2022: MIDDLEBURG 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 68
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 54
Total of all active and inactive participants 2022-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 122
Number of participants with account balances 2022-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: MIDDLEBURG 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 94
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 37
Total of all active and inactive participants 2021-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 131
Number of participants with account balances 2021-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2017: MIDDLEBURG 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 59
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 38
Total of all active and inactive participants 2017-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 97
Number of participants with account balances 2017-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: MIDDLEBURG 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 89
Number of retired or separated participants receiving benefits 2016-01-01 37
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 126
Number of participants with account balances 2016-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: MIDDLEBURG 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 99
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 27
Total of all active and inactive participants 2015-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 126
Number of participants with account balances 2015-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: MIDDLEBURG 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 85
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 28
Total of all active and inactive participants 2014-01-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 113
Number of participants with account balances 2014-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2022: MIDDLEBURG 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	68
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	54
Total of all active and inactive participants	2022-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	122
Number of participants with account balances	2022-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: MIDDLEBURG 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	94
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	37
Total of all active and inactive participants	2021-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	131
Number of participants with account balances	2021-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2017: MIDDLEBURG 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	59
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	38
Total of all active and inactive participants	2017-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	97
Number of participants with account balances	2017-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: MIDDLEBURG 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	89
Number of retired or separated participants receiving benefits	2016-01-01	37
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	126
Number of participants with account balances	2016-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: MIDDLEBURG 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	99
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	27
Total of all active and inactive participants	2015-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	126
Number of participants with account balances	2015-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: MIDDLEBURG 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	85
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	28
Total of all active and inactive participants	2014-01-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	113
Number of participants with account balances	2014-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on MIDDLEBURG 401(K) PLAN

Measure	Date	Value
2022 : MIDDLEBURG 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$150
Total income from all sources (including contributions)	2022-12-31	$-187,971
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$343,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$309,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$698,490
Value of total assets at end of year	2022-12-31	$4,381,695
Value of total assets at beginning of year	2022-12-31	$4,910,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$34,561
Total interest from all sources	2022-12-31	$582
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$156,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$156,951
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$475,740
Participant contributions at end of year	2022-12-31	$9,291
Participant contributions at beginning of year	2022-12-31	$22,316
Participant contributions at end of year	2022-12-31	$20,816
Participant contributions at beginning of year	2022-12-31	$15,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$150
Total non interest bearing cash at end of year	2022-12-31	$50,007
Total non interest bearing cash at beginning of year	2022-12-31	$47,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-531,955
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,378,820
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,910,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$21,886
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,244,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,766,300
Interest on participant loans	2022-12-31	$582
Value of interest in common/collective trusts at end of year	2022-12-31	$46,327
Value of interest in common/collective trusts at beginning of year	2022-12-31	$51,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,043,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$222,750
Employer contributions (assets) at end of year	2022-12-31	$10,633
Employer contributions (assets) at beginning of year	2022-12-31	$7,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$309,423
Contract administrator fees	2022-12-31	$12,675
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2022-12-31	753218994
2021 : MIDDLEBURG 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,701,038
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$313,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$281,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$975,173
Value of total assets at end of year	2021-12-31	$4,910,925
Value of total assets at beginning of year	2021-12-31	$3,523,698
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$32,844
Total interest from all sources	2021-12-31	$576
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$297,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$297,114
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$424,983
Participant contributions at end of year	2021-12-31	$22,316
Participant contributions at beginning of year	2021-12-31	$10,468
Participant contributions at end of year	2021-12-31	$15,966
Participant contributions at beginning of year	2021-12-31	$11,625
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$345,603
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$150
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$47,132
Administrative expenses (other) incurred	2021-12-31	$11,868
Total non interest bearing cash at end of year	2021-12-31	$47,282
Total non interest bearing cash at beginning of year	2021-12-31	$263,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,387,077
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,910,775
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,523,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$20,976
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,766,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,189,220
Interest on participant loans	2021-12-31	$576
Value of interest in common/collective trusts at end of year	2021-12-31	$51,415
Value of interest in common/collective trusts at beginning of year	2021-12-31	$42,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$381,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$204,587
Employer contributions (assets) at end of year	2021-12-31	$7,646
Employer contributions (assets) at beginning of year	2021-12-31	$6,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$281,117
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2021-12-31	753218994
2017 : MIDDLEBURG 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$562,463
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$182,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$172,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$322,196
Value of total assets at end of year	2017-12-31	$1,648,911
Value of total assets at beginning of year	2017-12-31	$1,268,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$9,637
Total interest from all sources	2017-12-31	$957
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$195,128
Participant contributions at end of year	2017-12-31	$71,598
Participant contributions at beginning of year	2017-12-31	$35,558
Participant contributions at end of year	2017-12-31	$3,500
Participant contributions at beginning of year	2017-12-31	$2,675
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$6,545
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$4,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$380,363
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,648,911
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,268,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$3,381
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,535,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,205,705
Interest on participant loans	2017-12-31	$957
Value of interest in common/collective trusts at end of year	2017-12-31	$31,681
Value of interest in common/collective trusts at beginning of year	2017-12-31	$22,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$69
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$69
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$238,724
Net investment gain or loss from common/collective trusts	2017-12-31	$586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$120,523
Employer contributions (assets) at end of year	2017-12-31	$2,150
Employer contributions (assets) at beginning of year	2017-12-31	$1,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$172,463
Contract administrator fees	2017-12-31	$6,256
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2017-12-31	753218994
2016 : MIDDLEBURG 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$413,391
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$93,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$85,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$336,109
Value of total assets at end of year	2016-12-31	$1,268,548
Value of total assets at beginning of year	2016-12-31	$948,650
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$7,645
Total interest from all sources	2016-12-31	$501
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$5,070
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$181,336
Participant contributions at end of year	2016-12-31	$2,675
Participant contributions at beginning of year	2016-12-31	$1,583
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$47,460
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$70
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$37
Assets. Loans (other than to participants) at end of year	2016-12-31	$35,558
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$29,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$319,898
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,268,548
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$948,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$2,575
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,205,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$894,804
Interest on participant loans	2016-12-31	$501
Value of interest in common/collective trusts at end of year	2016-12-31	$22,931
Value of interest in common/collective trusts at beginning of year	2016-12-31	$21,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$69
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$69
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$69
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$76,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$107,313
Employer contributions (assets) at end of year	2016-12-31	$1,540
Employer contributions (assets) at beginning of year	2016-12-31	$903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$85,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2016-12-31	753218994
2015 : MIDDLEBURG 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$172,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$314,861
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$118,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$112,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$323,410
Value of total assets at end of year	2015-12-31	$948,650
Value of total assets at beginning of year	2015-12-31	$579,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,950
Total interest from all sources	2015-12-31	$697
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$3,898
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$150,738
Participant contributions at end of year	2015-12-31	$1,583
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$77,298
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$37
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$29,430
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$6,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$196,600
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$948,650
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$579,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$2,052
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$894,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$550,390
Interest on participant loans	2015-12-31	$697
Value of interest in common/collective trusts at end of year	2015-12-31	$21,824
Value of interest in common/collective trusts at beginning of year	2015-12-31	$10,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$69
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$12,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$12,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-9,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$95,374
Employer contributions (assets) at end of year	2015-12-31	$903
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$112,311
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2015-12-31	753218994
2014 : MIDDLEBURG 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$262,065
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$37,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$33,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$226,204
Value of total assets at end of year	2014-12-31	$579,996
Value of total assets at beginning of year	2014-12-31	$355,411
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,335
Total interest from all sources	2014-12-31	$4,473
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$3,255
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$138,571
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$5,933
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$12,181
Assets. Loans (other than to participants) at end of year	2014-12-31	$6,327
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$224,585
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$579,996
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$355,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$1,080
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$561,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$346,655
Interest on participant loans	2014-12-31	$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$12,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$4,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$31,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$75,452
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$2,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$33,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JONES & MCINTYRE, PLLC
Accountancy firm EIN	2014-12-31	753218994

Form 5500 Responses for MIDDLEBURG 401(K) PLAN

2022: MIDDLEBURG 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: MIDDLEBURG 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2017: MIDDLEBURG 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MIDDLEBURG 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MIDDLEBURG 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MIDDLEBURG 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MIDDLEBURG MANAGEMENT, LLC
Employer identification number (EIN):	460927391
NAIC Classification:	531310

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	2012-09-04
Company Identification Number:	S421054
Legal Registered Office Address:	3201 JERMANTOWN RD STE 220 FAIRFAX United States of America (USA) 22030

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	COREY GIBSON	2023-08-04
001	2021-01-01	COREY GIBSON	2022-10-14
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2015-01-01
001	2014-01-01	COREY GIBSON
001	2013-01-01	COREY GIBSON	2014-09-26