401k Plan data: CAPSTONE AFFLUENT STRATEGIES I 401 K PROFIT SHARING PLAN TRUST plan

CAPSTONE AFFLUENT STRATEGIES I 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan Name	CAPSTONE AFFLUENT STRATEGIES I 401 K PROFIT SHARING PLAN TRUST
Plan identification number	001

CAPSTONE AFFLUENT STRATEGIES I 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPSTONE AFFLUENT STRATEGIES I has sponsored the creation of one or more 401k plans.

Company Name: CAPSTONE AFFLUENT STRATEGIES I

Employer identification number (EIN): 461236690

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPSTONE AFFLUENT STRATEGIES I 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 DARIN PASTOR 2017-05-16
001 2015-01-01 DARIN PASTOR 2016-06-06
001 2014-01-01 TRACY PASTOR 2015-06-22
001 2013-01-01 DARIN PASTOR 2014-05-06
001 2012-01-01 CAPSTONE AFFLUENT STRATEGIES I 2013-07-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01	DARIN PASTOR	2017-05-16
001	2015-01-01	DARIN PASTOR	2016-06-06
001	2014-01-01	TRACY PASTOR	2015-06-22
001	2013-01-01	DARIN PASTOR	2014-05-06
001	2012-01-01	CAPSTONE AFFLUENT STRATEGIES I	2013-07-09

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Company Name:	CAPSTONE AFFLUENT STRATEGIES I
Employer identification number (EIN):	461236690
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing