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Plan Name | RISK THEORY, LLC 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | RISK THEORY, LLC |
Employer identification number (EIN): | 461265980 |
NAIC Classification: | 524210 |
NAIC Description: | Insurance Agencies and Brokerages |
Additional information about RISK THEORY, LLC
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2012-08-29 |
Company Identification Number: | 0801648515 |
Legal Registered Office Address: |
15301 DALLAS PKWY STE 500 ADDISON United States of America (USA) 75001 |
More information about RISK THEORY, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | JOANN HABBAS | 2018-06-05 | ||
001 | 2016-01-01 | JOANN HABBAS | 2017-05-19 | ||
001 | 2015-01-01 | JOANN HABBAS | 2016-05-23 |
Measure | Date | Value |
---|---|---|
2022: RISK THEORY, LLC 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 304 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 344 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 18 |
Total of all active and inactive participants | 2022-01-01 | 362 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 362 |
Number of participants with account balances | 2022-01-01 | 176 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 9 |
2021: RISK THEORY, LLC 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 214 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 278 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 14 |
Total of all active and inactive participants | 2021-01-01 | 292 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 292 |
Number of participants with account balances | 2021-01-01 | 132 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: RISK THEORY, LLC 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 178 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 206 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 8 |
Total of all active and inactive participants | 2020-01-01 | 214 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 214 |
Number of participants with account balances | 2020-01-01 | 89 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: RISK THEORY, LLC 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 160 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 168 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 8 |
Total of all active and inactive participants | 2019-01-01 | 176 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 176 |
Number of participants with account balances | 2019-01-01 | 69 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: RISK THEORY, LLC 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 127 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 150 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 9 |
Total of all active and inactive participants | 2018-01-01 | 159 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 159 |
Number of participants with account balances | 2018-01-01 | 59 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : RISK THEORY, LLC 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $1,296,375 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $287,557 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $282,462 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $1,388 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,374,134 |
Value of total assets at end of year | 2022-12-31 | $6,030,755 |
Value of total assets at beginning of year | 2022-12-31 | $5,021,937 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $3,707 |
Total interest from all sources | 2022-12-31 | $5,933 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $364,290 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $364,290 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,515,002 |
Participant contributions at end of year | 2022-12-31 | $166,532 |
Participant contributions at beginning of year | 2022-12-31 | $29,200 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $859,132 |
Administrative expenses (other) incurred | 2022-12-31 | $3,707 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $1,008,818 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $6,030,755 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,021,937 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,147,420 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $4,504,115 |
Interest on participant loans | 2022-12-31 | $5,933 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $716,803 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $488,622 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,352,190 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-95,792 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $282,462 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | FORVIS LLP |
Accountancy firm EIN | 2022-12-31 | 440160260 |
2021 : RISK THEORY, LLC 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,808,492 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $181,267 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $177,627 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $2,196 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,188,907 |
Value of total assets at end of year | 2021-12-31 | $5,021,937 |
Value of total assets at beginning of year | 2021-12-31 | $3,394,712 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,444 |
Total interest from all sources | 2021-12-31 | $1,795 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $451,687 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $451,687 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $998,098 |
Participant contributions at end of year | 2021-12-31 | $29,200 |
Participant contributions at beginning of year | 2021-12-31 | $35,882 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $190,809 |
Administrative expenses (other) incurred | 2021-12-31 | $1,444 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,627,225 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,021,937 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,394,712 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $4,504,115 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,020,416 |
Interest on participant loans | 2021-12-31 | $1,795 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $488,622 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $338,414 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $74,986 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $91,117 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $177,627 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FORVIS LLP |
Accountancy firm EIN | 2021-12-31 | 440160260 |
2020 : RISK THEORY, LLC 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,312,779 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $184,795 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $183,854 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $756,073 |
Value of total assets at end of year | 2020-12-31 | $3,394,712 |
Value of total assets at beginning of year | 2020-12-31 | $2,266,728 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $941 |
Total interest from all sources | 2020-12-31 | $2,996 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $170,204 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $170,204 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $227,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $620,928 |
Participant contributions at end of year | 2020-12-31 | $35,882 |
Participant contributions at beginning of year | 2020-12-31 | $48,240 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $135,145 |
Administrative expenses (other) incurred | 2020-12-31 | $941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,127,984 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,394,712 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,266,728 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,020,416 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $1,968,867 |
Interest on participant loans | 2020-12-31 | $2,996 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $338,414 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $249,621 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $351,044 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $32,462 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $183,854 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | DIXON HUGHES GOODMAN |
Accountancy firm EIN | 2020-12-31 | 560747981 |
2019 : RISK THEORY, LLC 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $893,226 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $317,205 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $315,685 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $472,670 |
Value of total assets at end of year | 2019-12-31 | $2,266,728 |
Value of total assets at beginning of year | 2019-12-31 | $1,690,707 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,520 |
Total interest from all sources | 2019-12-31 | $2,995 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $108,119 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $108,119 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $170,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $459,146 |
Participant contributions at end of year | 2019-12-31 | $48,240 |
Participant contributions at beginning of year | 2019-12-31 | $42,602 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $13,524 |
Administrative expenses (other) incurred | 2019-12-31 | $1,520 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $576,021 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,266,728 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,690,707 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $1,968,867 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,489,386 |
Interest on participant loans | 2019-12-31 | $2,995 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $249,621 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $158,719 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $277,593 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $31,849 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $315,685 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MICHELLE JOHNSON |
Accountancy firm EIN | 2019-12-31 | 752515294 |
2018 : RISK THEORY, LLC 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $445,570 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $306,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $301,794 |
Value of total corrective distributions | 2018-12-31 | $3,426 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $545,875 |
Value of total assets at end of year | 2018-12-31 | $1,690,707 |
Value of total assets at beginning of year | 2018-12-31 | $1,551,142 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $785 |
Total interest from all sources | 2018-12-31 | $3,017 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $126,923 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $126,923 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $156,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $395,776 |
Participant contributions at end of year | 2018-12-31 | $42,602 |
Participant contributions at beginning of year | 2018-12-31 | $86,443 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $150,099 |
Administrative expenses (other) incurred | 2018-12-31 | $785 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $139,565 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,690,707 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,551,142 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,489,386 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,366,838 |
Interest on participant loans | 2018-12-31 | $3,017 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $158,719 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $97,861 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-222,364 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-7,881 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $301,794 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MICHELLE JOHNSON |
Accountancy firm EIN | 2018-12-31 | 752515294 |
2022: RISK THEORY, LLC 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: RISK THEORY, LLC 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: RISK THEORY, LLC 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: RISK THEORY, LLC 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: RISK THEORY, LLC 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |